We are live on ! Find out more
GI

Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGTR
1
DELISTED
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
$186M 4.92%
8,511,101
-1,298,669
-13% -$29.5M
SPYM
2
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$184M 4.87%
3,668,178
+429,030
+13% +$22.4M
SPDW icon
3
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.1B
$126M 3.31%
4,047,975
+1,063,951
+36% +$34.4M
SPAB icon
4
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.79B
$114M 3%
4,676,956
-378,506
-7% -$9.43M
IGIB icon
5
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.4B
$98M 2.59%
2,013,593
+32,097
+2% +$1.6M
DMBS icon
6
DoubleLine Mortgage ETF
DMBS
$698M
$87.8M 2.32%
1,867,759
+46,336
+3% +$2.24M
JMBS icon
7
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.72B
$77.2M 2.04%
1,778,864
+45,186
+3% +$2.02M
PRFD icon
8
PIMCO Preferred and Capital Securities Active Exchange-Traded Fund
PRFD
$224M
$73.7M 1.94%
1,611,779
+50,892
+3% +$2.38M
AAPL icon
9
Apple
AAPL
$4.79T
$69.4M 1.83%
405,212
+17,712
+5% +$3.25M
JEPI icon
10
JPMorgan Equity Premium Income ETF
JEPI
$45.2B
$65.2M 1.72%
1,216,545
+41,056
+3% +$2.26M
BJUL icon
11
Innovator US Equity Buffer ETF July
BJUL
$291M
$58.9M 1.56%
1,709,296
+1,709,268
+6,104,529% +$60.5M
QUAL icon
12
iShares MSCI USA Quality Factor ETF
QUAL
$45.9B
$58.6M 1.55%
444,399
+117,431
+36% +$16M
IGSB icon
13
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$52.5M 1.39%
1,052,996
+20,775
+2% +$1.04M
JAAA icon
14
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$52.4M 1.38%
1,041,875
+18,540
+2% +$929K
GOOG icon
15
Alphabet (Google) Class C
GOOG
$4.17T
$47.1M 1.24%
357,407
+22,351
+7% +$2.91M
MSFT icon
16
Microsoft
MSFT
$2.9T
$46.9M 1.24%
148,692
+2,110
+1% +$697K
AMZN icon
17
Amazon
AMZN
$2.63T
$45.6M 1.2%
358,784
+15,208
+4% +$2.04M
GBUY
18
DELISTED
Goldman Sachs Future Consumer Equity ETF
GBUY
$45.1M 1.19%
1,783,767
+426,951
+31% +$11.6M
ULST icon
19
State Street Ultra Short Term Bond ETF
ULST
$526M
$41.3M 1.09%
1,026,375
+314,539
+44% +$12.6M
GSY icon
20
Invesco Ultra Short Duration ETF
GSY
$3.82B
$41.3M 1.09%
831,052
+255,158
+44% +$12.7M
SMOT icon
21
VanEck Morningstar SMID Moat ETF
SMOT
$329M
$41.2M 1.09%
1,449,820
+1,449,707
+1,282,927% +$43.2M
IEMG icon
22
iShares Core MSCI Emerging Markets ETF
IEMG
$153B
$41M 1.08%
862,003
+82,821
+11% +$4.1M
FTSM icon
23
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$40.1M 1.06%
674,587
+6,733
+1% +$401K
UNH icon
24
UnitedHealth
UNH
$392B
$40M 1.05%
79,255
+3,035
+4% +$1.49M
CVX icon
25
Chevron
CVX
$384B
$38.3M 1.01%
227,259
+5,476
+2% +$884K
1
2 3 4 5

Similar funds

DS
DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $7.19B AUM 23.93% 1-Year Est. Return
LA
LBP AM Paris, France $7.31B AUM 29.14% 1-Year Est. Return
FWCM
Ferguson Wellman Capital Management Portland, Oregon $7.32B AUM 26.67% 1-Year Est. Return
FPP
Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.