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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.57B
AUM Growth
+$152M
Cap. Flow
+$202M
Cap. Flow %
5.67%
Top 10 Hldgs %
36.92%
Holding
1,304
New
89
Increased
273
Reduced
293
Closed
87

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$389M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$155M
3
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$93.4M
4
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$70.8M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$41.5M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$475M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$82.1M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$65.7M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$64.8M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$39.8M

Sector Composition

Rank Sector Weight
1 Financials 8.03%
2 Technology 7.83%
3 Healthcare 5.28%
4 Industrials 4.91%
5 Consumer Discretionary 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCO
176
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$887K 0.02%
40,117
-4,116
-9% -$91.2K
INTC icon
177
Intel
INTC
$456B
$829K 0.02%
15,550
-100
-0.6% -$5.42K
PFE icon
178
Pfizer
PFE
$141B
$816K 0.02%
18,979
+540
+3% +$23.9K
PSN icon
179
Parsons
PSN
$6.33B
$816K 0.02%
24,176
+12,649
+110% +$462K
KR icon
180
Kroger
KR
$35.7B
$814K 0.02%
20,144
+263
+1% +$11K
MKC.V icon
181
McCormick & Company Voting
MKC.V
$13.6B
$788K 0.02%
9,566
– –
SPYG icon
182
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.4B
$773K 0.02%
12,069
+1,039
+9% +$68.6K
VIG icon
183
Vanguard Dividend Appreciation ETF
VIG
$111B
$770K 0.02%
5,015
+2
+0% +$319
PSLV icon
184
Sprott Physical Silver Trust
PSLV
$12B
$757K 0.02%
98,577
+8,775
+10% +$74.7K
BP icon
185
BP
BP
$110B
$726K 0.02%
26,551
+1,046
+4% +$26.2K
CAT icon
186
Caterpillar
CAT
$395B
$720K 0.02%
3,752
+32
+0.9% +$6.66K
SCHD icon
187
Schwab US Dividend Equity ETF
SCHD
$103B
$716K 0.02%
28,926
+3,912
+16% +$99.4K
CRM icon
188
Salesforce
CRM
$144B
$710K 0.02%
2,617
+10
+0.4% +$2.54K
AFL icon
189
Aflac
AFL
$64.4B
$693K 0.02%
13,292
-16
-0.1% -$875
TSLA icon
190
Tesla
TSLA
$1.21T
$690K 0.02%
2,670
+879
+49% +$207K
HYMB icon
191
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
$661K 0.02%
22,058
+1,216
+6% +$36.9K
SU icon
192
Suncor Energy
SU
$75.5B
$650K 0.02%
31,341
+6,149
+24% +$123K
SUB icon
193
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$645K 0.02%
5,994
+374
+7% +$40.3K
DUK icon
194
Duke Energy
DUK
$101B
$625K 0.02%
6,406
-731
-10% -$75.7K
CMCSA icon
195
Comcast
CMCSA
$82.3B
$609K 0.02%
10,887
+126
+1% +$7.35K
AZN icon
196
AstraZeneca
AZN
$263B
$606K 0.02%
5,043
-202
-4% -$23.5K
LYB icon
197
LyondellBasell Industries
LYB
$19.1B
$602K 0.02%
6,413
+422
+7% +$41.4K
BSRR icon
198
Sierra Bancorp
BSRR
$535M
$594K 0.02%
24,474
– –
CNQ icon
199
Canadian Natural Resources
CNQ
$93.9B
$592K 0.02%
33,062
-1,009
-3% -$16.6K
NVS icon
200
Novartis
NVS
$297B
$588K 0.02%
7,193
+250
+4% +$22.5K
6 7
8
9 10

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Gradient Investments's Q3 2021 Portfolio in Review

As of Q3 2021, Gradient Investments held 1,304 positions worth $3.57B, up 4.4% from $3.42B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Gradient Investments deployed $202M of net new capital in Q3 2021, opening 89 new positions and adding to 273 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 6.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $475M trimmed.

  • Gradient Investments's largest Q3 2021 buy was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.
  • Gradient Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $389M increase.
  • Gradient Investments's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $475M.
  • Gradient Investments fully exited First Trust Technology AlphaDEX Fund in Q3 2021, selling an estimated $94K.
  • Gradient Investments's ten largest holdings make up 37% of its $3.57B portfolio in Q3 2021.
  • Gradient Investments opened 89 new positions and closed 87 in Q3 2021.
  • Gradient Investments's portfolio value rose 4.4% quarter-over-quarter to $3.57B.

Based on Gradient Investments's 13F filing for Q3 2021, filed 18 Oct 2021.