We are live on !
Find out more
HFA
High Falls Advisors Portfolio holdings
AUM
$494M
Turnover
10.46%
1-Year Est. Return
16.81%
This Fund
S&P 500
This Quarter Est. Return
-6.78%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$259M
AUM Growth
-$37.3M
(-13%)
Cap. Flow
-$13.2M
Cap. Flow % of AUM
Cap. Flow %
-5.08%
Top 10 Holdings %
Top 10 Hldgs %
74.53%
Holding
93
New
5
Increased
26
Reduced
36
Closed
16
Avg Time Held
2.3
years
Top 10 Avg Time Held
1.2
years
Top 20 Avg Time Held
1.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Floating Rate Bond ETF
FLOT
|
+$37.3M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$17.1M |
| 3 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$765K |
| 4 |
Invesco DB US Dollar Index Bullish Fund
UUP
|
+$734K |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$733K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$16.4M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$10.8M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$9.7M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$9.23M |
| 5 |
iShares TIPS Bond ETF
TIP
|
+$7.22M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 93.27% |
| 2 | Technology | 1.98% |
| 3 | Financials | 1% |
| 4 | Healthcare | 0.92% |
| 5 | Consumer Discretionary | 0.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $336K | 0.13% |
5,600
| – | – |
2015 Q4
12 quarters
|
|
52
iShares Core S&P US Growth ETF
IUSG
$33.3B
| $328K | 0.13% |
6,220
| – | – |
2015 Q4
12 quarters
|
|
53
Starbucks
SBUX
$111B
| $322K | 0.12% |
5,006
+1
| +0% | +$63 |
2016 Q4
8 quarters
|
|
54
Intel
INTC
$475B
| $321K | 0.12% |
6,836
+790
| +13% | +$37K |
2017 Q1
7 quarters
|
|
55
Vanguard Morningstar Growth ETF
VUG
$227B
| $301K | 0.12% |
13,428
-594
| -4% | -$14.4K |
2015 Q4
12 quarters
|
|
56
Merck
MRK
$360B
| $283K | 0.11% |
3,881
+1
| +0% | +$71 |
2018 Q2
2 quarters
|
|
57
iShares Core S&P 500 ETF
IVV
$880B
| $282K | 0.11% |
1,121
-1,423
| -56% | -$386K |
2016 Q4
8 quarters
|
|
58
Eastman Chemical
EMN
$7.13B
| $272K | 0.11% |
3,722
+1
| +0% | +$80 |
2015 Q4
12 quarters
|
|
59
W.P. Carey
WPC
$14.8B
| – | – |
0
| – | – |
2015 Q4
12 quarters
|
|
60
AT&T
T
$161B
| $266K | 0.1% |
12,318
-459
| -4% | -$10.7K |
2015 Q4
12 quarters
|
|
61
iShares Russell 1000 Growth ETF
IWF
$124B
| $262K | 0.1% |
8,004
-400
| -5% | -$14.1K |
2015 Q4
12 quarters
|
|
62
AbbVie
ABBV
$504B
| $256K | 0.1% |
2,777
-250
| -8% | -$22K |
2017 Q1
7 quarters
|
|
63
Public Service Enterprise Group
PEG
$35.6B
| $250K | 0.1% |
4,799
+30
| +0.6% | +$1.62K |
2018 Q3
1 quarter
|
|
64
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.3B
| $249K | 0.1% |
5,200
| – | – |
2015 Q4
12 quarters
|
|
65
Blackstone
BX
$85.1B
| – | – |
0
| – | – |
2015 Q4
12 quarters
|
|
66
State Street Financial Select Sector SPDR ETF
XLF
$51.6B
| $222K | 0.09% |
9,324
+6
| +0.1% | +$156 |
2015 Q4
12 quarters
|
|
67
iShares Russell Mid-Cap Growth ETF
IWP
$18.8B
| $217K | 0.08% |
3,820
+260
| +7% | +$15.8K |
2017 Q3
5 quarters
|
|
68
Caterpillar
CAT
$336B
| $216K | 0.08% |
1,703
+1
| +0.1% | +$130 |
2017 Q4
4 quarters
|
|
69
Oracle
ORCL
$389B
| $215K | 0.08% |
4,763
+4
| +0.1% | +$192 |
2015 Q4
12 quarters
|
|
70
Amazon
AMZN
$2.7T
| $209K | 0.08% |
2,780
-20
| -0.7% | -$1.66K |
2018 Q2
2 quarters
|
|
71
Deere & Co
DE
$173B
| $209K | 0.08% |
1,400
| – | – |
2018 Q3
1 quarter
|
|
|
DNKN
72
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $206K | 0.08% |
3,213
+1
| +0% | +$71 |
2018 Q2
2 quarters
|
|
73
Target
TGT
$70.1B
| $204K | 0.08% |
+3,090
| New | +$238K |
2018 Q4
0 quarters
|
|
74
Duke Energy
DUK
$94.7B
| $200K | 0.08% |
+2,317
| New | +$197K |
2018 Q4
0 quarters
|
|
75
Annaly Capital Management
NLY
$13.7B
| – | – |
0
| – | – |
2016 Q3
9 quarters
|
|
Similar funds
VFPW
GFA
CIP
VW
LRWA
MG
MCP
STS
High Falls Advisors's Q4 2018 Portfolio in Review
As of Q4 2018, High Falls Advisors held 93 positions worth $259M, down 13% from $296M the previous quarter. Its ten largest holdings account for 75% of the portfolio.
High Falls Advisors withdrew a net $13.2M in Q4 2018, closing 16 positions and reducing 36 holdings. Its most notable exit was State Street SPDR Dow Jones International Real Estate ETF, an estimated $5.06M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 92% a quarter earlier, followed by Technology and Financials.
Against the trend, High Falls Advisors opened a new position in Invesco DB US Dollar Index Bullish Fund worth $727K.
- High Falls Advisors's largest Q4 2018 buy was Invesco DB US Dollar Index Bullish Fund: 28,583 shares worth $727K.
- High Falls Advisors added most to iShares Floating Rate Bond ETF in Q4 2018, an estimated $37.3M increase.
- High Falls Advisors's biggest Q4 2018 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $16.4M.
- High Falls Advisors fully exited State Street SPDR Dow Jones International Real Estate ETF in Q4 2018, selling an estimated $5.06M.
- High Falls Advisors's ten largest holdings make up 75% of its $259M portfolio in Q4 2018.
- High Falls Advisors opened 5 new positions and closed 16 in Q4 2018.
- High Falls Advisors's portfolio value fell 13% quarter-over-quarter to $259M.
Based on High Falls Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.