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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-15.05%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$1.86B
AUM Growth
-$389M
Cap. Flow
+$12.4M
Cap. Flow %
0.67%
Top 10 Hldgs %
40.92%
Holding
1,333
New
150
Increased
345
Reduced
274
Closed
115

Top Buys

Rank Stock Value
1
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$35M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$20.8M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$14M
4
WM icon
Waste Management
WM
+$11.5M
5
SLB icon
SLB Ltd
SLB
+$10.7M

Top Sells

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$37.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.9M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$29.5M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.3M
5
MBB icon
iShares MBS ETF
MBB
+$15.7M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Technology 5.73%
3 Financials 5.61%
4 Consumer Discretionary 4.44%
5 Industrials 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
201
Kroger
KR
$35.4B
$435K 0.02%
14,436
-5,120
-26% -$150K
SPLV icon
202
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$418K 0.02%
8,905
-9,491
-52% -$531K
PFE icon
203
Pfizer
PFE
$142B
$412K 0.02%
13,305
+302
+2% +$10.3K
K
204
DELISTED
Kellanova
K
$407K 0.02%
7,225
– –
BSJN
205
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$369K 0.02%
16,446
+365
+2% +$9.17K
ADBE icon
206
Adobe
ADBE
$98.5B
$365K 0.02%
1,146
-196
-15% -$67K
TFI icon
207
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$351K 0.02%
7,028
-317
-4% -$16.1K
MO icon
208
Altria Group
MO
$113B
$344K 0.02%
8,900
+1,755
+25% +$77.9K
IBDO
209
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$343K 0.02%
13,708
+678
+5% +$17.2K
D icon
210
Dominion Energy
D
$61.3B
$318K 0.02%
4,403
-22,939
-84% -$1.87M
BSV icon
211
Vanguard Short-Term Bond ETF
BSV
$44.7B
$306K 0.02%
3,727
+865
+30% +$70.2K
SHM icon
212
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$302K 0.02%
6,178
-178
-3% -$8.71K
DD icon
213
DuPont de Nemours
DD
$18.7B
$298K 0.02%
6,952
-18
-0.3% -$1.1K
GLD icon
214
SPDR Gold Trust
GLD
$133B
$296K 0.02%
1,997
-696
-26% -$104K
SO icon
215
Southern Company
SO
$106B
$271K 0.01%
5,014
+451
+10% +$28.6K
LNC icon
216
Lincoln National
LNC
$8.8B
$265K 0.01%
10,087
+2,213
+28% +$105K
FE icon
217
FirstEnergy
FE
$28.2B
$262K 0.01%
6,535
+840
+15% +$39K
AMD icon
218
Advanced Micro Devices
AMD
$791B
$260K 0.01%
5,718
+1,872
+49% +$90.2K
BSJO
219
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$258K 0.01%
11,617
+1,164
+11% +$28.4K
ATO icon
220
Atmos Energy
ATO
$29.1B
$255K 0.01%
2,569
– –
IBDP
221
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$254K 0.01%
10,290
+580
+6% +$14.8K
MMM icon
222
3M
MMM
$90.8B
$250K 0.01%
2,189
-81,060
-97% -$10.7M
BND icon
223
Vanguard Total Bond Market
BND
$158B
$247K 0.01%
2,898
-52
-2% -$4.42K
SCHD icon
224
Schwab US Dividend Equity ETF
SCHD
$103B
$245K 0.01%
16,347
+1,176
+8% +$21.1K
EVN
225
Eaton Vance Municipal Income Trust
EVN
$416M
$240K 0.01%
20,000
– –
7 8
9
10 11

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CFG
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FPP
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KWM
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Gradient Investments's Q1 2020 Portfolio in Review

As of Q1 2020, Gradient Investments held 1,333 positions worth $1.86B, down 17% from $2.25B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments's Q1 2020 filing shows 150 new, 345 increased, 274 reduced and 115 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M. The largest sale was Innovator US Equity Power Buffer ETF August, an estimated $37.7M.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 5.9% a quarter earlier, followed by Technology and Financials.

  • Gradient Investments's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M.
  • Gradient Investments added most to State Street SPDR Portfolio Mortgage Backed Bond ETF in Q1 2020, an estimated $20.8M increase.
  • Gradient Investments's biggest Q1 2020 reduction was Innovator US Equity Power Buffer ETF August, cutting an estimated $37.7M.
  • Gradient Investments fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q1 2020, selling an estimated $251K.
  • Gradient Investments's ten largest holdings make up 41% of its $1.86B portfolio in Q1 2020.
  • Gradient Investments opened 150 new positions and closed 115 in Q1 2020.
  • Gradient Investments's portfolio value fell 17% quarter-over-quarter to $1.86B.

Based on Gradient Investments's 13F filing for Q1 2020, filed 7 Apr 2020.