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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAUZ icon
1851
Xtrackers International Real Estate ETF
HAUZ
$1.07B
– –
-88
Closed -$1.77K
HIVE
1852
HIVE Digital Technologies
HIVE
$760M
– –
-16
Closed -$74
HTD
1853
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$920M
– –
-1,000
Closed -$20.4K
HTRB icon
1854
Hartford Total Return Bond ETF
HTRB
$2.23B
– –
-995
Closed -$33.3K
IFRA icon
1855
iShares US Infrastructure ETF
IFRA
$4.56B
– –
-636
Closed -$24.9K
IMO icon
1856
Imperial Oil
IMO
$60.8B
– –
-6
Closed -$307
IMOS
1857
ChipMOS TECHNOLOGIES
IMOS
$1.73B
– –
-4
Closed -$95
INSG icon
1858
Inseego
INSG
$111M
– –
-2
Closed -$13
IYE icon
1859
iShares US Energy ETF
IYE
$1.69B
– –
-336
Closed -$14.4K
JETS icon
1860
US Global Jets ETF
JETS
$790M
– –
-550
Closed -$11.8K
JPC icon
1861
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
– –
-410
Closed -$2.66K
KCE icon
1862
State Street SPDR S&P Capital Markets ETF
KCE
$461M
– –
-21
Closed -$1.78K
KNX icon
1863
Knight Transportation
KNX
$11.4B
– –
-8
Closed -$444
KOS icon
1864
Kosmos Energy
KOS
$1.39B
– –
-62
Closed -$371
LVO icon
1865
LiveOne
LVO
$64.8M
– –
-3
Closed -$55
LYFT icon
1866
Lyft
LYFT
$5.87B
– –
-31
Closed -$297
MGC icon
1867
Vanguard Mega Cap 300 Index ETF
MGC
$9.88B
– –
-80
Closed -$12.5K
MMS icon
1868
Maximus
MMS
$3.31B
– –
-11
Closed -$930
MNTS icon
1869
Momentus
MNTS
$85.3M
– –
0
– -$32
NEWT icon
1870
NewtekOne
NEWT
$425M
– –
-11
Closed -$175
NEXT icon
1871
NextDecade
NEXT
$1.63B
– –
-10,029
Closed -$82.3K
NWBI icon
1872
Northwest Bancshares
NWBI
$2.33B
– –
-58
Closed -$619
NXDT
1873
NexPoint Diversified Real Estate Trust
NXDT
$276M
– –
-260
Closed -$3.26K
NXPI icon
1874
NXP Semiconductors
NXPI
$65.4B
– –
-9
Closed -$1.84K
NZF icon
1875
Nuveen Municipal Credit Income Fund
NZF
$2.42B
– –
-1,343
Closed -$15.7K
73 74
75
76 77

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SIMG
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CFG
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FPP
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KWM
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DKCM
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UB
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Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.