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Ground Swell Capital’s Saratoga Investment SAR Stock Holding History

Ground Swell Capital’s Portfolio SAR Stock Details SAR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-278
Closed -$4K – 2715
2014
Q2 		$4K Buy
+278
New +$4.3K 0.01% 1202

Other funds holding SAR

BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
BDCM
Black Diamond Capital Management Stamford, Connecticut $172M AUM 2.61% 1-Year Est. Return
RCM
Raging Capital Management Rocky Hill, New Jersey $18.2M AUM 17.75% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
DCM
Dialectic Capital Management Norwalk, Connecticut $155M AUM 59.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

Ground Swell Capital's SAR Position: Q3 2014 in Review

Ground Swell Capital sold out of Saratoga Investment (SAR) in Q3 2014, closing a stake of 278 shares — an estimated $4K sold.

Ground Swell Capital first reported a position in SAR in Q2 2014 and held it in 1 quarter. The position peaked at $4K in Q2 2014. 17 funds tracked by Wall St. Rank hold SAR as of Q3 2014.

  • Ground Swell Capital reported no remaining Saratoga Investment position as of Q3 2014 after selling out during the quarter.
  • Ground Swell Capital sold 278 Saratoga Investment shares in Q3 2014, an estimated $4K.
  • Ground Swell Capital first reported a position in Saratoga Investment in Q2 2014 and held it in 1 quarter.
  • Ground Swell Capital's Saratoga Investment position peaked at $4K in Q2 2014.
  • 17 funds tracked by Wall St. Rank held Saratoga Investment as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.