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GI

Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$317M
AUM Growth
+$51M
Cap. Flow
+$42.7M
Cap. Flow %
13.46%
Top 10 Hldgs %
40.78%
Holding
658
New
132
Increased
137
Reduced
92
Closed
110

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$10.7M
2
SDIV icon
Global X SuperDividend ETF
SDIV
+$7.1M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$4.92M
4
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$4.36M
5
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$3.95M

Top Sells

Rank Stock Value
1
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$5.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.1M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.83M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.8M
5
FMER
FIRSTMERIT CORP
FMER
+$1.48M

Sector Composition

Rank Sector Weight
1 Real Estate 3.51%
2 Communication Services 3.17%
3 Industrials 3.03%
4 Consumer Staples 2.92%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YORW icon
151
York Water
YORW
$505M
$96K 0.03%
4,806
– –
PPLT
152
abrdn Physical Platinum Shares ETF
PPLT
$1.81B
$94K 0.03%
6,880
+150
+2% +$2.13K
JRO
153
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$94K 0.03%
+7,633
New +$95.3K
GDX icon
154
VanEck Gold Miners ETF
GDX
$23B
$92K 0.03%
3,688
-23,532
-86% -$626K
DUK icon
155
Duke Energy
DUK
$102B
$90K 0.03%
1,343
-764
-36% -$52.1K
NSC icon
156
Norfolk Southern
NSC
$78.8B
$89K 0.03%
1,151
+87
+8% +$6.52K
PEP icon
157
PepsiCo
PEP
$186B
$87K 0.03%
1,099
+77
+8% +$6.33K
PG icon
158
Procter & Gamble
PG
$343B
$87K 0.03%
1,150
+155
+16% +$12.3K
GLD icon
159
SPDR Gold Trust
GLD
$131B
$85K 0.03%
665
-400
-38% -$51.4K
FCT
160
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$83K 0.03%
+5,807
New +$88.8K
AGG icon
161
iShares Core US Aggregate Bond ETF
AGG
$138B
$82K 0.03%
761
-462
-38% -$49.2K
XLE icon
162
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$81K 0.03%
1,950
-200
-9% -$8.24K
EPD icon
163
Enterprise Products Partners
EPD
$83.8B
$70K 0.02%
2,282
+244
+12% +$7.46K
UNP icon
164
Union Pacific
UNP
$183B
$70K 0.02%
904
– –
CAT icon
165
Caterpillar
CAT
$409B
$69K 0.02%
830
-534
-39% -$45.2K
WMT icon
166
Walmart Inc
WMT
$871B
$68K 0.02%
2,760
– –
TKR icon
167
Timken Company
TKR
$9.82B
$66K 0.02%
1,517
+1,495
+6,795% +$64K
BIIB icon
168
Biogen
BIIB
$29.9B
$63K 0.02%
263
-230
-47% -$51.5K
EFT
169
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$62K 0.02%
3,954
+965
+32% +$15.7K
BSCE
170
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$62K 0.02%
2,890
-300
-9% -$6.38K
PM icon
171
Philip Morris
PM
$301B
$61K 0.02%
699
+409
+141% +$35.8K
BRW
172
Saba Capital Income & Opportunities Fund
BRW
$336M
$60K 0.02%
4,910
– –
BMY icon
173
Bristol-Myers Squibb
BMY
$127B
$59K 0.02%
1,270
+156
+14% +$6.85K
FULT icon
174
Fulton Financial
FULT
$4.7B
$57K 0.02%
4,851
– –
MDY icon
175
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$57K 0.02%
250
-153
-38% -$34K
5 6
7
8 9

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Gradient Investments's Q3 2013 Portfolio in Review

As of Q3 2013, Gradient Investments held 658 positions worth $317M, up 19% from $266M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments deployed $42.7M of net new capital in Q3 2013, opening 132 new positions and adding to 137 existing holdings. Its largest new stake was Invesco Senior Loan ETF: 430,422 shares worth $10.6M.

By sector, the portfolio is most concentrated in Real Estate at 3.5% of assets, up from 2.9% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was WisdomTree US AI Enhanced Value Fund, an estimated $5.6M trimmed.

  • Gradient Investments's largest Q3 2013 buy was Invesco Senior Loan ETF: 430,422 shares worth $10.6M.
  • Gradient Investments added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $4.92M increase.
  • Gradient Investments's biggest Q3 2013 reduction was WisdomTree US AI Enhanced Value Fund, cutting an estimated $5.6M.
  • Gradient Investments fully exited GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS) in Q3 2013, selling an estimated $1.26M.
  • Gradient Investments's ten largest holdings make up 41% of its $317M portfolio in Q3 2013.
  • Gradient Investments opened 132 new positions and closed 110 in Q3 2013.
  • Gradient Investments's portfolio value rose 19% quarter-over-quarter to $317M.

Based on Gradient Investments's 13F filing for Q3 2013, filed 15 Oct 2013.