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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
-6.78%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$259M
AUM Growth
-$37.3M
Cap. Flow
-$13.2M
Cap. Flow %
-5.08%
Top 10 Hldgs %
74.53%
Holding
93
New
5
Increased
26
Reduced
36
Closed
16

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$37.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$765K
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$734K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$733K

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$16.4M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$10.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$9.75M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.23M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$7.22M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.27%
2 Technology 1.98%
3 Financials 1%
4 Healthcare 0.92%
5 Consumer Discretionary 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLY
51
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$336K 0.13%
5,600
– –
IUSG icon
52
iShares Core S&P US Growth ETF
IUSG
$33.5B
$328K 0.13%
6,220
– –
SBUX icon
53
Starbucks
SBUX
$123B
$322K 0.12%
5,006
+1
+0% +$63
INTC icon
54
Intel
INTC
$473B
$321K 0.12%
6,836
+790
+13% +$37K
VUG icon
55
Vanguard Morningstar Growth ETF
VUG
$228B
$301K 0.12%
13,428
-594
-4% -$14.4K
MRK icon
56
Merck
MRK
$366B
$283K 0.11%
3,881
+1
+0% +$71
IVV icon
57
iShares Core S&P 500 ETF
IVV
$898B
$282K 0.11%
1,121
-1,423
-56% -$386K
EMN icon
58
Eastman Chemical
EMN
$8.35B
$272K 0.11%
3,722
+1
+0% +$80
WPC icon
59
W.P. Carey
WPC
$16.1B
– –
0
– –
T icon
60
AT&T
T
$178B
$266K 0.1%
12,318
-459
-4% -$10.7K
IWF icon
61
iShares Russell 1000 Growth ETF
IWF
$126B
$262K 0.1%
8,004
-400
-5% -$14.1K
ABBV icon
62
AbbVie
ABBV
$451B
$256K 0.1%
2,777
-250
-8% -$22K
PEG icon
63
Public Service Enterprise Group
PEG
$36.5B
$250K 0.1%
4,799
+30
+0.6% +$1.61K
IJK icon
64
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$249K 0.1%
5,200
– –
BX icon
65
Blackstone
BX
$107B
– –
0
– –
XLF icon
66
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$222K 0.09%
9,324
+6
+0.1% +$156
IWP icon
67
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$217K 0.08%
3,820
+260
+7% +$15.8K
CAT icon
68
Caterpillar
CAT
$368B
$216K 0.08%
1,703
+1
+0.1% +$130
ORCL icon
69
Oracle
ORCL
$435B
$215K 0.08%
4,763
+4
+0.1% +$192
AMZN icon
70
Amazon
AMZN
$2.87T
$209K 0.08%
2,780
-20
-0.7% -$1.66K
DE icon
71
Deere & Co
DE
$170B
$209K 0.08%
1,400
– –
DNKN
72
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$206K 0.08%
3,213
+1
+0% +$71
TGT icon
73
Target
TGT
$74.1B
$204K 0.08%
+3,090
New +$238K
DUK icon
74
Duke Energy
DUK
$93.8B
$200K 0.08%
+2,317
New +$197K
NLY icon
75
Annaly Capital Management
NLY
$17.4B
– –
0
– –
1 2
3
4

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High Falls Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, High Falls Advisors held 93 positions worth $259M, down 13% from $296M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

High Falls Advisors withdrew a net $13.2M in Q4 2018, closing 16 positions and reducing 36 holdings. Its most notable exit was State Street SPDR Dow Jones International Real Estate ETF, an estimated $5.06M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 92% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in Invesco DB US Dollar Index Bullish Fund worth $727K.

  • High Falls Advisors's largest Q4 2018 buy was Invesco DB US Dollar Index Bullish Fund: 28,583 shares worth $727K.
  • High Falls Advisors added most to iShares Floating Rate Bond ETF in Q4 2018, an estimated $37.3M increase.
  • High Falls Advisors's biggest Q4 2018 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $16.4M.
  • High Falls Advisors fully exited State Street SPDR Dow Jones International Real Estate ETF in Q4 2018, selling an estimated $5.06M.
  • High Falls Advisors's ten largest holdings make up 75% of its $259M portfolio in Q4 2018.
  • High Falls Advisors opened 5 new positions and closed 16 in Q4 2018.
  • High Falls Advisors's portfolio value fell 13% quarter-over-quarter to $259M.

Based on High Falls Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.