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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDTT icon
1801
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
– –
0
– –
DOMH icon
1802
Dominari Holdings
DOMH
$54.5M
$2 ﹤0.01%
1
– –
PYXS icon
1803
Pyxis Oncology
PYXS
$184M
$2 ﹤0.01%
1
– –
PGEN icon
1804
Precigen
PGEN
$1.97B
$1 ﹤0.01%
1
– –
ABR icon
1805
Arbor Realty Trust
ABR
$979M
– –
-68
Closed -$1K
ACGL icon
1806
Arch Capital
ACGL
$37.2B
– –
-40
Closed -$2.99K
AES icon
1807
AES
AES
$10.6B
– –
-53
Closed -$1.1K
AMG icon
1808
Affiliated Managers Group
AMG
$9.78B
– –
-6
Closed -$899
APCX
1809
DELISTED
AppTech Payments
APCX
– –
-500
Closed -$985
AYI icon
1810
Acuity Brands
AYI
$10.3B
– –
-3
Closed -$489
BB icon
1811
BlackBerry
BB
$4.74B
– –
-14,138
Closed -$78.2K
BDSX icon
1812
Biodesix
BDSX
$218M
– –
-5
Closed -$123
BE icon
1813
Bloom Energy
BE
$47.5B
– –
-40
Closed -$654
BLDP
1814
Ballard Power Systems
BLDP
$808M
– –
-50
Closed -$218
BNGO icon
1815
Bionano Genomics
BNGO
$12.5M
– –
0
– -$3
BNTX icon
1816
BioNTech
BNTX
$23.4B
– –
-32
Closed -$3.45K
BRK.A icon
1817
Berkshire Hathaway Class A
BRK.A
$1.1T
– –
-3
Closed -$1.55M
BRY
1818
DELISTED
Berry Corp
BRY
– –
-12
Closed -$83
BSEP icon
1819
Innovator US Equity Buffer ETF September
BSEP
$216M
– –
-13,657
Closed -$471K
BTZ icon
1820
BlackRock Credit Allocation Income Trust
BTZ
$933M
– –
-644
Closed -$6.54K
CALC icon
1821
CalciMedica
CALC
$11.3M
– –
-13
Closed -$52
CDW icon
1822
CDW
CDW
$18.4B
– –
-8
Closed -$1.47K
CELH icon
1823
Celsius Holdings
CELH
$7.53B
– –
-18
Closed -$895
CGW icon
1824
Invesco S&P Global Water Index ETF
CGW
$1.06B
– –
-100
Closed -$5.14K
CHPT icon
1825
ChargePoint
CHPT
$138M
– –
-1
Closed -$88
71 72
73
74 75

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SIMG
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CFG
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FPP
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KWM
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DKCM
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UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return

Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.