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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+10.01%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$5.49B
AUM Growth
+$65.2M
Cap. Flow
-$385M
Cap. Flow %
-7.01%
Top 10 Hldgs %
16.35%
Holding
281
New
12
Increased
80
Reduced
112
Closed
28

Top Buys

Rank Stock Value
1
IPI icon
Intrepid Potash
IPI
+$26.3M
2
CVSA
Covista Inc
CVSA
+$25.6M
3
TEVA icon
Teva Pharmaceuticals
TEVA
+$21.4M
4
CHS
Chicos FAS, Inc.
CHS
+$20.4M
5
STNG icon
Scorpio Tankers
STNG
+$17M

Top Sells

Rank Stock Value
1
KDN
KAYDON CORP
KDN
+$41M
2
MDP
Meredith Corporation
MDP
+$36.3M
3
SXT icon
Sensient Technologies
SXT
+$33.6M
4
HMN icon
Horace Mann Educators
HMN
+$30.1M
5
STE icon
Steris
STE
+$28.7M

Sector Composition

Rank Sector Weight
1 Industrials 27.57%
2 Financials 14.34%
3 Materials 10.19%
4 Energy 8.53%
5 Healthcare 7.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNT
1
DELISTED
UNIT Corporation
UNT
$125M 2.27%
2,683,436
-22,434
-0.8% -$1.03M
SGY
2
DELISTED
Stone Energy
SGY
$111M 2.02%
60,251
+647
+1% +$1.01M
FSS icon
3
Federal Signal
FSS
$7.19B
$110M 2%
8,522,183
-391,145
-4% -$4.29M
UPL
4
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$85.7M 1.56%
4,168,628
-229,495
-5% -$4.83M
IPI icon
5
Intrepid Potash
IPI
$463M
$84.6M 1.54%
539,474
+171,623
+47% +$26.3M
OLN icon
6
Olin
OLN
$2.69B
$80.2M 1.46%
3,474,735
-89,335
-3% -$2.11M
GVA icon
7
Granite Construction
GVA
$5.54B
$79.9M 1.45%
2,610,225
-21,360
-0.8% -$646K
IVC
8
DELISTED
Invacare Corporation
IVC
$78.1M 1.42%
4,520,964
-107,463
-2% -$1.71M
CNW
9
DELISTED
CON-WAY INC.
CNW
$72.5M 1.32%
1,683,436
-496,900
-23% -$21M
CNMD icon
10
CONMED
CNMD
$1.24B
$71.3M 1.3%
2,098,682
-39,145
-2% -$1.28M
FRED
11
DELISTED
Fred's Inc
FRED
$71.2M 1.3%
4,547,601
-84,664
-2% -$1.4M
GATX icon
12
GATX Corp
GATX
$6.51B
$68.7M 1.25%
1,445,301
+4,000
+0.3% +$185K
NCI
13
DELISTED
Navigant Consulting, Inc.
NCI
$67.8M 1.24%
4,387,497
+2,664
+0.1% +$37.3K
UFPI icon
14
UFP Industries
UFPI
$4.87B
$67.5M 1.23%
4,807,143
+29,286
+0.6% +$390K
WPX
15
DELISTED
WPX Energy, Inc.
WPX
$65.1M 1.19%
3,380,652
+309,385
+10% +$5.95M
KALU icon
16
Kaiser Aluminum
KALU
$2.95B
$64.7M 1.18%
908,298
-46,575
-5% -$3.15M
BRC icon
17
Brady Corp
BRC
$4.41B
$63.9M 1.16%
2,094,859
+188,055
+10% +$6.18M
UMPQ
18
DELISTED
Umpqua Holdings Corp
UMPQ
$63.4M 1.15%
3,908,417
+15,400
+0.4% +$254K
MTRN icon
19
Materion
MTRN
$5.17B
$63.1M 1.15%
1,969,293
+40,655
+2% +$1.24M
RGS icon
20
Regis Corp
RGS
$68.8M
$62.9M 1.15%
214,137
+22,175
+12% +$7.35M
ASB icon
21
Associated Banc-Corp
ASB
$5.72B
$62.8M 1.14%
4,056,605
+15,400
+0.4% +$253K
PTEN icon
22
Patterson-UTI
PTEN
$3.93B
$61.7M 1.12%
2,886,805
+275,122
+11% +$5.65M
WIRE
23
DELISTED
Encore Wire Corp
WIRE
$61.6M 1.12%
1,560,995
-21,400
-1% -$835K
ONB icon
24
Old National Bancorp
ONB
$9.99B
$60.7M 1.11%
4,273,005
+15,600
+0.4% +$220K
NX icon
25
Quanex
NX
$839M
$60.1M 1.09%
3,189,624
+209,400
+7% +$3.68M
1
2 3 4 5

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NIM
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FC
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TCM
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WPC
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FFH
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Heartland Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Heartland Advisors held 281 positions worth $5.49B, up 1.2% from $5.42B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Heartland Advisors withdrew a net $385M in Q3 2013, closing 28 positions and reducing 112 holdings. Its most notable exit was KAYDON CORP, an estimated $41M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 28% of assets, up from 27% a quarter earlier, followed by Financials and Materials.

Against the trend, Heartland Advisors opened a new position in CAMPUS CREST COMMUNITIES INC COM STK (MD) worth $14.2M.

  • Heartland Advisors's largest Q3 2013 buy was CAMPUS CREST COMMUNITIES INC COM STK (MD): 1,318,691 shares worth $14.2M.
  • Heartland Advisors added most to Intrepid Potash in Q3 2013, an estimated $26.3M increase.
  • Heartland Advisors's biggest Q3 2013 reduction was Horace Mann Educators, cutting an estimated $30.1M.
  • Heartland Advisors fully exited KAYDON CORP in Q3 2013, selling an estimated $41M.
  • Heartland Advisors's ten largest holdings make up 16% of its $5.49B portfolio in Q3 2013.
  • Heartland Advisors opened 12 new positions and closed 28 in Q3 2013.
  • Heartland Advisors's portfolio value rose 1.2% quarter-over-quarter to $5.49B.

Based on Heartland Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.