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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+1.88%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$218M
AUM Growth
-$51M
Cap. Flow
-$51.8M
Cap. Flow %
-23.75%
Top 10 Hldgs %
70.13%
Holding
91
New
10
Increased
19
Reduced
38
Closed
13

Top Buys

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$16.2M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.3M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.83M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$608K
5
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$469K

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.1M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$13M
3
MBB icon
iShares MBS ETF
MBB
+$12.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$11.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.77%
2 Technology 2.67%
3 Financials 1.32%
4 Energy 0.91%
5 Healthcare 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
51
Coca-Cola
KO
$386B
$410K 0.19%
9,888
-200
-2% -$8.32K
CVX icon
52
Chevron
CVX
$396B
$392K 0.18%
3,329
+184
+6% +$20K
IUSG icon
53
iShares Core S&P US Growth ETF
IUSG
$33.5B
$385K 0.18%
8,974
– –
PG icon
54
Procter & Gamble
PG
$334B
$366K 0.17%
4,352
+1
+0% +$85
BA icon
55
Boeing
BA
$166B
$353K 0.16%
2,270
– –
GLD icon
56
SPDR Gold Trust
GLD
$149B
$349K 0.16%
3,183
-418
-12% -$48.5K
NLY icon
57
Annaly Capital Management
NLY
$17.4B
– –
0
– –
SLY
58
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$338K 0.16%
5,600
– –
PFE icon
59
Pfizer
PFE
$159B
$332K 0.15%
10,765
-6,005
-36% -$183K
IGM icon
60
iShares Expanded Tech Sector ETF
IGM
$10.6B
$328K 0.15%
15,900
– –
VO icon
61
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$327K 0.15%
9,948
+4
+0% +$129
VUG icon
62
Vanguard Morningstar Growth ETF
VUG
$228B
$314K 0.14%
16,884
+6
+0% +$111
MCD icon
63
McDonald's
MCD
$188B
$307K 0.14%
2,522
– –
DLR icon
64
Digital Realty Trust
DLR
$68.8B
– –
0
– –
BMY icon
65
Bristol-Myers Squibb
BMY
$136B
$303K 0.14%
+5,177
New +$283K
WPC icon
66
W.P. Carey
WPC
$16.1B
– –
0
– –
EMN icon
67
Eastman Chemical
EMN
$8.35B
$292K 0.13%
3,880
+2
+0.1% +$144
KHC icon
68
Kraft Heinz
KHC
$30.5B
$287K 0.13%
3,292
+500
+18% +$42.8K
SBUX icon
69
Starbucks
SBUX
$123B
$268K 0.12%
+4,827
New +$267K
SAVE
70
DELISTED
Spirit Airlines, Inc.
SAVE
$268K 0.12%
4,633
-394
-8% -$20.3K
IWP icon
71
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$256K 0.12%
5,262
+8
+0.2% +$386
DUK icon
72
Duke Energy
DUK
$93.8B
$255K 0.12%
3,291
+334
+11% +$25.6K
NUV icon
73
Nuveen Municipal Value Fund
NUV
$1.89B
$250K 0.11%
26,186
+48
+0.2% +$471
ORCL icon
74
Oracle
ORCL
$435B
$246K 0.11%
6,389
-1,961
-23% -$76.7K
IJK icon
75
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$237K 0.11%
5,200
– –
1 2
3
4

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High Falls Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, High Falls Advisors held 91 positions worth $218M, down 19% from $269M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

High Falls Advisors withdrew a net $51.8M in Q4 2016, closing 13 positions and reducing 38 holdings. Its most notable exit was Vanguard Real Estate ETF, an estimated $691K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in iShares Core MSCI EAFE ETF worth $16.2M.

  • High Falls Advisors's largest Q4 2016 buy was iShares Core MSCI EAFE ETF: 301,542 shares worth $16.2M.
  • High Falls Advisors added most to State Street Financial Select Sector SPDR ETF in Q4 2016, an estimated $462K increase.
  • High Falls Advisors's biggest Q4 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $13.1M.
  • High Falls Advisors fully exited Vanguard Real Estate ETF in Q4 2016, selling an estimated $691K.
  • High Falls Advisors's ten largest holdings make up 70% of its $218M portfolio in Q4 2016.
  • High Falls Advisors opened 10 new positions and closed 13 in Q4 2016.
  • High Falls Advisors's portfolio value fell 19% quarter-over-quarter to $218M.

Based on High Falls Advisors's 13F filing for Q4 2016, filed 17 Feb 2017.