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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
-0.59%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$368M
AUM Growth
-$3.56M
Cap. Flow
+$349K
Cap. Flow %
0.09%
Top 10 Hldgs %
63.82%
Holding
130
New
12
Increased
43
Reduced
39
Closed
13

Top Buys

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$11.1M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.82M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$6.47M
4
IXN icon
iShares Global Tech ETF
IXN
+$6.26M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.9M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.33M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.78M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.65M
4
ESGE icon
iShares ESG Aware MSCI EM ETF
ESGE
+$5.32M
5
FCOR icon
Fidelity Corporate Bond ETF
FCOR
+$4.35M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.56%
2 Technology 2.99%
3 Industrials 1%
4 Healthcare 0.8%
5 Financials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$3.81T
$1.9M 0.51%
6,723
-283
-4% -$82.3K
MDY icon
27
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$1.83M 0.5%
3,802
-1,828
-32% -$898K
DGRO icon
28
iShares Core Dividend Growth ETF
DGRO
$43.6B
$1.52M 0.41%
30,196
+23,986
+386% +$1.24M
FLOT icon
29
iShares Floating Rate Bond ETF
FLOT
$10.6B
$1.5M 0.41%
29,510
+18,299
+163% +$929K
HYG icon
30
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$1.37M 0.37%
15,622
-4,270
-21% -$375K
IYR icon
31
iShares US Real Estate ETF
IYR
$4.58B
$1.29M 0.35%
12,579
-256
-2% -$27.2K
XLU icon
32
State Street Utilities Select Sector SPDR ETF
XLU
$21.9B
$1.28M 0.35%
40,190
+18,964
+89% +$634K
JPM icon
33
JPMorgan Chase
JPM
$951B
$1.23M 0.33%
7,535
-13
-0.2% -$2.04K
IJH icon
34
iShares Core S&P Mid-Cap ETF
IJH
$124B
$1.06M 0.29%
20,120
-1,010
-5% -$54.3K
USMV icon
35
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$1.06M 0.29%
14,407
-2,300
-14% -$175K
CAT icon
36
Caterpillar
CAT
$368B
$1.05M 0.29%
5,496
+179
+3% +$37.3K
IEFA icon
37
iShares Core MSCI EAFE ETF
IEFA
$195B
$1.02M 0.28%
13,809
-504
-4% -$38.3K
PID icon
38
Invesco International Dividend Achievers ETF
PID
$906M
$981K 0.27%
55,835
-1,068
-2% -$19K
CVY icon
39
Invesco Zacks Multi-Asset Income ETF
CVY
$126M
$964K 0.26%
40,535
-766
-2% -$18.4K
SHYG icon
40
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.68B
$929K 0.25%
20,337
+12,081
+146% +$553K
XLF icon
41
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$899K 0.24%
23,961
-1,738
-7% -$65K
XLV icon
42
State Street Health Care Select Sector SPDR ETF
XLV
$44.5B
$874K 0.24%
+6,862
New +$907K
JNJ icon
43
Johnson & Johnson
JNJ
$646B
$871K 0.24%
5,395
+1
+0% +$171
XOM icon
44
ExxonMobil
XOM
$644B
$862K 0.23%
14,651
+5
+0% +$285
IBB icon
45
iShares Biotechnology ETF
IBB
$10.5B
$857K 0.23%
+5,304
New +$893K
XHB icon
46
State Street SPDR S&P Homebuilders ETF
XHB
$1.39B
$849K 0.23%
11,828
-1,166
-9% -$87.7K
PAYX icon
47
Paychex
PAYX
$45.2B
$823K 0.22%
7,321
+10
+0.1% +$1.12K
SMH icon
48
VanEck Semiconductor ETF
SMH
$65.6B
$809K 0.22%
6,310
-600
-9% -$79K
VNQ icon
49
Vanguard Real Estate ETF
VNQ
$38.6B
$802K 0.22%
+7,875
New +$835K
SHY icon
50
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$783K 0.21%
9,090
-1,024
-10% -$88.3K
1
2
3 4 5

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High Falls Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, High Falls Advisors held 130 positions worth $368M, down 0.96% from $372M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

High Falls Advisors's Q3 2021 filing shows 12 new, 43 increased, 39 reduced and 13 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 6,862 shares worth $874K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $9.33M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 93% a quarter earlier, followed by Technology and Industrials.

  • High Falls Advisors's largest Q3 2021 buy was State Street Health Care Select Sector SPDR ETF: 6,862 shares worth $874K.
  • High Falls Advisors added most to iShares TIPS Bond ETF in Q3 2021, an estimated $11.1M increase.
  • High Falls Advisors's biggest Q3 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.33M.
  • High Falls Advisors fully exited iShares MSCI USA Momentum Factor ETF in Q3 2021, selling an estimated $5.65M.
  • High Falls Advisors's ten largest holdings make up 64% of its $368M portfolio in Q3 2021.
  • High Falls Advisors opened 12 new positions and closed 13 in Q3 2021.
  • High Falls Advisors's portfolio value fell 0.96% quarter-over-quarter to $368M.

Based on High Falls Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.