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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
+10.04%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$4.14B
AUM Growth
+$347M
Cap. Flow
+$3.03M
Cap. Flow %
0.07%
Top 10 Hldgs %
26.85%
Holding
1,943
New
132
Increased
392
Reduced
343
Closed
113

Top Buys

Rank Stock Value
1
HELO icon
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
+$41.3M
2
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$34.9M
3
AVEM icon
Avantis Emerging Markets Equity ETF
AVEM
+$33.3M
4
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$29.7M
5
BAUG icon
Innovator US Equity Buffer ETF August
BAUG
+$23M

Top Sells

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$48.8M
2
PRFD icon
PIMCO Preferred and Capital Securities Active Exchange-Traded Fund
PRFD
+$43M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$41.5M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$36.9M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$34.5M

Sector Composition

Rank Sector Weight
1 Financials 9.41%
2 Technology 9.18%
3 Healthcare 7.21%
4 Consumer Discretionary 6.37%
5 Industrials 3.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDWT
1926
DELISTED
Midwest Holding Inc. Common Stock
MDWT
– –
-82,232
Closed -$2.15M
BSJN
1927
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
– –
-43,546
Closed -$1.02M
IBTD
1928
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
– –
-266,757
Closed -$6.62M
VAPO
1929
DELISTED
Vapotherm, Inc. Common Stock
VAPO
– –
-87
Closed -$220
SGEN
1930
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-6
Closed -$1.27K
VMW
1931
DELISTED
VMware, Inc
VMW
– –
-96
Closed -$16K
TWNK
1932
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-1
Closed -$33
CIR
1933
DELISTED
CIRCOR International, Inc
CIR
– –
-3
Closed -$167
RAD
1934
DELISTED
Rite Aid Corporation
RAD
– –
-16
Closed -$7
FFTG
1935
DELISTED
FormulaFolios Tactical Growth ETF
FFTG
– –
-12,171
Closed -$298K
FFTI
1936
DELISTED
FormulaFolios Tactical Income ETF
FFTI
– –
-228
Closed -$4.56K
CEN
1937
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-121
Closed -$2.56K
SFT
1938
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-500
Closed -$800
ATHX
1939
DELISTED
Athersys, Inc. Common Stock
ATHX
– –
-21,700
Closed -$9.38K
ATVI
1940
DELISTED
Activision Blizzard
ATVI
– –
-584
Closed -$54.7K
BSCN
1941
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
– –
-241,712
Closed -$5.13M
74 75 76 77
78

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Gradient Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Gradient Investments held 1,943 positions worth $4.14B, up 9.2% from $3.79B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Gradient Investments's Q4 2023 filing shows 132 new, 392 increased, 343 reduced and 113 closed positions. Its largest new stake was JPMorgan Hedged Equity Laddered Overlay ETF: 806,792 shares worth $42.7M. The largest sale was JPMorgan Equity Premium Income ETF, an estimated $48.8M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, down from 10% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q4 2023 buy was JPMorgan Hedged Equity Laddered Overlay ETF: 806,792 shares worth $42.7M.
  • Gradient Investments added most to SPDR Gold MiniShares Trust in Q4 2023, an estimated $34.9M increase.
  • Gradient Investments's biggest Q4 2023 reduction was JPMorgan Equity Premium Income ETF, cutting an estimated $48.8M.
  • Gradient Investments fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $6.62M.
  • Gradient Investments's ten largest holdings make up 27% of its $4.14B portfolio in Q4 2023.
  • Gradient Investments opened 132 new positions and closed 113 in Q4 2023.
  • Gradient Investments's portfolio value rose 9.2% quarter-over-quarter to $4.14B.

Based on Gradient Investments's 13F filing for Q4 2023, filed 18 Jan 2024.