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GI

Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAU icon
151
iShares Gold Trust
IAU
$63B
$3.11M 0.08%
88,812
+1,427
+2% +$52.1K
EFIV icon
152
State Street SPDR S&P 500 ESG ETF
EFIV
$1.06B
$2.9M 0.08%
69,817
-1,151
-2% -$49.8K
SWAV
153
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$2.81M 0.07%
14,123
+790
+6% +$187K
ESML icon
154
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.83B
$2.68M 0.07%
79,625
-959
-1% -$34.1K
EAGG icon
155
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
$2.5M 0.07%
55,237
-2,716
-5% -$126K
FFIV icon
156
F5
FFIV
$22.1B
$2.24M 0.06%
13,884
-226
-2% -$35.3K
MDWT
157
DELISTED
Midwest Holding Inc. Common Stock
MDWT
$2.15M 0.06%
82,232
– –
PSLV icon
158
Sprott Physical Silver Trust
PSLV
$11.9B
$2.05M 0.05%
270,619
+7,335
+3% +$59.1K
JUST icon
159
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$552M
$1.9M 0.05%
31,234
-483
-2% -$30.6K
IBTF
160
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$1.85M 0.05%
80,330
-10,011
-11% -$231K
SPY icon
161
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$1.85M 0.05%
4,336
+834
+24% +$371K
MCD icon
162
McDonald's
MCD
$188B
$1.53M 0.04%
5,815
+66
+1% +$18.8K
BSCP
163
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.45M 0.04%
71,992
-9,237
-11% -$186K
QQQ icon
164
Invesco QQQ Trust
QQQ
$450B
$1.44M 0.04%
4,019
-822
-17% -$305K
CRBN icon
165
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.12B
$1.42M 0.04%
9,464
-140
-1% -$21.9K
ABBV icon
166
AbbVie
ABBV
$458B
$1.42M 0.04%
9,533
-1,909
-17% -$280K
SCHD icon
167
Schwab US Dividend Equity ETF
SCHD
$102B
$1.37M 0.04%
58,236
-7,599
-12% -$186K
BA icon
168
Boeing
BA
$165B
$1.35M 0.04%
7,044
-23
-0.3% -$5.03K
USB icon
169
US Bancorp
USB
$99.6B
$1.31M 0.03%
39,726
-509
-1% -$18.5K
PEP icon
170
PepsiCo
PEP
$186B
$1.27M 0.03%
7,515
+882
+13% +$160K
HCA icon
171
HCA Healthcare
HCA
$84.8B
$1.21M 0.03%
4,930
– –
TSLA icon
172
Tesla
TSLA
$1.24T
$1.17M 0.03%
4,663
-1,127
-19% -$289K
SU icon
173
Suncor Energy
SU
$77.7B
$1.14M 0.03%
33,205
+345
+1% +$11.1K
GOOGL icon
174
Alphabet (Google) Class A
GOOGL
$3.91T
$1.14M 0.03%
8,700
+1,312
+18% +$170K
BSJO
175
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$1.14M 0.03%
50,526
-7,093
-12% -$160K
5 6
7
8 9

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SIMG
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CFG
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FPP
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KWM
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DKCM
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UB
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Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.