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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$5.99B
AUM Growth
+$520M
Cap. Flow
+$214M
Cap. Flow %
3.58%
Top 10 Hldgs %
22.99%
Holding
399
New
41
Increased
191
Reduced
118
Closed
30

Top Buys

Rank Stock Value
1
SEPU
AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF
SEPU
+$86.6M
2
UYLD icon
Angel Oak UltraShort Income ETF
UYLD
+$72.1M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$60.3M
4
IETC icon
iShares US Tech Independence Focused ETF
IETC
+$49.2M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$43.1M

Top Sells

Rank Stock Value
1
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$72.6M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$70M
3
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$56.5M
4
BAPR icon
Innovator US Equity Buffer ETF April
BAPR
+$46.8M
5
XBAP icon
Innovator US Equity Accelerated 9 Buffer ETF April
XBAP
+$46.1M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Financials 7.34%
3 Healthcare 5.27%
4 Consumer Discretionary 4.93%
5 Communication Services 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYM
1
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$294M 4.9%
3,749,672
+194,831
+5% +$14.7M
NVDA icon
2
NVIDIA
NVDA
$5.14T
$148M 2.47%
792,506
+20,500
+3% +$3.57M
MSFT icon
3
Microsoft
MSFT
$2.9T
$148M 2.47%
285,163
+11,770
+4% +$6M
AMZN icon
4
Amazon
AMZN
$2.63T
$126M 2.1%
571,895
+21,587
+4% +$4.89M
AAPL icon
5
Apple
AAPL
$4.79T
$123M 2.05%
481,952
+16,687
+4% +$3.77M
DMBS icon
6
DoubleLine Mortgage ETF
DMBS
$698M
$120M 2%
2,406,817
+531,491
+28% +$26.1M
GOOG icon
7
Alphabet (Google) Class C
GOOG
$4.17T
$119M 1.99%
489,836
+1,745
+0.4% +$367K
AVDE icon
8
Avantis International Equity ETF
AVDE
$17.8B
$104M 1.73%
1,314,112
+109,854
+9% +$8.37M
SPAB icon
9
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.79B
$99.1M 1.65%
3,834,575
-63,012
-2% -$1.61M
JMBS icon
10
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.72B
$97.7M 1.63%
2,138,813
+150,680
+8% +$6.79M
META icon
11
Meta Platforms (Facebook)
META
$1.59T
$94.8M 1.58%
129,103
+7,404
+6% +$5.51M
SPYI icon
12
NEOS S&P 500 High Income ETF
SPYI
$10.6B
$91.7M 1.53%
1,752,971
+83,988
+5% +$4.32M
SPDW icon
13
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.1B
$91.1M 1.52%
2,128,703
+16,072
+0.8% +$666K
SEPU
14
AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF
SEPU
$155M
$89.7M 1.5%
+3,146,132
New +$86.6M
RECS icon
15
Columbia Research Enhanced Core ETF
RECS
$5.91B
$86.3M 1.44%
2,138,180
+106,454
+5% +$4.1M
AVEM icon
16
Avantis Emerging Markets Equity ETF
AVEM
$25.5B
$80.4M 1.34%
1,070,663
+48,134
+5% +$3.44M
GLDM icon
17
SPDR Gold MiniShares Trust
GLDM
$28B
$75.9M 1.27%
992,839
+70,188
+8% +$4.81M
GSY icon
18
Invesco Ultra Short Duration ETF
GSY
$3.82B
$72.2M 1.21%
1,438,188
-14,479
-1% -$727K
UYLD icon
19
Angel Oak UltraShort Income ETF
UYLD
$1.56B
$72M 1.2%
+1,407,020
New +$72.1M
AVGO icon
20
Broadcom
AVGO
$1.89T
$71.2M 1.19%
215,950
+748
+0.3% +$229K
IETC icon
21
iShares US Tech Independence Focused ETF
IETC
$742M
$63.7M 1.06%
624,588
+500,628
+404% +$49.2M
QQQM icon
22
Invesco NASDAQ 100 ETF
QQQM
$98B
$63.2M 1.05%
+255,623
New +$60.3M
GS icon
23
Goldman Sachs
GS
$324B
$59.8M 1%
75,120
-2,084
-3% -$1.54M
JPM icon
24
JPMorgan Chase
JPM
$926B
$59.4M 0.99%
188,391
+960
+0.5% +$286K
JAAA icon
25
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$59.1M 0.99%
1,164,354
+83,410
+8% +$4.23M
1
2 3 4 5

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DS
DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $7.19B AUM 23.93% 1-Year Est. Return
LA
LBP AM Paris, France $7.31B AUM 29.14% 1-Year Est. Return
FWCM
Ferguson Wellman Capital Management Portland, Oregon $7.32B AUM 26.67% 1-Year Est. Return
FPP
Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Gradient Investments's Q3 2025 Portfolio in Review

As of Q3 2025, Gradient Investments held 399 positions worth $5.99B, up 9.5% from $5.47B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Gradient Investments deployed $214M of net new capital in Q3 2025, opening 41 new positions and adding to 191 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF: 3,146,132 shares worth $89.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Ultra Short Term Bond ETF, an estimated $72.6M trimmed.

  • Gradient Investments's largest Q3 2025 buy was AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF: 3,146,132 shares worth $89.7M.
  • Gradient Investments added most to iShares US Tech Independence Focused ETF in Q3 2025, an estimated $49.2M increase.
  • Gradient Investments's biggest Q3 2025 reduction was State Street Ultra Short Term Bond ETF, cutting an estimated $72.6M.
  • Gradient Investments fully exited The AZEK Co in Q3 2025, selling an estimated $27M.
  • Gradient Investments's ten largest holdings make up 23% of its $5.99B portfolio in Q3 2025.
  • Gradient Investments opened 41 new positions and closed 30 in Q3 2025.
  • Gradient Investments's portfolio value rose 9.5% quarter-over-quarter to $5.99B.

Based on Gradient Investments's 13F filing for Q3 2025, filed 6 Oct 2025.