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HFA
High Falls Advisors Portfolio holdings
AUM
$494M
1-Year Est. Return
16.81%
This Fund
S&P 500
This Quarter
Est. Return
+1.6%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$269M
AUM Growth
-$83.6M
(-24%)
Cap. Flow
-$98.8M
Cap. Flow
% of AUM
-36.73%
Top 10 Holdings %
Top 10 Hldgs %
66.15%
Holding
162
New
14
Increased
24
Reduced
34
Closed
81
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$27.5M |
| 2 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$21.4M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$18M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$17.5M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$24.8M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$24.1M |
| 3 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$20.8M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$15.3M |
| 5 |
Vanguard Total World Stock ETF
VT
|
+$14.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 92.43% |
| 2 | Technology | 2.07% |
| 3 | Financials | 0.94% |
| 4 | Energy | 0.78% |
| 5 | Healthcare | 0.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
JPMorgan Chase
JPM
$951B
| $951K | 0.35% |
14,276
+6,201
| +77% | +$404K |
|
27
Paychex
PAYX
$45.2B
| $923K | 0.34% |
15,949
+1,070
| +7% | +$64.2K |
|
28
Johnson & Johnson
JNJ
$646B
| $898K | 0.33% |
7,600
+275
| +4% | +$33.4K |
|
29
Vanguard Information Technology ETF
VGT
$147B
| $762K | 0.28% |
50,680
-19,672
| -28% | -$285K |
|
30
VanEck Semiconductor ETF
SMH
$65.6B
| $694K | 0.26% |
19,984
-10,716
| -35% | -$343K |
|
31
Vanguard Real Estate ETF
VNQ
$38.6B
| $691K | 0.26% |
7,970
-3,377
| -30% | -$301K |
|
32
Dominion Energy
D
$57.7B
| $659K | 0.25% |
+8,874
| New | +$676K |
|
33
State Street Utilities Select Sector SPDR ETF
XLU
$21.9B
| $618K | 0.23% |
25,238
+8,624
| +52% | +$219K |
|
34
Invesco Water Resources ETF
PHO
$2.05B
| $615K | 0.23% |
+24,988
| New | +$606K |
|
35
VanEck Gold Miners ETF
GDX
$31B
| $599K | 0.22% |
22,681
+22,164
| +4,287% | +$636K |
|
36
State Street Materials Select Sector SPDR ETF
XLB
$8.81B
| $597K | 0.22% |
+24,996
| New | +$602K |
|
37
iShares MSCI Emerging Markets ETF
EEM
$31.2B
| $595K | 0.22% |
15,879
+14,633
| +1,174% | +$535K |
|
38
Berkshire Hathaway Class B
BRK.B
$1.08T
| $553K | 0.21% |
3,826
-115
| -3% | -$16.8K |
|
39
Blackstone
BX
$107B
| – | – |
0
| – | – |
|
40
Pfizer
PFE
$159B
| $539K | 0.2% |
16,770
+2,730
| +19% | +$91.3K |
|
41
Microsoft
MSFT
$3.81T
| $535K | 0.2% |
9,285
-184
| -2% | -$10.4K |
|
|
VGR
42
DELISTED
Vector Group Ltd.
VGR
| $530K | 0.2% |
+40,181
| New | +$524K |
|
43
iShares Russell 2000 Growth ETF
IWO
$14.8B
| $509K | 0.19% |
3,420
-9
| -0.3% | -$1.31K |
|
44
Amgen
AMGN
$234B
| $504K | 0.19% |
3,024
+303
| +11% | +$51.2K |
|
45
Verizon
VZ
$208B
| $483K | 0.18% |
9,300
-5,590
| -38% | -$300K |
|
46
Visa
V
$712B
| $482K | 0.18% |
5,826
+1,826
| +46% | +$146K |
|
47
iShares TIPS Bond ETF
TIP
$15B
| $466K | 0.17% |
4,000
+1,194
| +43% | +$139K |
|
48
SPDR Gold Trust
GLD
$149B
| $452K | 0.17% |
+3,601
| New | +$459K |
|
49
Annaly Capital Management
NLY
$17.4B
| – | – |
0
| – | – |
|
50
Coca-Cola
KO
$386B
| $427K | 0.16% |
10,088
| – | – |
|
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High Falls Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, High Falls Advisors held 162 positions worth $269M, down 24% from $352M the previous quarter. Its ten largest holdings account for 66% of the portfolio.
High Falls Advisors withdrew a net $98.8M in Q3 2016, closing 81 positions and reducing 34 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 91% a quarter earlier, followed by Technology and Financials.
Against the trend, High Falls Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $27M.
- High Falls Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 593,738 shares worth $27M.
- High Falls Advisors added most to State Street Technology Select Sector SPDR ETF in Q3 2016, an estimated $18M increase.
- High Falls Advisors's biggest Q3 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $20.8M.
- High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q3 2016, selling an estimated $24.8M.
- High Falls Advisors's ten largest holdings make up 66% of its $269M portfolio in Q3 2016.
- High Falls Advisors opened 14 new positions and closed 81 in Q3 2016.
- High Falls Advisors's portfolio value fell 24% quarter-over-quarter to $269M.
Based on High Falls Advisors's 13F filing for Q3 2016, filed 16 Nov 2016.