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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-15.05%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$1.86B
AUM Growth
-$389M
Cap. Flow
+$12.4M
Cap. Flow %
0.67%
Top 10 Hldgs %
40.92%
Holding
1,333
New
150
Increased
345
Reduced
274
Closed
115

Top Buys

Rank Stock Value
1
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$35M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$20.8M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$14M
4
WM icon
Waste Management
WM
+$11.5M
5
SLB icon
SLB Ltd
SLB
+$10.7M

Top Sells

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$37.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.9M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$29.5M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.3M
5
MBB icon
iShares MBS ETF
MBB
+$15.7M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Technology 5.73%
3 Financials 5.61%
4 Consumer Discretionary 4.44%
5 Industrials 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCEP icon
176
Coca-Cola Europacific Partners
CCEP
$49.3B
$1.04M 0.06%
27,761
-6,718
-19% -$326K
RY icon
177
Royal Bank of Canada
RY
$292B
$1.04M 0.06%
16,912
-978
-5% -$72.6K
ABB
178
DELISTED
ABB Ltd
ABB
$1.02M 0.06%
59,389
-4,322
-7% -$94.4K
HSBC icon
179
HSBC
HSBC
$367B
$1.02M 0.05%
36,321
-485
-1% -$16.8K
QSR icon
180
Restaurant Brands International
QSR
$25.8B
$933K 0.05%
23,301
-204
-0.9% -$11.5K
INTU icon
181
Intuit
INTU
$86.3B
$890K 0.05%
3,871
-10
-0.3% -$2.71K
SAN icon
182
Banco Santander
SAN
$202B
$867K 0.05%
384,802
-18,129
-4% -$62.2K
PE
183
DELISTED
PARSLEY ENERGY INC
PE
$843K 0.05%
147,087
+75,258
+105% +$1.02M
EXC icon
184
Exelon
EXC
$46.6B
$732K 0.04%
27,877
+95
+0.3% +$2.99K
MKC.V icon
185
McCormick & Company Voting
MKC.V
$13.7B
$724K 0.04%
10,166
-400
-4% -$30.9K
ING icon
186
ING
ING
$99.8B
$703K 0.04%
136,511
+13,800
+11% +$133K
PAUG icon
187
Innovator US Equity Power Buffer ETF August
PAUG
$861M
$671K 0.04%
29,130
-1,510,474
-98% -$37.7M
DIS icon
188
Walt Disney
DIS
$167B
$637K 0.03%
6,597
-11,360
-63% -$1.44M
JUST icon
189
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$556M
$617K 0.03%
16,612
+1,413
+9% +$62.2K
IVV icon
190
iShares Core S&P 500 ETF
IVV
$872B
$604K 0.03%
2,336
+968
+71% +$297K
PEP icon
191
PepsiCo
PEP
$191B
$548K 0.03%
4,567
+193
+4% +$26.1K
WBA
192
DELISTED
Walgreens Boots Alliance
WBA
$546K 0.03%
11,930
+114
+1% +$5.79K
BRK.A icon
193
Berkshire Hathaway Class A
BRK.A
$1.1T
$544K 0.03%
2
– –
ETR icon
194
Entergy
ETR
$50.4B
$521K 0.03%
11,094
-10
-0.1% -$593
NUDM icon
195
Nuveen ESG International Developed Markets Equity ETF
NUDM
$710M
$504K 0.03%
24,034
+2,365
+11% +$58.5K
DUK icon
196
Duke Energy
DUK
$98.4B
$497K 0.03%
6,139
-20,197
-77% -$1.86M
PEG icon
197
Public Service Enterprise Group
PEG
$38.6B
$469K 0.03%
10,447
-160,003
-94% -$8.64M
WEC icon
198
WEC Energy
WEC
$35.8B
$468K 0.03%
5,311
+6
+0.1% +$577
ESML icon
199
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.83B
$463K 0.02%
23,233
+2,388
+11% +$62.2K
MUB icon
200
iShares National Muni Bond ETF
MUB
$45.2B
$450K 0.02%
3,986
-158
-4% -$18K
6 7
8
9 10

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DS
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GLF
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CFG
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FPP
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KWM
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DKCM
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UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return
TSC
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Gradient Investments's Q1 2020 Portfolio in Review

As of Q1 2020, Gradient Investments held 1,333 positions worth $1.86B, down 17% from $2.25B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments's Q1 2020 filing shows 150 new, 345 increased, 274 reduced and 115 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M. The largest sale was Innovator US Equity Power Buffer ETF August, an estimated $37.7M.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 5.9% a quarter earlier, followed by Technology and Financials.

  • Gradient Investments's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M.
  • Gradient Investments added most to State Street SPDR Portfolio Mortgage Backed Bond ETF in Q1 2020, an estimated $20.8M increase.
  • Gradient Investments's biggest Q1 2020 reduction was Innovator US Equity Power Buffer ETF August, cutting an estimated $37.7M.
  • Gradient Investments fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q1 2020, selling an estimated $251K.
  • Gradient Investments's ten largest holdings make up 41% of its $1.86B portfolio in Q1 2020.
  • Gradient Investments opened 150 new positions and closed 115 in Q1 2020.
  • Gradient Investments's portfolio value fell 17% quarter-over-quarter to $1.86B.

Based on Gradient Investments's 13F filing for Q1 2020, filed 7 Apr 2020.