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GI

Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
176
Caterpillar
CAT
$394B
$1.11M 0.03%
4,054
-135
-3% -$36.6K
BSJN
177
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$1.02M 0.03%
43,546
-6,204
-12% -$146K
AFL icon
178
Aflac
AFL
$64.4B
$1M 0.03%
13,070
-14
-0.1% -$1.04K
PXD
179
DELISTED
Pioneer Natural Resource Co.
PXD
$1M 0.03%
4,366
+512
+13% +$117K
SRE icon
180
Sempra
SRE
$59.8B
$914K 0.02%
13,437
-251
-2% -$18.1K
TFI icon
181
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$869K 0.02%
19,878
+4,264
+27% +$194K
T icon
182
AT&T
T
$168B
$838K 0.02%
55,786
-8,320
-13% -$122K
SUSC icon
183
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$821K 0.02%
37,735
-1,795
-5% -$40K
CATH icon
184
Global X S&P 500 Catholic Values ETF
CATH
$1.27B
$794K 0.02%
15,180
+1,849
+14% +$101K
PSX icon
185
Phillips 66
PSX
$83.1B
$793K 0.02%
6,597
-1,747
-21% -$196K
MRK icon
186
Merck
MRK
$324B
$782K 0.02%
7,601
-1,023
-12% -$110K
MPC icon
187
Marathon Petroleum
MPC
$90.7B
$757K 0.02%
5,003
-199
-4% -$27.7K
IVV icon
188
iShares Core S&P 500 ETF
IVV
$867B
$755K 0.02%
1,758
+64
+4% +$28.6K
MKC.V icon
189
McCormick & Company Voting
MKC.V
$13.6B
$743K 0.02%
9,416
– –
KR icon
190
Kroger
KR
$35.7B
$734K 0.02%
16,412
– –
DUK icon
191
Duke Energy
DUK
$101B
$724K 0.02%
8,207
-171
-2% -$15.7K
DIS icon
192
Walt Disney
DIS
$168B
$723K 0.02%
8,926
+240
+3% +$20.5K
SHE icon
193
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$320M
$682K 0.02%
8,028
-100
-1% -$8.85K
SLB icon
194
SLB Ltd
SLB
$77.8B
$661K 0.02%
11,344
-697
-6% -$40.4K
SHEL icon
195
Shell
SHEL
$240B
$658K 0.02%
10,226
+577
+6% +$35.9K
SPIB icon
196
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$647K 0.02%
20,586
-3,982
-16% -$127K
PFE icon
197
Pfizer
PFE
$141B
$636K 0.02%
19,185
-1,397
-7% -$49.4K
HMC icon
198
Honda
HMC
$37.5B
$634K 0.02%
18,852
+75
+0.4% +$2.41K
CNQ icon
199
Canadian Natural Resources
CNQ
$93.9B
$633K 0.02%
19,570
-242
-1% -$7.4K
LIN icon
200
Linde
LIN
$235B
$629K 0.02%
1,690
+8
+0.5% +$3.04K
6 7
8
9 10

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SIMG
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CFG
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FPP
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KWM
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DKCM
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UB
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Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.