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HFA
High Falls Advisors Portfolio holdings
AUM
$494M
Turnover
10.46%
1-Year Est. Return
16.81%
This Fund
S&P 500
This Quarter
Est. Return
+1.6%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$269M
AUM Growth
-$83.6M
(-24%)
Cap. Flow
-$98.8M
Cap. Flow
% of AUM
-36.73%
Top 10 Holdings %
Top 10 Hldgs %
66.15%
Holding
162
New
14
Increased
24
Reduced
34
Closed
81
Avg Time Held
0.6
years
Top 10 Avg Time Held
0.4
years
Top 20 Avg Time Held
0.4
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$27.5M |
| 2 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$21.4M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$18M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$17.5M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$24.8M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$24.1M |
| 3 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$20.8M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$15.3M |
| 5 |
Vanguard Total World Stock ETF
VT
|
+$14.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 92.43% |
| 2 | Technology | 2.07% |
| 3 | Financials | 0.94% |
| 4 | Energy | 0.78% |
| 5 | Healthcare | 0.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
Vanguard Morningstar Small-Cap ETF
VB
$76.8B
| $408K | 0.15% |
3,338
+265
| +9% | +$32.1K |
2015 Q4
3 quarters
|
|
52
Procter & Gamble
PG
$369B
| $391K | 0.15% |
4,351
+1
| +0% | +$87 |
2015 Q4
3 quarters
|
|
53
Global X Gold Explorers ETF NEW
GOEX
$118M
| $385K | 0.14% |
+10,055
| New | +$419K |
2016 Q3
0 quarters
|
|
54
iShares Core S&P US Growth ETF
IUSG
$33.4B
| $382K | 0.14% |
8,974
| – | – |
2015 Q4
3 quarters
|
|
55
Digital Realty Trust
DLR
$64.7B
| – | – |
0
| – | – |
2015 Q4
3 quarters
|
|
56
W.P. Carey
WPC
$14.8B
| – | – |
0
| – | – |
2015 Q4
3 quarters
|
|
57
iShares Expanded Tech Sector ETF
IGM
$10.8B
| $328K | 0.12% |
15,900
-3,402
| -18% | -$67.4K |
2015 Q4
3 quarters
|
|
58
Oracle
ORCL
$390B
| $328K | 0.12% |
8,350
-1,707
| -17% | -$69.5K |
2015 Q4
3 quarters
|
|
59
Chevron
CVX
$440B
| $324K | 0.12% |
3,145
-67
| -2% | -$6.84K |
2015 Q4
3 quarters
|
|
60
Vanguard Morningstar Mid-Cap ETF
VO
$106B
| $322K | 0.12% |
9,944
-36,384
| -79% | -$1.17M |
2015 Q4
3 quarters
|
|
61
Vanguard Morningstar Growth ETF
VUG
$228B
| $316K | 0.12% |
16,878
-426
| -2% | -$7.93K |
2015 Q4
3 quarters
|
|
62
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $312K | 0.12% |
5,600
| – | – |
2015 Q4
3 quarters
|
|
63
Boeing
BA
$149B
| $299K | 0.11% |
+2,270
| New | +$299K |
2016 Q3
0 quarters
|
|
64
McDonald's
MCD
$172B
| $291K | 0.11% |
2,522
+300
| +14% | +$35.5K |
2015 Q4
3 quarters
|
|
65
Walmart Inc
WMT
$942B
| $289K | 0.11% |
+12,021
| New | +$292K |
2016 Q3
0 quarters
|
|
66
iShares 7-10 Year Treasury Bond ETF
IEF
$41.7B
| $284K | 0.11% |
2,539
+1,477
| +139% | +$166K |
2015 Q4
3 quarters
|
|
67
Nuveen Municipal Value Fund
NUV
$1.72B
| $277K | 0.1% |
26,138
-34,628
| -57% | -$369K |
2015 Q4
3 quarters
|
|
|
68
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
| $267K | 0.1% |
5,052
-392,668
| -99% | -$20.8M |
2015 Q4
3 quarters
|
|
69
Eastman Chemical
EMN
$7.14B
| $262K | 0.1% |
3,878
+408
| +12% | +$27.4K |
2015 Q4
3 quarters
|
|
70
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
| $257K | 0.1% |
1,404
-4,825
| -77% | -$886K |
2015 Q4
3 quarters
|
|
71
iShares Russell Mid-Cap Growth ETF
IWP
$18.8B
| $256K | 0.1% |
5,254
+412
| +9% | +$20K |
2015 Q4
3 quarters
|
|
72
The Kraft Heinz Company
KHC
$27.8B
| $250K | 0.09% |
+2,792
| New | +$247K |
2016 Q3
0 quarters
|
|
73
American Tower
AMT
$86.3B
| – | – |
0
| – | – |
2016 Q3
0 quarters
|
|
74
iShares Russell 1000 Growth ETF
IWF
$124B
| $240K | 0.09% |
9,204
-124
| -1% | -$3.22K |
2015 Q4
3 quarters
|
|
75
State Street Financial Select Sector SPDR ETF
XLF
$51.4B
| $238K | 0.09% |
12,311
-46,398
| -79% | -$957K |
2015 Q4
3 quarters
|
|
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High Falls Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, High Falls Advisors held 162 positions worth $269M, down 24% from $352M the previous quarter. Its ten largest holdings account for 66% of the portfolio.
High Falls Advisors withdrew a net $98.8M in Q3 2016, closing 81 positions and reducing 34 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 91% a quarter earlier, followed by Technology and Financials.
Against the trend, High Falls Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $27M.
- High Falls Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 593,738 shares worth $27M.
- High Falls Advisors added most to State Street Technology Select Sector SPDR ETF in Q3 2016, an estimated $18M increase.
- High Falls Advisors's biggest Q3 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $20.8M.
- High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q3 2016, selling an estimated $24.8M.
- High Falls Advisors's ten largest holdings make up 66% of its $269M portfolio in Q3 2016.
- High Falls Advisors opened 14 new positions and closed 81 in Q3 2016.
- High Falls Advisors's portfolio value fell 24% quarter-over-quarter to $269M.
Based on High Falls Advisors's 13F filing for Q3 2016, filed 16 Nov 2016.