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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEQP
1926
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-79
Closed -$2.09K
MMP
1927
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-798
Closed -$49.7K
RTL
1928
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-2,185
Closed -$14.8K
BKI
1929
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-785
Closed -$46.9K
IDEX
1930
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
0
– –
FRG
1931
DELISTED
Franchise Group, Inc.
FRG
– –
-23
Closed -$659
PDCE
1932
DELISTED
PDC Energy, Inc.
PDCE
– –
-300
Closed -$21.3K
APPH
1933
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-50
Closed -$19
UNVR
1934
DELISTED
Univar Solutions Inc.
UNVR
– –
-81
Closed -$2.9K
ISEE
1935
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-2
Closed -$79
ARVL
1936
DELISTED
Arrival Ordinary Shares
ARVL
– –
-500
Closed -$1.29K
CEI
1937
DELISTED
Camber Energy, Inc
CEI
– –
-100
Closed -$64
DISH
1938
DELISTED
DISH Network Corp.
DISH
– –
-30
Closed -$198
MINC
1939
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
– –
-2,747
Closed -$123K
BKSC
1940
DELISTED
Bank of South Carolina
BKSC
– –
-660
Closed -$9.22K
JRO
1941
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-2,729
Closed -$21.3K
74 75 76 77
78

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Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.