Heartland Advisors’s Kaiser Aluminum KALU Stock Holding History

Heartland Advisors’s Portfolio KALU Stock Details KALU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-508,298	Closed	-$35.7M	–	260
2013 Q4	$35.7M	Sell	508,298 -400,000	-44%	-$27.4M	0.62%	53
2013 Q3	$64.7M	Sell	908,298 -46,575	-5%	-$3.15M	1.18%	16
2013 Q2	$59.1M	Buy	+954,873	New	+$59.9M	1.09%	17

Other funds holding KALU

BNP Paribas Financial Markets

BNP Paribas Financial Markets Paris, France $152B AUM 31.61% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Hotchkis & Wiley Capital Management

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Goldman Sachs New York $761B AUM 31.28% 1-Year Est. Return

Keeley Asset Management Chicago, Illinois $2.35B AUM 26.92% 1-Year Est. Return

Macquarie Group

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return