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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.57B
AUM Growth
+$152M
Cap. Flow
+$202M
Cap. Flow %
5.67%
Top 10 Hldgs %
36.92%
Holding
1,304
New
89
Increased
273
Reduced
293
Closed
87

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$389M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$155M
3
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$93.4M
4
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$70.8M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$41.5M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$475M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$82.1M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$65.7M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$64.8M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$39.8M

Sector Composition

Rank Sector Weight
1 Financials 8.03%
2 Technology 7.83%
3 Healthcare 5.28%
4 Industrials 4.91%
5 Consumer Discretionary 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JUST icon
151
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$552M
$3.51M 0.1%
56,150
-767
-1% -$49.3K
MELI icon
152
Mercado Libre
MELI
$91.3B
$3.36M 0.09%
1,999
+2
+0.1% +$3.46K
MUB icon
153
iShares National Muni Bond ETF
MUB
$45.1B
$3.32M 0.09%
28,584
+1,705
+6% +$200K
GOOGL icon
154
Alphabet (Google) Class A
GOOGL
$3.91T
$3.3M 0.09%
24,660
+60
+0.2% +$8.16K
MDWT
155
DELISTED
Midwest Holding Inc. Common Stock
MDWT
$3.2M 0.09%
82,232
– –
BSJO
156
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$2.79M 0.08%
111,222
-13,510
-11% -$339K
HON icon
157
Honeywell
HON
$77.1B
$2.65M 0.07%
13,249
+730
+6% +$156K
NUDM icon
158
Nuveen ESG International Developed Markets Equity ETF
NUDM
$694M
$2.39M 0.07%
76,206
-2,131
-3% -$68.6K
BSDE
159
DELISTED
Invesco BulletShares 2024 USD Emerging Markets Debt ETF
BSDE
$2.06M 0.06%
79,152
-8,960
-10% -$235K
IAU icon
160
iShares Gold Trust
IAU
$63B
$2.05M 0.06%
61,329
+3,003
+5% +$102K
GSY icon
161
Invesco Ultra Short Duration ETF
GSY
$3.82B
$2.03M 0.06%
40,137
-11,075
-22% -$559K
QQQ icon
162
Invesco QQQ Trust
QQQ
$450B
$1.95M 0.05%
5,449
-5
-0.1% -$1.84K
ULST icon
163
State Street Ultra Short Term Bond ETF
ULST
$527M
$1.94M 0.05%
47,989
-13,871
-22% -$561K
BA icon
164
Boeing
BA
$165B
$1.86M 0.05%
8,472
+550
+7% +$123K
TFI icon
165
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$1.61M 0.05%
31,202
+1,763
+6% +$91.9K
SPHB icon
166
Invesco S&P 500 High Beta ETF
SPHB
$964M
$1.52M 0.04%
20,855
-6,459,957
-100% -$475M
DIS icon
167
Walt Disney
DIS
$165B
$1.43M 0.04%
8,423
+384
+5% +$68.4K
IVV icon
168
iShares Core S&P 500 ETF
IVV
$869B
$1.31M 0.04%
3,045
+45
+2% +$19.9K
BRK.A icon
169
Berkshire Hathaway Class A
BRK.A
$1.07T
$1.23M 0.03%
3
– –
NUEM icon
170
Nuveen ESG Emerging Markets Equity ETF
NUEM
$367M
$1.2M 0.03%
35,455
-47,084
-57% -$1.65M
ORLY icon
171
O'Reilly Automotive
ORLY
$72.4B
$1.19M 0.03%
29,130
-8,550
-23% -$342K
SRE icon
172
Sempra
SRE
$60.8B
$1.11M 0.03%
17,632
-18
-0.1% -$1.19K
LVS icon
173
Las Vegas Sands
LVS
$30.5B
$1.02M 0.03%
27,903
-5,226
-16% -$224K
PEP icon
174
PepsiCo
PEP
$186B
$979K 0.03%
6,509
+120
+2% +$18.6K
ABBV icon
175
AbbVie
ABBV
$458B
$915K 0.03%
8,485
-99,303
-92% -$11.3M
5 6
7
8 9

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Gradient Investments's Q3 2021 Portfolio in Review

As of Q3 2021, Gradient Investments held 1,304 positions worth $3.57B, up 4.4% from $3.42B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Gradient Investments deployed $202M of net new capital in Q3 2021, opening 89 new positions and adding to 273 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 6.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $475M trimmed.

  • Gradient Investments's largest Q3 2021 buy was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.
  • Gradient Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $389M increase.
  • Gradient Investments's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $475M.
  • Gradient Investments fully exited First Trust Technology AlphaDEX Fund in Q3 2021, selling an estimated $94K.
  • Gradient Investments's ten largest holdings make up 37% of its $3.57B portfolio in Q3 2021.
  • Gradient Investments opened 89 new positions and closed 87 in Q3 2021.
  • Gradient Investments's portfolio value rose 4.4% quarter-over-quarter to $3.57B.

Based on Gradient Investments's 13F filing for Q3 2021, filed 18 Oct 2021.