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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OFLX icon
1501
Omega Flex
OFLX
$306M
$630 ﹤0.01%
+8
New +$691
ORI icon
1502
Old Republic International
ORI
$10.8B
$620 ﹤0.01%
23
+22
+2,200% +$593
SLVM icon
1503
Sylvamo
SLVM
$1.55B
$615 ﹤0.01%
14
– –
MUA icon
1504
BlackRock MuniAssets Fund
MUA
$518M
$612 ﹤0.01%
68
– –
BEKE icon
1505
KE Holdings
BEKE
$17.6B
$605 ﹤0.01%
39
– –
STT icon
1506
State Street
STT
$50.2B
$603 ﹤0.01%
9
– –
SUZ icon
1507
Suzano
SUZ
$10.4B
$602 ﹤0.01%
56
– –
LBAI
1508
DELISTED
Lakeland Bancorp Inc
LBAI
$602 ﹤0.01%
48
+1
+2% +$14
UNG icon
1509
United States Natural Gas Fund
UNG
$444M
$601 ﹤0.01%
22
– –
ADNT icon
1510
Adient
ADNT
$1.7B
$596 ﹤0.01%
16
– –
PLCE icon
1511
Children's Place
PLCE
$55.8M
$595 ﹤0.01%
22
– –
OLO
1512
DELISTED
Olo Inc
OLO
$594 ﹤0.01%
+98
New +$640
ZION icon
1513
Zions Bancorporation
ZION
$10.1B
$593 ﹤0.01%
17
-113
-87% -$3.94K
FEI
1514
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$593 ﹤0.01%
75
– –
PUK icon
1515
Prudential
PUK
$36.1B
$592 ﹤0.01%
27
– –
VIS icon
1516
Vanguard Industrials ETF
VIS
$8.22B
$585 ﹤0.01%
3
– –
LOPE icon
1517
Grand Canyon Education
LOPE
$3.99B
$584 ﹤0.01%
5
– –
BTG icon
1518
B2Gold
BTG
$5.12B
$578 ﹤0.01%
+200
New +$651
NRC icon
1519
NRC Health Common Stock
NRC
$503M
$577 ﹤0.01%
+13
New +$567
SE icon
1520
Sea Limited
SE
$65.8B
$571 ﹤0.01%
13
-6
-32% -$293
TLRY icon
1521
Tilray
TLRY
$498M
$571 ﹤0.01%
24
-2
-8% -$47
MIRM icon
1522
Mirum Pharmaceuticals
MIRM
$6.84B
$569 ﹤0.01%
18
– –
QGEN icon
1523
Qiagen
QGEN
$8.72B
$567 ﹤0.01%
13
– –
PHIN icon
1524
Phinia Inc
PHIN
$2.98B
$563 ﹤0.01%
+21
New +$582
VONV icon
1525
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$561 ﹤0.01%
+8
New +$556
59 60
61
62 63

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GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
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CFG
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FPP
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KWM
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DKCM
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UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return

Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.