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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPEN icon
1876
Opendoor
OPEN
$3.8B
– –
-36
Closed -$141
OPTT icon
1877
Ocean Power Technologies
OPTT
$38.4M
– –
-200
Closed -$120
OSK icon
1878
Oshkosh
OSK
$9.51B
– –
-8
Closed -$693
OTEX icon
1879
Open Text
OTEX
$6.02B
– –
-17
Closed -$706
PACB icon
1880
Pacific Biosciences
PACB
$432M
– –
-60
Closed -$798
PBI icon
1881
Pitney Bowes
PBI
$2.41B
– –
-533
Closed -$1.89K
PCN
1882
PIMCO Corporate & Income Strategy Fund
PCN
$870M
– –
-101
Closed -$1.32K
PENN icon
1883
PENN Entertainment
PENN
$2.82B
– –
-15
Closed -$360
PFLT icon
1884
PennantPark Floating Rate Capital
PFLT
$705M
– –
-450
Closed -$4.79K
PGHY icon
1885
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$222M
– –
-290
Closed -$5.62K
PICK icon
1886
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.18B
– –
-615
Closed -$24.9K
POR icon
1887
Portland General Electric
POR
$5.92B
– –
-16
Closed -$749
PRF icon
1888
Invesco FTSE RAFI US 1000 ETF
PRF
$9.82B
– –
-275
Closed -$9K
PRGO icon
1889
Perrigo
PRGO
$1.43B
– –
-44
Closed -$1.49K
PSEC icon
1890
Prospect Capital
PSEC
$1.12B
– –
-2
Closed -$12
PXF icon
1891
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
– –
-121
Closed -$5.44K
QS icon
1892
QuantumScape Corp
QS
$3.18B
– –
-41
Closed -$328
RDN icon
1893
Radian Group
RDN
$5.22B
– –
-27
Closed -$683
RRX icon
1894
Regal Rexnord
RRX
$13.5B
– –
-9
Closed -$1.39K
S icon
1895
SentinelOne
S
$6.29B
– –
-8
Closed -$121
SAND
1896
DELISTED
Sandstorm Gold
SAND
– –
-800
Closed -$4.1K
ECHO
1897
EchoStar
ECHO
$24.9B
– –
-629
Closed -$10.9K
SCHI icon
1898
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
– –
-674
Closed -$14.8K
SMLF icon
1899
iShares US Small Cap Equity Factor ETF
SMLF
$4.11B
– –
-8
Closed -$429
SNOA icon
1900
Sonoma Pharmaceuticals
SNOA
$5.46M
– –
-2
Closed -$33
74 75
76
77 78

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SIMG
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CFG
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FPP
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KWM
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DKCM
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UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return

Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.