GWM
SMM

Gupta Wealth Management’s Salient Midstream & MLP Fund SMM Stock Holding History

Gupta Wealth Management’s Portfolio SMM Stock Details SMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-1,250
Closed -$17K – 1384
2015
Q3 		$17K Hold
1,250
– – ﹤0.01% 741
2015
Q2 		$25K Hold
1,250
– – 0.01% 681
2015
Q1 		$27K Buy
+1,250
New +$27.8K 0.01% 524

Other funds holding SMM

GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
SBH
Segall Bryant & Hamill Chicago, Illinois $8.43B AUM 52.02% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Gupta Wealth Management's SMM Position: Q4 2015 in Review

Gupta Wealth Management sold out of Salient Midstream & MLP Fund (SMM) in Q4 2015, closing a stake of 1,250 shares — an estimated $17K sold.

Gupta Wealth Management first reported a position in SMM in Q1 2015 and held it in 3 quarters. The position peaked at $27K in Q1 2015. 32 funds tracked by Wall St. Rank hold SMM as of Q4 2015.

  • Gupta Wealth Management reported no remaining Salient Midstream & MLP Fund position as of Q4 2015 after selling out during the quarter.
  • Gupta Wealth Management sold 1,250 Salient Midstream & MLP Fund shares in Q4 2015, an estimated $17K.
  • Gupta Wealth Management first reported a position in Salient Midstream & MLP Fund in Q1 2015 and held it in 3 quarters.
  • Gupta Wealth Management's Salient Midstream & MLP Fund position peaked at $27K in Q1 2015.
  • 32 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q4 2015.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.