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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+1.88%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$218M
AUM Growth
-$51M
Cap. Flow
-$51.8M
Cap. Flow %
-23.75%
Top 10 Hldgs %
70.13%
Holding
91
New
10
Increased
19
Reduced
38
Closed
13

Top Buys

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$16.2M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.3M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.83M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$608K
5
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$469K

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.1M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$13M
3
MBB icon
iShares MBS ETF
MBB
+$12.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$11.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.77%
2 Technology 2.67%
3 Financials 1.32%
4 Energy 0.91%
5 Healthcare 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
26
Johnson & Johnson
JNJ
$646B
$878K 0.4%
7,625
+25
+0.3% +$2.89K
T icon
27
AT&T
T
$178B
$860K 0.39%
26,770
-4,618
-15% -$136K
XLF icon
28
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$787K 0.36%
33,839
+21,528
+175% +$462K
IWM icon
29
iShares Russell 2000 ETF
IWM
$80.8B
$641K 0.29%
+4,756
New +$608K
AGG icon
30
iShares Core US Aggregate Bond ETF
AGG
$138B
$633K 0.29%
5,856
-119,678
-95% -$13.1M
MSFT icon
31
Microsoft
MSFT
$3.81T
$633K 0.29%
10,191
+906
+10% +$54.5K
VGT icon
32
Vanguard Information Technology ETF
VGT
$147B
$633K 0.29%
41,672
-9,008
-18% -$136K
XLU icon
33
State Street Utilities Select Sector SPDR ETF
XLU
$21.9B
$610K 0.28%
25,102
-136
-0.5% -$3.25K
BRK.B icon
34
Berkshire Hathaway Class B
BRK.B
$1.08T
$605K 0.28%
3,711
-115
-3% -$17.7K
D icon
35
Dominion Energy
D
$57.7B
$560K 0.26%
7,306
-1,568
-18% -$116K
IWO icon
36
iShares Russell 2000 Growth ETF
IWO
$14.8B
$527K 0.24%
3,423
+3
+0.1% +$448
VGR
37
DELISTED
Vector Group Ltd.
VGR
$519K 0.24%
37,255
-2,926
-7% -$38K
BX icon
38
Blackstone
BX
$107B
– –
0
– –
IYR icon
39
iShares US Real Estate ETF
IYR
$4.58B
$503K 0.23%
6,532
-154,659
-96% -$11.8M
XOP icon
40
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.78B
$495K 0.23%
+2,990
New +$469K
VZ icon
41
Verizon
VZ
$208B
$494K 0.23%
9,248
-52
-0.6% -$2.6K
MBB icon
42
iShares MBS ETF
MBB
$39B
$491K 0.23%
4,617
-116,540
-96% -$12.6M
PFF icon
43
iShares Preferred and Income Securities ETF
PFF
$13.1B
$487K 0.22%
13,095
-275,309
-95% -$10.5M
SMH icon
44
VanEck Semiconductor ETF
SMH
$65.6B
$486K 0.22%
13,572
-6,412
-32% -$224K
AMGN icon
45
Amgen
AMGN
$234B
$442K 0.2%
3,025
+1
+0% +$151
XLI icon
46
State Street Industrial Select Sector SPDR ETF
XLI
$32.9B
$433K 0.2%
+6,955
New +$419K
VB icon
47
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$431K 0.2%
3,339
+1
+0% +$124
TIP icon
48
iShares TIPS Bond ETF
TIP
$15B
$430K 0.2%
3,801
-199
-5% -$22.7K
V icon
49
Visa
V
$712B
$427K 0.2%
5,471
-355
-6% -$28.5K
IYT icon
50
iShares US Transportation ETF
IYT
$2.26B
$426K 0.2%
+10,468
New +$406K
1
2
3 4

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High Falls Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, High Falls Advisors held 91 positions worth $218M, down 19% from $269M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

High Falls Advisors withdrew a net $51.8M in Q4 2016, closing 13 positions and reducing 38 holdings. Its most notable exit was Vanguard Real Estate ETF, an estimated $691K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in iShares Core MSCI EAFE ETF worth $16.2M.

  • High Falls Advisors's largest Q4 2016 buy was iShares Core MSCI EAFE ETF: 301,542 shares worth $16.2M.
  • High Falls Advisors added most to State Street Financial Select Sector SPDR ETF in Q4 2016, an estimated $462K increase.
  • High Falls Advisors's biggest Q4 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $13.1M.
  • High Falls Advisors fully exited Vanguard Real Estate ETF in Q4 2016, selling an estimated $691K.
  • High Falls Advisors's ten largest holdings make up 70% of its $218M portfolio in Q4 2016.
  • High Falls Advisors opened 10 new positions and closed 13 in Q4 2016.
  • High Falls Advisors's portfolio value fell 19% quarter-over-quarter to $218M.

Based on High Falls Advisors's 13F filing for Q4 2016, filed 17 Feb 2017.