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HFA
High Falls Advisors Portfolio holdings
AUM
$494M
Turnover
10.46%
1-Year Est. Return
16.81%
This Fund
S&P 500
This Quarter
Est. Return
+1.6%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$269M
AUM Growth
-$83.6M
(-24%)
Cap. Flow
-$98.8M
Cap. Flow
% of AUM
-36.73%
Top 10 Holdings %
Top 10 Hldgs %
66.15%
Holding
162
New
14
Increased
24
Reduced
34
Closed
81
Avg Time Held
0.6
years
Top 10 Avg Time Held
0.4
years
Top 20 Avg Time Held
0.4
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$27.5M |
| 2 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$21.4M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$18M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$17.5M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$24.8M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$24.1M |
| 3 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$20.8M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$15.3M |
| 5 |
Vanguard Total World Stock ETF
VT
|
+$14.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 92.43% |
| 2 | Technology | 2.07% |
| 3 | Financials | 0.94% |
| 4 | Energy | 0.78% |
| 5 | Healthcare | 0.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
26
JPMorgan Chase
JPM
$899B
| $951K | 0.35% |
14,276
+6,201
| +77% | +$404K |
2015 Q4
3 quarters
|
|
27
Paychex
PAYX
$39.2B
| $923K | 0.34% |
15,949
+1,070
| +7% | +$64.2K |
2015 Q4
3 quarters
|
|
28
Johnson & Johnson
JNJ
$616B
| $898K | 0.33% |
7,600
+275
| +4% | +$33.4K |
2015 Q4
3 quarters
|
|
29
Vanguard Information Technology ETF
VGT
$147B
| $762K | 0.28% |
50,680
-19,672
| -28% | -$285K |
2016 Q2
1 quarter
|
|
30
VanEck Semiconductor ETF
SMH
$66.4B
| $694K | 0.26% |
19,984
-10,716
| -35% | -$343K |
2015 Q4
3 quarters
|
|
31
Vanguard Real Estate ETF
VNQ
$36.7B
| $691K | 0.26% |
7,970
-3,377
| -30% | -$301K |
2015 Q4
3 quarters
|
|
32
Dominion Energy
D
$56B
| $659K | 0.25% |
+8,874
| New | +$676K |
2016 Q3
0 quarters
|
|
33
State Street Utilities Select Sector SPDR ETF
XLU
$24.4B
| $618K | 0.23% |
25,238
+8,624
| +52% | +$219K |
2015 Q4
3 quarters
|
|
34
Invesco Water Resources ETF
PHO
$1.95B
| $615K | 0.23% |
+24,988
| New | +$606K |
2016 Q3
0 quarters
|
|
35
VanEck Gold Miners ETF
GDX
$26.1B
| $599K | 0.22% |
22,681
+22,164
| +4,287% | +$636K |
2015 Q4
3 quarters
|
|
36
State Street Materials Select Sector SPDR ETF
XLB
$8.03B
| $597K | 0.22% |
+24,996
| New | +$602K |
2016 Q3
0 quarters
|
|
37
iShares MSCI Emerging Markets ETF
EEM
$29.2B
| $595K | 0.22% |
15,879
+14,633
| +1,174% | +$535K |
2015 Q4
3 quarters
|
|
38
Berkshire Hathaway Class B
BRK.B
$1.13T
| $553K | 0.21% |
3,826
-115
| -3% | -$16.8K |
2015 Q4
3 quarters
|
|
39
Blackstone
BX
$85.1B
| – | – |
0
| – | – |
2015 Q4
3 quarters
|
|
40
Pfizer
PFE
$168B
| $539K | 0.2% |
16,770
+2,730
| +19% | +$91.3K |
2015 Q4
3 quarters
|
|
41
Microsoft
MSFT
$3.91T
| $535K | 0.2% |
9,285
-184
| -2% | -$10.4K |
2015 Q4
3 quarters
|
|
42
DELISTED
Vector Group Ltd.
VGR
| $530K | 0.2% |
+40,181
| New | +$524K |
2016 Q3
0 quarters
|
|
43
iShares Russell 2000 Growth ETF
IWO
$13.4B
| $509K | 0.19% |
3,420
-9
| -0.3% | -$1.31K |
2015 Q4
3 quarters
|
|
44
Amgen
AMGN
$234B
| $504K | 0.19% |
3,024
+303
| +11% | +$51.2K |
2015 Q4
3 quarters
|
|
45
Verizon
VZ
$186B
| $483K | 0.18% |
9,300
-5,590
| -38% | -$300K |
2015 Q4
3 quarters
|
|
46
Visa
V
$753B
| $482K | 0.18% |
5,826
+1,826
| +46% | +$146K |
2015 Q4
3 quarters
|
|
47
iShares TIPS Bond ETF
TIP
$14.4B
| $466K | 0.17% |
4,000
+1,194
| +43% | +$139K |
2015 Q4
3 quarters
|
|
48
SPDR Gold Trust
GLD
$141B
| $452K | 0.17% |
+3,601
| New | +$459K |
2016 Q3
0 quarters
|
|
49
Annaly Capital Management
NLY
$13.8B
| – | – |
0
| – | – |
2016 Q3
0 quarters
|
|
50
Coca-Cola
KO
$401B
| $427K | 0.16% |
10,088
| – | – |
2015 Q4
3 quarters
|
|
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High Falls Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, High Falls Advisors held 162 positions worth $269M, down 24% from $352M the previous quarter. Its ten largest holdings account for 66% of the portfolio.
High Falls Advisors withdrew a net $98.8M in Q3 2016, closing 81 positions and reducing 34 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 91% a quarter earlier, followed by Technology and Financials.
Against the trend, High Falls Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $27M.
- High Falls Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 593,738 shares worth $27M.
- High Falls Advisors added most to State Street Technology Select Sector SPDR ETF in Q3 2016, an estimated $18M increase.
- High Falls Advisors's biggest Q3 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $20.8M.
- High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q3 2016, selling an estimated $24.8M.
- High Falls Advisors's ten largest holdings make up 66% of its $269M portfolio in Q3 2016.
- High Falls Advisors opened 14 new positions and closed 81 in Q3 2016.
- High Falls Advisors's portfolio value fell 24% quarter-over-quarter to $269M.
Based on High Falls Advisors's 13F filing for Q3 2016, filed 16 Nov 2016.