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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$269M
AUM Growth
-$83.6M
Cap. Flow
-$98.8M
Cap. Flow %
-36.73%
Top 10 Hldgs %
66.15%
Holding
162
New
14
Increased
24
Reduced
34
Closed
81

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$27.5M
2
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$21.4M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$18M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$17.5M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$9.25M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.1M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$20.8M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M
5
VT icon
Vanguard Total World Stock ETF
VT
+$14.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.43%
2 Technology 2.07%
3 Financials 0.94%
4 Energy 0.78%
5 Healthcare 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
51
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$408K 0.15%
3,338
+265
+9% +$32.1K
PG icon
52
Procter & Gamble
PG
$334B
$391K 0.15%
4,351
+1
+0% +$87
GOEX icon
53
Global X Gold Explorers ETF NEW
GOEX
$142M
$385K 0.14%
+10,055
New +$419K
IUSG icon
54
iShares Core S&P US Growth ETF
IUSG
$33.5B
$382K 0.14%
8,974
– –
DLR icon
55
Digital Realty Trust
DLR
$68.8B
– –
0
– –
WPC icon
56
W.P. Carey
WPC
$16.1B
– –
0
– –
IGM icon
57
iShares Expanded Tech Sector ETF
IGM
$10.6B
$328K 0.12%
15,900
-3,402
-18% -$67.4K
ORCL icon
58
Oracle
ORCL
$435B
$328K 0.12%
8,350
-1,707
-17% -$69.5K
CVX icon
59
Chevron
CVX
$396B
$324K 0.12%
3,145
-67
-2% -$6.84K
VO icon
60
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$322K 0.12%
9,944
-36,384
-79% -$1.17M
VUG icon
61
Vanguard Morningstar Growth ETF
VUG
$228B
$316K 0.12%
16,878
-426
-2% -$7.93K
SLY
62
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$312K 0.12%
5,600
– –
BA icon
63
Boeing
BA
$166B
$299K 0.11%
+2,270
New +$299K
MCD icon
64
McDonald's
MCD
$188B
$291K 0.11%
2,522
+300
+14% +$35.5K
WMT icon
65
Walmart Inc
WMT
$820B
$289K 0.11%
+12,021
New +$292K
IEF icon
66
iShares 7-10 Year Treasury Bond ETF
IEF
$42.9B
$284K 0.11%
2,539
+1,477
+139% +$166K
NUV icon
67
Nuveen Municipal Value Fund
NUV
$1.89B
$277K 0.1%
26,138
-34,628
-57% -$369K
IGSB icon
68
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$267K 0.1%
5,052
-392,668
-99% -$20.8M
EMN icon
69
Eastman Chemical
EMN
$8.35B
$262K 0.1%
3,878
+408
+12% +$27.4K
DIA icon
70
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$257K 0.1%
1,404
-4,825
-77% -$886K
IWP icon
71
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$256K 0.1%
5,254
+412
+9% +$20K
KHC icon
72
Kraft Heinz
KHC
$30.5B
$250K 0.09%
+2,792
New +$247K
AMT icon
73
American Tower
AMT
$82.1B
– –
0
– –
IWF icon
74
iShares Russell 1000 Growth ETF
IWF
$126B
$240K 0.09%
9,204
-124
-1% -$3.22K
XLF icon
75
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$238K 0.09%
12,311
-46,398
-79% -$957K
1 2
3
4 5

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High Falls Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, High Falls Advisors held 162 positions worth $269M, down 24% from $352M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

High Falls Advisors withdrew a net $98.8M in Q3 2016, closing 81 positions and reducing 34 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 91% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $27M.

  • High Falls Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 593,738 shares worth $27M.
  • High Falls Advisors added most to State Street Technology Select Sector SPDR ETF in Q3 2016, an estimated $18M increase.
  • High Falls Advisors's biggest Q3 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $20.8M.
  • High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q3 2016, selling an estimated $24.8M.
  • High Falls Advisors's ten largest holdings make up 66% of its $269M portfolio in Q3 2016.
  • High Falls Advisors opened 14 new positions and closed 81 in Q3 2016.
  • High Falls Advisors's portfolio value fell 24% quarter-over-quarter to $269M.

Based on High Falls Advisors's 13F filing for Q3 2016, filed 16 Nov 2016.