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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHQ icon
1901
Invesco S&P 500 Quality ETF
SPHQ
$19.3B
– –
-74
Closed -$3.73K
SUN icon
1902
Sunoco
SUN
$14.4B
– –
-600
Closed -$26.1K
SVM
1903
Silvercorp Metals
SVM
$2.08B
– –
-365
Closed -$1.03K
TEF
1904
DELISTED
Telefonica
TEF
– –
-1,663
Closed -$6.7K
TIPX icon
1905
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.01B
– –
-250
Closed -$4.62K
TMFM icon
1906
Motley Fool Mid-Cap Growth ETF
TMFM
$116M
– –
-3,139
Closed -$75K
TNA icon
1907
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.34B
– –
-401
Closed -$14.2K
TXG icon
1908
10x Genomics
TXG
$5.97B
– –
-25
Closed -$1.4K
TYL icon
1909
Tyler Technologies
TYL
$13.7B
– –
-6
Closed -$2.5K
UFO icon
1910
Procure Space ETF
UFO
$613M
– –
-237
Closed -$4.54K
UMI icon
1911
USCF Midstream Energy Income Fund
UMI
$504M
– –
-25
Closed -$856
USFD icon
1912
US Foods
USFD
$22.3B
– –
-31
Closed -$1.36K
VET icon
1913
Vermilion Energy
VET
$1.59B
– –
-40
Closed -$498
VRT icon
1914
Vertiv
VRT
$104B
– –
-17
Closed -$421
WKHS icon
1915
Workhorse Group
WKHS
$32.4M
– –
0
– -$1
WMG icon
1916
Warner Music
WMG
$15B
– –
-12
Closed -$313
ZIM icon
1917
ZIM Integrated Shipping Services
ZIM
$2.9B
– –
-489
Closed -$6.06K
TBCH
1918
Turtle Beach Corp
TBCH
$258M
– –
-1
Closed -$12
XIFR
1919
XPLR Infrastructure LP
XIFR
$1.11B
– –
-35
Closed -$2.05K
AY
1920
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-35
Closed -$820
MMAT
1921
DELISTED
Meta Materials Inc. Common Stock
MMAT
– –
-22
Closed -$468
GENE
1922
DELISTED
Genetic Technologies Ltd.
GENE
– –
-438
Closed -$1.82K
IMGN
1923
DELISTED
Immunogen Inc
IMGN
– –
-100
Closed -$1.89K
BETS
1924
DELISTED
Bit Brother Limited Class A Ordinary Shares
BETS
– –
0
– -$53
MCOM
1925
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
– –
0
– –
74 75 76
77
78

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FPP
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Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.