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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
+10.04%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$4.14B
AUM Growth
+$347M
Cap. Flow
+$3.03M
Cap. Flow %
0.07%
Top 10 Hldgs %
26.85%
Holding
1,943
New
132
Increased
392
Reduced
343
Closed
113

Top Buys

Rank Stock Value
1
HELO icon
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
+$41.3M
2
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$34.9M
3
AVEM icon
Avantis Emerging Markets Equity ETF
AVEM
+$33.3M
4
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$29.7M
5
BAUG icon
Innovator US Equity Buffer ETF August
BAUG
+$23M

Top Sells

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$48.8M
2
PRFD icon
PIMCO Preferred and Capital Securities Active Exchange-Traded Fund
PRFD
+$43M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$41.5M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$36.9M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$34.5M

Sector Composition

Rank Sector Weight
1 Financials 9.41%
2 Technology 9.18%
3 Healthcare 7.21%
4 Consumer Discretionary 6.37%
5 Industrials 3.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTF
1876
DWS Municipal Income Trust
KTF
$346M
– –
-1,300
Closed -$10K
MASI
1877
DELISTED
Masimo
MASI
– –
-50
Closed -$4.38K
MAV
1878
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
– –
-400
Closed -$2.69K
MCY icon
1879
Mercury Insurance
MCY
$6.07B
– –
-1,360
Closed -$38.1K
MGV icon
1880
Vanguard Mega Cap Value ETF
MGV
$13.3B
– –
-65
Closed -$6.59K
MIO
1881
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
– –
-2,500
Closed -$23.9K
DFTX
1882
Definium Therapeutics
DFTX
$5.57B
– –
-18
Closed -$56
CALY
1883
Callaway Golf Company
CALY
$3.28B
– –
-10
Closed -$138
MRVL icon
1884
Marvell Technology
MRVL
$157B
– –
-81
Closed -$4.38K
MSB
1885
Mesabi Trust
MSB
$300M
– –
-80
Closed -$1.6K
MUA icon
1886
BlackRock MuniAssets Fund
MUA
$518M
– –
-68
Closed -$612
NGD
1887
DELISTED
New Gold Inc
NGD
– –
-13,000
Closed -$11.8K
NI icon
1888
NiSource
NI
$21.9B
– –
-1,018
Closed -$25.1K
NML
1889
Neuberger Energy Infrastructure and Income Fund Inc
NML
$569M
– –
-100
Closed -$688
NXJ
1890
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
– –
-400
Closed -$4.23K
OABI icon
1891
OmniAb
OABI
$286M
– –
-8
Closed -$42
OKTA icon
1892
Okta
OKTA
$23.7B
– –
-200
Closed -$16.3K
ORLA
1893
Orla Mining
ORLA
$3.42B
– –
-100
Closed -$357
OXLC
1894
Oxford Lane Capital
OXLC
$854M
– –
-20
Closed -$499
PDO
1895
PIMCO Dynamic Income Opportunities Fund
PDO
$1.84B
– –
-500
Closed -$5.94K
PEO
1896
Adams Natural Resources Fund
PEO
$726M
– –
-624
Closed -$13.9K
PRTA icon
1897
Prothena Corp
PRTA
$448M
– –
-1
Closed -$48
REGL icon
1898
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.78B
– –
-396
Closed -$26.4K
RMI
1899
RiverNorth Opportunistic Municipal Income Fund
RMI
$96.8M
– –
-500
Closed -$7.18K
RRC icon
1900
Range Resources
RRC
$8.94B
– –
-10
Closed -$324
74 75
76
77 78

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Gradient Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Gradient Investments held 1,943 positions worth $4.14B, up 9.2% from $3.79B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Gradient Investments's Q4 2023 filing shows 132 new, 392 increased, 343 reduced and 113 closed positions. Its largest new stake was JPMorgan Hedged Equity Laddered Overlay ETF: 806,792 shares worth $42.7M. The largest sale was JPMorgan Equity Premium Income ETF, an estimated $48.8M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, down from 10% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q4 2023 buy was JPMorgan Hedged Equity Laddered Overlay ETF: 806,792 shares worth $42.7M.
  • Gradient Investments added most to SPDR Gold MiniShares Trust in Q4 2023, an estimated $34.9M increase.
  • Gradient Investments's biggest Q4 2023 reduction was JPMorgan Equity Premium Income ETF, cutting an estimated $48.8M.
  • Gradient Investments fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $6.62M.
  • Gradient Investments's ten largest holdings make up 27% of its $4.14B portfolio in Q4 2023.
  • Gradient Investments opened 132 new positions and closed 113 in Q4 2023.
  • Gradient Investments's portfolio value rose 9.2% quarter-over-quarter to $4.14B.

Based on Gradient Investments's 13F filing for Q4 2023, filed 18 Jan 2024.