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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FL
1651
DELISTED
Foot Locker
FL
$260 ﹤0.01%
15
– –
MDV
1652
Modiv Industrial
MDV
$181M
$250 ﹤0.01%
16
– –
XRT icon
1653
State Street SPDR S&P Retail ETF
XRT
$458M
$248 ﹤0.01%
4
– –
NVEC icon
1654
NVE Corp
NVEC
$564M
$246 ﹤0.01%
+3
New +$252
UNM icon
1655
Unum
UNM
$14B
$246 ﹤0.01%
5
– –
SKX
1656
DELISTED
Skechers
SKX
$245 ﹤0.01%
5
– –
PAVE icon
1657
Global X US Infrastructure Development ETF
PAVE
$14.1B
$243 ﹤0.01%
8
– –
VUZI icon
1658
Vuzix
VUZI
$187M
$240 ﹤0.01%
66
– –
ECPG icon
1659
Encore Capital Group
ECPG
$2.06B
$239 ﹤0.01%
5
– –
CPNG icon
1660
Coupang
CPNG
$27.7B
$238 ﹤0.01%
14
– –
TCBI icon
1661
Texas Capital Bancshares
TCBI
$4.29B
$236 ﹤0.01%
4
– –
PTON icon
1662
Peloton Interactive
PTON
$2.84B
$232 ﹤0.01%
46
+20
+77% +$142
RES icon
1663
RPC Inc
RES
$1.14B
$232 ﹤0.01%
26
– –
SLM icon
1664
SLM Corp
SLM
$4.74B
$232 ﹤0.01%
17
– –
COHR icon
1665
Coherent
COHR
$47.6B
$228 ﹤0.01%
7
– –
M icon
1666
Macy's
M
$6.62B
$221 ﹤0.01%
19
– –
VAPO
1667
DELISTED
Vapotherm, Inc. Common Stock
VAPO
$220 ﹤0.01%
87
-1
-1% -$3
SIG icon
1668
Signet Jewelers
SIG
$3.81B
$215 ﹤0.01%
3
– –
XME icon
1669
State Street SPDR S&P Metals & Mining ETF
XME
$3.9B
$214 ﹤0.01%
4
– –
MLAB icon
1670
Mesa Laboratories
MLAB
$559M
$210 ﹤0.01%
+2
New +$256
UCTT
1671
Ultra Clean Holdings
UCTT
$3.47B
$208 ﹤0.01%
7
– –
EXEEL
1672
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$206 ﹤0.01%
3
– –
AZTA icon
1673
Azenta
AZTA
$1.33B
$201 ﹤0.01%
4
– –
LLYVK icon
1674
Liberty Live Group Series C
LLYVK
$9.45B
$193 ﹤0.01%
+6
New +$199
SABA
1675
Saba Capital Income & Opportunities Fund II
SABA
$221M
$193 ﹤0.01%
25
– –
65 66
67
68 69

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SIMG
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CFG
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FPP
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KWM
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DKCM
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UB
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Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.