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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-15.05%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$1.86B
AUM Growth
-$389M
Cap. Flow
+$12.4M
Cap. Flow %
0.67%
Top 10 Hldgs %
40.92%
Holding
1,333
New
150
Increased
345
Reduced
274
Closed
115

Top Buys

Rank Stock Value
1
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$35M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$20.8M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$14M
4
WM icon
Waste Management
WM
+$11.5M
5
SLB icon
SLB Ltd
SLB
+$10.7M

Top Sells

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$37.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.9M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$29.5M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.3M
5
MBB icon
iShares MBS ETF
MBB
+$15.7M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Technology 5.73%
3 Financials 5.61%
4 Consumer Discretionary 4.44%
5 Industrials 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$245M 13.19%
949,459
-101,462
-10% -$30.9M
SPAB icon
2
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$154M 8.32%
5,111,067
+190,394
+4% +$5.66M
SPYV icon
3
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$61.3M 3.31%
2,373,849
+333,478
+16% +$10.6M
SPSB icon
4
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$52.9M 2.85%
1,747,173
-964,551
-36% -$29.5M
SPEM icon
5
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$51.1M 2.75%
1,796,012
+192,181
+12% +$6.61M
MBB icon
6
iShares MBS ETF
MBB
$39.1B
$46.8M 2.52%
424,113
-144,643
-25% -$15.7M
SPMB icon
7
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.98B
$38.9M 2.09%
1,455,877
+790,469
+119% +$20.8M
EBND icon
8
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$37.7M 2.03%
1,539,248
+80,049
+5% +$2.14M
RSPH icon
9
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$768M
$37.4M 2.02%
1,976,990
+49,830
+3% +$1.06M
DFEB icon
10
FT Vest US Equity Deep Buffer ETF February
DFEB
$459M
$34.2M 1.85%
+1,243,382
New +$35M
SPTI icon
11
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$33.1M 1.78%
997,733
+441,360
+79% +$14M
SPSM icon
12
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$31.8M 1.71%
1,455,889
+337,668
+30% +$9.79M
SHYG icon
13
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$31.4M 1.69%
769,190
+104,192
+16% +$4.67M
GLDM icon
14
SPDR Gold MiniShares Trust
GLDM
$27.9B
$29.5M 1.59%
938,629
-63,265
-6% -$2M
PFFD icon
15
Global X US Preferred ETF
PFFD
$2.15B
$21.7M 1.17%
992,613
+42,345
+4% +$1.02M
TOLZ icon
16
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$178M
$21.4M 1.15%
607,399
+95,001
+19% +$4.16M
NURE icon
17
Nuveen Short-Term REIT ETF
NURE
$35.7M
$20.1M 1.09%
955,946
+169,059
+21% +$4.71M
BSJK
18
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$13.7M 0.74%
595,777
-489,504
-45% -$11.5M
IBDL
19
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$13.7M 0.74%
543,127
-459,987
-46% -$11.6M
IBDM
20
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$13.6M 0.74%
553,638
-456,692
-45% -$11.3M
AAPL icon
21
Apple
AAPL
$4.9T
$13.6M 0.73%
213,664
-90,724
-30% -$6.67M
BSJL
22
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$13.3M 0.72%
602,098
-477,072
-44% -$11.4M
JNJ icon
23
Johnson & Johnson
JNJ
$617B
$13.2M 0.71%
100,662
+5,973
+6% +$847K
SPIB icon
24
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$13.2M 0.71%
387,596
+125,353
+48% +$4.4M
WMT icon
25
Walmart Inc
WMT
$884B
$13.1M 0.7%
345,123
+275,502
+396% +$10.6M
1
2 3 4 5

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CFG
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FPP
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KWM
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DKCM
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TSC
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Gradient Investments's Q1 2020 Portfolio in Review

As of Q1 2020, Gradient Investments held 1,333 positions worth $1.86B, down 17% from $2.25B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments's Q1 2020 filing shows 150 new, 345 increased, 274 reduced and 115 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M. The largest sale was Innovator US Equity Power Buffer ETF August, an estimated $37.7M.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 5.9% a quarter earlier, followed by Technology and Financials.

  • Gradient Investments's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M.
  • Gradient Investments added most to State Street SPDR Portfolio Mortgage Backed Bond ETF in Q1 2020, an estimated $20.8M increase.
  • Gradient Investments's biggest Q1 2020 reduction was Innovator US Equity Power Buffer ETF August, cutting an estimated $37.7M.
  • Gradient Investments fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q1 2020, selling an estimated $251K.
  • Gradient Investments's ten largest holdings make up 41% of its $1.86B portfolio in Q1 2020.
  • Gradient Investments opened 150 new positions and closed 115 in Q1 2020.
  • Gradient Investments's portfolio value fell 17% quarter-over-quarter to $1.86B.

Based on Gradient Investments's 13F filing for Q1 2020, filed 7 Apr 2020.