Heartland Advisors’s Ultra Petroleum Corp. Common Stock UPL Stock Holding History

Heartland Advisors’s Portfolio UPL Stock Details UPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-2,845,217	Closed	-$18.2M	–	238
2015 Q3	$18.2M	Buy	2,845,217 +2,253	+0.1%	+$17.8K	0.67%	45
2015 Q2	$35.6M	Sell	2,842,964 -131,148	-4%	-$1.99M	0.99%	27
2015 Q1	$46.5M	Sell	2,974,112 -7,297	-0.2%	-$106K	1.16%	22
2014 Q4	$39.2M	Sell	2,981,409 -2,287,711	-43%	-$46.1M	0.77%	41
2014 Q3	$123M	Sell	5,269,120 -83,051	-2%	-$2.08M	2.38%	2
2014 Q2	$159M	Sell	5,352,171 -39,790	-0.7%	-$1.13M	2.76%	2
2014 Q1	$145M	Buy	5,391,961 +392,153	+8%	+$9.36M	2.54%	2
2013 Q4	$108M	Buy	4,999,808 +831,180	+20%	+$16.9M	1.88%	3
2013 Q3	$85.7M	Sell	4,168,628 -229,495	-5%	-$4.83M	1.56%	4
2013 Q2	$87.2M	Buy	+4,398,123	New	+$94M	1.61%	2

Other funds holding UPL

DSA

Davis Selected Advisers Tucson, Arizona $23.3B AUM 26.95% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

DGI

Disciplined Growth Investors Minneapolis, Minnesota $5.91B AUM 53.97% 1-Year Est. Return

CI Investments Inc Toronto, Ontario, Canada $31.2B AUM 40.61% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

First Manhattan New York $39.2B AUM 21.04% 1-Year Est. Return

Heartland Advisors's UPL Position: Q4 2015 in Review

Heartland Advisors sold out of Ultra Petroleum Corp. Common Stock (UPL) in Q4 2015, closing a stake of 2,845,217 shares — an estimated $18.2M sold.

Heartland Advisors first reported a position in UPL in Q2 2013 and held it in 10 quarters. The position peaked at $159M in Q2 2014. 181 funds tracked by Wall St. Rank hold UPL as of Q4 2015.

Heartland Advisors reported no remaining Ultra Petroleum Corp. Common Stock position as of Q4 2015 after selling out during the quarter.
Heartland Advisors sold 2,845,217 Ultra Petroleum Corp. Common Stock shares in Q4 2015, an estimated $18.2M.
Heartland Advisors first reported a position in Ultra Petroleum Corp. Common Stock in Q2 2013 and held it in 10 quarters.
Heartland Advisors's Ultra Petroleum Corp. Common Stock position peaked at $159M in Q2 2014.
181 funds tracked by Wall St. Rank held Ultra Petroleum Corp. Common Stock as of Q4 2015.

Based on Heartland Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.