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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.8%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$5.76B
AUM Growth
+$267M
Cap. Flow
-$287M
Cap. Flow %
-4.99%
Top 10 Hldgs %
17.46%
Holding
282
New
29
Increased
82
Reduced
90
Closed
28

Top Buys

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$41.3M
2
CRK icon
Comstock Resources
CRK
+$32.1M
3
MDC
M.D.C. Holdings, Inc.
MDC
+$26.3M
4
JOY
Joy Global Inc
JOY
+$21.8M
5
LTM
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
+$21.1M

Top Sells

Rank Stock Value
1
PTEN icon
Patterson-UTI
PTEN
+$61.7M
2
CRR
Carbo Ceramics Inc.
CRR
+$52.2M
3
OLN icon
Olin
OLN
+$45.9M
4
STEL
STELLARONE CORPORATION COM
STEL
+$37.7M
5
ALOG
Analogic Corp
ALOG
+$29.6M

Sector Composition

Rank Sector Weight
1 Industrials 26.69%
2 Financials 15.54%
3 Materials 8.95%
4 Healthcare 7.7%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNT
1
DELISTED
UNIT Corporation
UNT
$141M 2.45%
2,727,873
+44,437
+2% +$2.21M
FSS icon
2
Federal Signal
FSS
$7.27B
$117M 2.04%
7,999,088
-523,095
-6% -$7.46M
UPL
3
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$108M 1.88%
4,999,808
+831,180
+20% +$16.9M
SGY
4
DELISTED
Stone Energy
SGY
$106M 1.85%
54,091
-6,160
-10% -$11.8M
IVC
5
DELISTED
Invacare Corporation
IVC
$100M 1.75%
4,329,675
-191,289
-4% -$3.96M
GVA icon
6
Granite Construction
GVA
$5.53B
$93.9M 1.63%
2,685,225
+75,000
+3% +$2.36M
IPI icon
7
Intrepid Potash
IPI
$459M
$90.2M 1.57%
569,347
+29,873
+6% +$4.64M
FRED
8
DELISTED
Fred's Inc
FRED
$84M 1.46%
4,536,470
-11,131
-0.2% -$185K
NCI
9
DELISTED
Navigant Consulting, Inc.
NCI
$84M 1.46%
4,372,569
-14,928
-0.3% -$265K
UFPI icon
10
UFP Industries
UFPI
$4.98B
$79.9M 1.39%
4,598,982
-208,161
-4% -$3.43M
WIRE
11
DELISTED
Encore Wire Corp
WIRE
$77.8M 1.35%
1,435,995
-125,000
-8% -$5.9M
CNMD icon
12
CONMED
CNMD
$1.31B
$75.4M 1.31%
1,773,782
-324,900
-15% -$12.3M
UMPQ
13
DELISTED
Umpqua Holdings Corp
UMPQ
$72.9M 1.27%
3,808,417
-100,000
-3% -$1.75M
GATX icon
14
GATX Corp
GATX
$6.56B
$72.8M 1.27%
1,395,816
-49,485
-3% -$2.49M
BRC icon
15
Brady Corp
BRC
$4.47B
$70.8M 1.23%
2,289,144
+194,285
+9% +$5.77M
ASB icon
16
Associated Banc-Corp
ASB
$5.85B
$67.1M 1.17%
3,856,605
-200,000
-5% -$3.33M
WPX
17
DELISTED
WPX Energy, Inc.
WPX
$66.3M 1.15%
3,255,652
-125,000
-4% -$2.5M
RGS icon
18
Regis Corp
RGS
$70M
$65.6M 1.14%
225,888
+11,751
+5% +$3.53M
ONB icon
19
Old National Bancorp
ONB
$10.1B
$63.8M 1.11%
4,148,005
-125,000
-3% -$1.87M
NX icon
20
Quanex
NX
$868M
$63.5M 1.1%
3,189,624
– –
CHS
21
DELISTED
Chicos FAS, Inc.
CHS
$62.3M 1.08%
3,309,136
+500,000
+18% +$8.84M
MTRN icon
22
Materion
MTRN
$5.16B
$62.3M 1.08%
2,020,598
+51,305
+3% +$1.49M
BGG
23
DELISTED
Briggs & Stratton Corp.
BGG
$57.7M 1%
2,652,891
+350,000
+15% +$6.93M
CNW
24
DELISTED
CON-WAY INC.
CNW
$56.9M 0.99%
1,433,436
-250,000
-15% -$10.5M
CMC icon
25
Commercial Metals
CMC
$7.67B
$55.1M 0.96%
2,708,166
-292,400
-10% -$5.44M
1
2 3 4 5

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NIM
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FC
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TCM
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WPC
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BC
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FFH
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CCA
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Heartland Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Heartland Advisors held 282 positions worth $5.76B, up 4.9% from $5.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Heartland Advisors withdrew a net $287M in Q4 2013, closing 28 positions and reducing 90 holdings. Its most notable exit was Patterson-UTI, an estimated $61.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 27% of assets, down from 28% a quarter earlier, followed by Financials and Materials.

Against the trend, Heartland Advisors opened a new position in Atlantic Union Bankshares worth $40.3M.

  • Heartland Advisors's largest Q4 2013 buy was Atlantic Union Bankshares: 1,674,439 shares worth $40.3M.
  • Heartland Advisors added most to QUESTCOR PHARMA INC in Q4 2013, an estimated $17.7M increase.
  • Heartland Advisors's biggest Q4 2013 reduction was Olin, cutting an estimated $45.9M.
  • Heartland Advisors fully exited Patterson-UTI in Q4 2013, selling an estimated $61.7M.
  • Heartland Advisors's ten largest holdings make up 17% of its $5.76B portfolio in Q4 2013.
  • Heartland Advisors opened 29 new positions and closed 28 in Q4 2013.
  • Heartland Advisors's portfolio value rose 4.9% quarter-over-quarter to $5.76B.

Based on Heartland Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.