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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
+10.04%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$4.14B
AUM Growth
+$347M
Cap. Flow
+$3.03M
Cap. Flow %
0.07%
Top 10 Hldgs %
26.85%
Holding
1,943
New
132
Increased
392
Reduced
343
Closed
113

Top Buys

Rank Stock Value
1
HELO icon
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
+$41.3M
2
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$34.9M
3
AVEM icon
Avantis Emerging Markets Equity ETF
AVEM
+$33.3M
4
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$29.7M
5
BAUG icon
Innovator US Equity Buffer ETF August
BAUG
+$23M

Top Sells

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$48.8M
2
PRFD icon
PIMCO Preferred and Capital Securities Active Exchange-Traded Fund
PRFD
+$43M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$41.5M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$36.9M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$34.5M

Sector Composition

Rank Sector Weight
1 Financials 9.41%
2 Technology 9.18%
3 Healthcare 7.21%
4 Consumer Discretionary 6.37%
5 Industrials 3.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYM
1
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$210M 5.08%
3,756,129
+87,951
+2% +$4.61M
IGTR
2
DELISTED
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
$169M 4.08%
6,993,591
-1,517,510
-18% -$34.5M
IGIB icon
3
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.4B
$116M 2.81%
2,236,835
+223,242
+11% +$11M
SPAB icon
4
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.79B
$111M 2.67%
4,312,284
-364,672
-8% -$8.97M
SPDW icon
5
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.1B
$108M 2.6%
3,166,600
-881,375
-22% -$28M
DMBS icon
6
DoubleLine Mortgage ETF
DMBS
$698M
$91.9M 2.22%
1,857,872
-9,887
-0.5% -$468K
JMBS icon
7
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.72B
$88.2M 2.13%
1,920,675
+141,811
+8% +$6.21M
AAPL icon
8
Apple
AAPL
$4.79T
$79.9M 1.93%
414,968
+9,756
+2% +$1.8M
BJUL icon
9
Innovator US Equity Buffer ETF July
BJUL
$291M
$69.9M 1.69%
1,856,766
+147,470
+9% +$5.25M
QUAL icon
10
iShares MSCI USA Quality Factor ETF
QUAL
$45.9B
$67M 1.62%
455,411
+11,012
+2% +$1.52M
GBUY
11
DELISTED
Goldman Sachs Future Consumer Equity ETF
GBUY
$64.5M 1.56%
2,296,998
+513,231
+29% +$13.6M
MSFT icon
12
Microsoft
MSFT
$2.9T
$61.2M 1.48%
162,687
+13,995
+9% +$4.98M
ULST icon
13
State Street Ultra Short Term Bond ETF
ULST
$526M
$58.9M 1.43%
1,459,635
+433,260
+42% +$17.4M
GSY icon
14
Invesco Ultra Short Duration ETF
GSY
$3.82B
$58.9M 1.42%
1,180,840
+349,788
+42% +$17.4M
AMZN icon
15
Amazon
AMZN
$2.63T
$57.3M 1.38%
376,828
+18,044
+5% +$2.53M
GLDM icon
16
SPDR Gold MiniShares Trust
GLDM
$28B
$56.8M 1.37%
1,389,608
+891,187
+179% +$34.9M
GOOG icon
17
Alphabet (Google) Class C
GOOG
$4.17T
$52.8M 1.28%
374,438
+17,031
+5% +$2.31M
JAAA icon
18
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$45.4M 1.1%
902,770
-139,105
-13% -$6.98M
UNH icon
19
UnitedHealth
UNH
$392B
$44.4M 1.07%
84,278
+5,023
+6% +$2.68M
PJUL icon
20
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$44M 1.06%
1,214,631
+100,374
+9% +$3.48M
HELO icon
21
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.17B
$42.7M 1.03%
+806,792
New +$41.3M
IGSB icon
22
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$41.8M 1.01%
815,891
-237,105
-23% -$11.9M
GS icon
23
Goldman Sachs
GS
$324B
$36.7M 0.89%
95,074
+8
+0% +$2.67K
JPM icon
24
JPMorgan Chase
JPM
$926B
$36.4M 0.88%
213,974
-32,320
-13% -$4.9M
FTSM icon
25
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$36.3M 0.88%
608,688
-65,899
-10% -$3.93M
1
2 3 4 5

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GLF
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SIMG
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CFG
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LA
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FWCM
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FPP
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KWM
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Gradient Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Gradient Investments held 1,943 positions worth $4.14B, up 9.2% from $3.79B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Gradient Investments's Q4 2023 filing shows 132 new, 392 increased, 343 reduced and 113 closed positions. Its largest new stake was JPMorgan Hedged Equity Laddered Overlay ETF: 806,792 shares worth $42.7M. The largest sale was JPMorgan Equity Premium Income ETF, an estimated $48.8M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, down from 10% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q4 2023 buy was JPMorgan Hedged Equity Laddered Overlay ETF: 806,792 shares worth $42.7M.
  • Gradient Investments added most to SPDR Gold MiniShares Trust in Q4 2023, an estimated $34.9M increase.
  • Gradient Investments's biggest Q4 2023 reduction was JPMorgan Equity Premium Income ETF, cutting an estimated $48.8M.
  • Gradient Investments fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $6.62M.
  • Gradient Investments's ten largest holdings make up 27% of its $4.14B portfolio in Q4 2023.
  • Gradient Investments opened 132 new positions and closed 113 in Q4 2023.
  • Gradient Investments's portfolio value rose 9.2% quarter-over-quarter to $4.14B.

Based on Gradient Investments's 13F filing for Q4 2023, filed 18 Jan 2024.