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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
-6.78%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$259M
AUM Growth
-$37.3M
Cap. Flow
-$13.2M
Cap. Flow %
-5.08%
Top 10 Hldgs %
74.53%
Holding
93
New
5
Increased
26
Reduced
36
Closed
16

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$37.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$765K
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$734K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$733K

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$16.4M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$10.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$9.75M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.23M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$7.22M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.27%
2 Technology 1.98%
3 Financials 1%
4 Healthcare 0.92%
5 Consumer Discretionary 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
26
State Street Health Care Select Sector SPDR ETF
XLV
$44.5B
$912K 0.35%
10,537
+278
+3% +$25.2K
MCD icon
27
McDonald's
MCD
$188B
$858K 0.33%
4,829
+1,003
+26% +$178K
JNJ icon
28
Johnson & Johnson
JNJ
$646B
$846K 0.33%
6,556
-335
-5% -$46.7K
MSFT icon
29
Microsoft
MSFT
$3.81T
$795K 0.31%
7,828
+8
+0.1% +$857
BRK.B icon
30
Berkshire Hathaway Class B
BRK.B
$1.08T
$778K 0.3%
3,808
-35
-0.9% -$7.31K
PAYX icon
31
Paychex
PAYX
$45.2B
$760K 0.29%
11,663
-238
-2% -$16.1K
IEF icon
32
iShares 7-10 Year Treasury Bond ETF
IEF
$42.9B
$754K 0.29%
+7,237
New +$733K
UUP icon
33
Invesco DB US Dollar Index Bullish Fund
UUP
$324M
$727K 0.28%
+28,583
New +$734K
FDL icon
34
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.09B
$688K 0.27%
25,268
-1,753
-6% -$50.9K
BA icon
35
Boeing
BA
$166B
$687K 0.27%
2,131
-141
-6% -$48.7K
VCSH icon
36
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$678K 0.26%
8,701
+194
+2% +$15.1K
SPLV icon
37
Invesco S&P 500 Low Volatility ETF
SPLV
$7.03B
$668K 0.26%
14,318
-1,500
-9% -$72.7K
XLP icon
38
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$666K 0.26%
+13,116
New +$712K
PID icon
39
Invesco International Dividend Achievers ETF
PID
$906M
$660K 0.25%
46,708
-2,754
-6% -$41.2K
V icon
40
Visa
V
$712B
$660K 0.25%
5,000
– –
CVY icon
41
Invesco Zacks Multi-Asset Income ETF
CVY
$126M
$643K 0.25%
33,432
-2,124
-6% -$44.2K
AMGN icon
42
Amgen
AMGN
$234B
$571K 0.22%
2,934
-86
-3% -$16.8K
KO icon
43
Coca-Cola
KO
$386B
$530K 0.2%
11,188
– –
TIP icon
44
iShares TIPS Bond ETF
TIP
$15B
$482K 0.19%
4,400
-66,090
-94% -$7.22M
IGM icon
45
iShares Expanded Tech Sector ETF
IGM
$10.6B
$455K 0.18%
15,900
– –
PG icon
46
Procter & Gamble
PG
$334B
$432K 0.17%
4,700
+2
+0% +$179
PFE icon
47
Pfizer
PFE
$159B
$415K 0.16%
10,027
-225
-2% -$9.34K
VZ icon
48
Verizon
VZ
$208B
$359K 0.14%
6,392
+22
+0.3% +$1.25K
IWO icon
49
iShares Russell 2000 Growth ETF
IWO
$14.8B
$347K 0.13%
2,068
+4
+0.2% +$746
CVX icon
50
Chevron
CVX
$396B
$344K 0.13%
3,157
-251
-7% -$29.1K
1
2
3 4

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High Falls Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, High Falls Advisors held 93 positions worth $259M, down 13% from $296M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

High Falls Advisors withdrew a net $13.2M in Q4 2018, closing 16 positions and reducing 36 holdings. Its most notable exit was State Street SPDR Dow Jones International Real Estate ETF, an estimated $5.06M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 92% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in Invesco DB US Dollar Index Bullish Fund worth $727K.

  • High Falls Advisors's largest Q4 2018 buy was Invesco DB US Dollar Index Bullish Fund: 28,583 shares worth $727K.
  • High Falls Advisors added most to iShares Floating Rate Bond ETF in Q4 2018, an estimated $37.3M increase.
  • High Falls Advisors's biggest Q4 2018 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $16.4M.
  • High Falls Advisors fully exited State Street SPDR Dow Jones International Real Estate ETF in Q4 2018, selling an estimated $5.06M.
  • High Falls Advisors's ten largest holdings make up 75% of its $259M portfolio in Q4 2018.
  • High Falls Advisors opened 5 new positions and closed 16 in Q4 2018.
  • High Falls Advisors's portfolio value fell 13% quarter-over-quarter to $259M.

Based on High Falls Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.