We are live on ! Find out more
HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.82%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.74B
AUM Growth
-$35.5M
Cap. Flow
-$180M
Cap. Flow %
-10.36%
Top 10 Hldgs %
17.74%
Holding
220
New
32
Increased
48
Reduced
94
Closed
22

Top Buys

Rank Stock Value
1
ZION icon
Zions Bancorporation
ZION
+$15.8M
2
ASB icon
Associated Banc-Corp
ASB
+$12.7M
3
HAIN icon
Hain Celestial
HAIN
+$9.97M
4
TIVO
Tivo Inc
TIVO
+$9.42M
5
SRCI
SRC Energy Inc
SRCI
+$9.4M

Top Sells

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$20.9M
2
CXW icon
CoreCivic
CXW
+$19.1M
3
LDL
Lydall, Inc.
LDL
+$16.4M
4
RGS icon
Regis Corp
RGS
+$15.6M
5
CSH
CASH AMERICA INTERNATIONAL INC
CSH
+$14.6M

Sector Composition

Rank Sector Weight
1 Industrials 23%
2 Financials 18.52%
3 Consumer Discretionary 8.88%
4 Healthcare 8.36%
5 Technology 7.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDU icon
1
MDU Resources
MDU
$4.41B
$50.7M 2.91%
5,238,129
-161,001
-3% -$1.47M
ACTG icon
2
Acacia Research
ACTG
$441M
$37.2M 2.13%
5,703,436
-184,594
-3% -$1.06M
PKE icon
3
Park Aerospace
PKE
$728M
$32.9M 1.89%
1,896,354
-78,598
-4% -$1.28M
CTRE icon
4
CareTrust REIT
CTRE
$10B
$32.6M 1.87%
2,208,677
-6,900
-0.3% -$101K
TIVO
5
DELISTED
Tivo Inc
TIVO
$28.8M 1.65%
1,476,932
+476,932
+48% +$9.42M
BBSI icon
6
Barrett Business Services
BBSI
$970M
$28.1M 1.61%
2,261,480
-55,200
-2% -$623K
IVC
7
DELISTED
Invacare Corporation
IVC
$26.3M 1.51%
2,355,890
-835,465
-26% -$10.1M
MDC
8
DELISTED
M.D.C. Holdings, Inc.
MDC
$25.1M 1.44%
1,351,556
-299,216
-18% -$5.56M
WCIC
9
DELISTED
WCI Communities, Inc.
WCIC
$23.7M 1.36%
1,000,000
+140,645
+16% +$2.59M
RGS icon
10
Regis Corp
RGS
$72.7M
$23.6M 1.35%
93,907
-59,360
-39% -$15.6M
ARAY icon
11
Accuray
ARAY
$28.7M
$23.4M 1.34%
3,672,510
+697,473
+23% +$3.8M
KW
12
DELISTED
Kennedy-Wilson Holdings
KW
$20.3M 1.17%
902,000
+151,000
+20% +$3.21M
EQC
13
DELISTED
Equity Commonwealth
EQC
$20.1M 1.15%
665,402
-53,095
-7% -$1.6M
OB
14
DELISTED
Onebeacon Insurance Group Ltd
OB
$19.6M 1.13%
1,372,488
-799,100
-37% -$11.3M
TSC
15
DELISTED
TriState Capital Holdings, Inc.
TSC
$19M 1.09%
1,174,512
-28,269
-2% -$419K
WPX
16
DELISTED
WPX Energy, Inc.
WPX
$18.6M 1.07%
1,412,097
-875,000
-38% -$9.72M
ENDP
17
DELISTED
Endo International plc
ENDP
$18.2M 1.04%
903,000
-100,000
-10% -$1.99M
AGX icon
18
Argan
AGX
$8.56B
$17.8M 1.02%
300,000
-49,400
-14% -$2.42M
MANT
19
DELISTED
Mantech International Corp
MANT
$17.5M 1.01%
465,291
-242,879
-34% -$9.64M
ZION icon
20
Zions Bancorporation
ZION
$10.2B
$17.3M 0.99%
+556,678
New +$15.8M
LAMR icon
21
Lamar Advertising Co
LAMR
$16.1B
$16.8M 0.96%
257,020
-25,000
-9% -$1.62M
TRIB
22
Trinity Biotech
TRIB
$6.14M
$16.8M 0.96%
253,887
+3,167
+1% +$197K
CSFL
23
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$16.4M 0.94%
923,269
-698,705
-43% -$12M
DNOW icon
24
DNOW Inc
DNOW
$2.6B
$16.4M 0.94%
762,975
-150,000
-16% -$3M
CBF
25
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$16.3M 0.94%
508,555
+13,810
+3% +$418K
1
2 3 4 5

Similar funds

SGAM
Smith Group Asset Management Dallas, Texas $1.96B AUM 43.61% 1-Year Est. Return
NIM
Needham Investment Management New York $1.96B AUM 101.23% 1-Year Est. Return
FC
Finepoint Capital Boston, Massachusetts $1.95B AUM 45.61% 1-Year Est. Return
TCM
Tang Capital Management San Diego, California $1.97B AUM 125.1% 1-Year Est. Return
WPC
Waters Parkerson & Co New Orleans, Louisiana $1.95B AUM 15.9% 1-Year Est. Return
BC
Blackhill Capital Morristown, New Jersey $1.94B AUM 18.09% 1-Year Est. Return
FFH
Fairfax Financial Holdings Toronto, Ontario, Canada $1.94B AUM 27.76% 1-Year Est. Return
CCA
Checchi Capital Advisers Beverly Hills, California $1.98B AUM 19.17% 1-Year Est. Return

Heartland Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Heartland Advisors held 220 positions worth $1.74B, down 2% from $1.78B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Heartland Advisors withdrew a net $180M in Q3 2016, closing 22 positions and reducing 94 holdings. Its most notable exit was CoreCivic, an estimated $19.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 21% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Heartland Advisors opened a new position in Zions Bancorporation worth $17.3M.

  • Heartland Advisors's largest Q3 2016 buy was Zions Bancorporation: 556,678 shares worth $17.3M.
  • Heartland Advisors added most to Tivo Inc in Q3 2016, an estimated $9.42M increase.
  • Heartland Advisors's biggest Q3 2016 reduction was Atlantic Union Bankshares, cutting an estimated $20.9M.
  • Heartland Advisors fully exited CoreCivic in Q3 2016, selling an estimated $19.1M.
  • Heartland Advisors's ten largest holdings make up 18% of its $1.74B portfolio in Q3 2016.
  • Heartland Advisors opened 32 new positions and closed 22 in Q3 2016.
  • Heartland Advisors's portfolio value fell 2% quarter-over-quarter to $1.74B.

Based on Heartland Advisors's 13F filing for Q3 2016, filed 4 Nov 2016.