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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.57B
AUM Growth
+$152M
Cap. Flow
+$202M
Cap. Flow %
5.67%
Top 10 Hldgs %
36.92%
Holding
1,304
New
89
Increased
273
Reduced
293
Closed
87

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$389M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$155M
3
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$93.4M
4
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$70.8M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$41.5M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$475M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$82.1M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$65.7M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$64.8M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$39.8M

Sector Composition

Rank Sector Weight
1 Financials 8.03%
2 Technology 7.83%
3 Healthcare 5.28%
4 Industrials 4.91%
5 Consumer Discretionary 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$380M 10.65%
885,568
+882,630
+30,042% +$389M
SPAB icon
2
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.79B
$222M 6.22%
7,439,167
+641,071
+9% +$19.3M
SPYM
3
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$151M 4.22%
2,987,183
+2,979,555
+39,061% +$155M
SRLN icon
4
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$100M 2.81%
2,177,816
+418,298
+24% +$19.2M
MBB icon
5
iShares MBS ETF
MBB
$39B
$92.3M 2.59%
853,320
+104,266
+14% +$11.3M
FEZ icon
6
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.33B
$89.7M 2.51%
1,981,412
+1,981,264
+1,338,692% +$93.4M
ANGL icon
7
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.09B
$89.5M 2.51%
2,707,358
+259,848
+11% +$8.6M
BJUL icon
8
Innovator US Equity Buffer ETF July
BJUL
$291M
$70.1M 1.96%
+2,220,920
New +$70.8M
FPE icon
9
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$65.4M 1.83%
3,181,730
+569,803
+22% +$11.8M
SMDV icon
10
ProShares Russell 2000 Dividend Growers ETF
SMDV
$698M
$57.8M 1.62%
938,011
-608,692
-39% -$38.2M
AAPL icon
11
Apple
AAPL
$4.79T
$56.5M 1.58%
399,553
+28,555
+8% +$4.2M
REET icon
12
iShares Global REIT ETF
REET
$5.03B
$55.6M 1.56%
2,029,519
+90,723
+5% +$2.6M
SPIB icon
13
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$53.7M 1.5%
1,469,582
+12,857
+0.9% +$473K
GLDM icon
14
SPDR Gold MiniShares Trust
GLDM
$28B
$52.1M 1.46%
1,491,459
+113,574
+8% +$4.04M
MRGR icon
15
ProShares Merger ETF
MRGR
$15.9M
$41.3M 1.16%
1,010,143
+106,218
+12% +$4.33M
BBHY icon
16
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$617M
$40.3M 1.13%
773,157
+100,159
+15% +$5.23M
JEPI icon
17
JPMorgan Equity Premium Income ETF
JEPI
$45.2B
$40.2M 1.13%
+675,049
New +$41.5M
AMZN icon
18
Amazon
AMZN
$2.63T
$39.7M 1.11%
241,700
+56,300
+30% +$9.71M
MSFT icon
19
Microsoft
MSFT
$2.9T
$39.5M 1.11%
139,948
+5,138
+4% +$1.49M
XLV icon
20
State Street Health Care Select Sector SPDR ETF
XLV
$41.3B
$38.8M 1.09%
304,454
+303,978
+63,861% +$40.2M
LVHD icon
21
Franklin US Low Volatility High Dividend Index ETF
LVHD
$628M
$37.1M 1.04%
1,031,160
+14,913
+1% +$555K
SHYG icon
22
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$36.4M 1.02%
797,569
+90,990
+13% +$4.16M
JPM icon
23
JPMorgan Chase
JPM
$926B
$35.9M 1%
219,031
+28,747
+15% +$4.51M
BSJM
24
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$30.4M 0.85%
1,308,818
+94,833
+8% +$2.21M
BSJN
25
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$30.3M 0.85%
1,198,379
+83,487
+7% +$2.12M
1
2 3 4 5

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GLF
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SIMG
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CFG
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LA
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FWCM
Ferguson Wellman Capital Management Portland, Oregon $7.32B AUM 26.67% 1-Year Est. Return
FPP
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KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Gradient Investments's Q3 2021 Portfolio in Review

As of Q3 2021, Gradient Investments held 1,304 positions worth $3.57B, up 4.4% from $3.42B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Gradient Investments deployed $202M of net new capital in Q3 2021, opening 89 new positions and adding to 273 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 6.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $475M trimmed.

  • Gradient Investments's largest Q3 2021 buy was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.
  • Gradient Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $389M increase.
  • Gradient Investments's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $475M.
  • Gradient Investments fully exited First Trust Technology AlphaDEX Fund in Q3 2021, selling an estimated $94K.
  • Gradient Investments's ten largest holdings make up 37% of its $3.57B portfolio in Q3 2021.
  • Gradient Investments opened 89 new positions and closed 87 in Q3 2021.
  • Gradient Investments's portfolio value rose 4.4% quarter-over-quarter to $3.57B.

Based on Gradient Investments's 13F filing for Q3 2021, filed 18 Oct 2021.