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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAMB
1451
DELISTED
Gambling.com
GAMB
$772 ﹤0.01%
59
– –
COLB icon
1452
Columbia Banking Systems
COLB
$8.84B
$771 ﹤0.01%
38
+19
+100% +$396
TCOM icon
1453
Trip.com Group
TCOM
$28.5B
$769 ﹤0.01%
22
– –
CUBE icon
1454
CubeSmart
CUBE
$9.62B
$763 ﹤0.01%
+20
New +$844
SCHP icon
1455
Schwab US TIPS ETF
SCHP
$16.4B
$757 ﹤0.01%
30
+16
+114% +$412
AOD
1456
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
$756 ﹤0.01%
100
– –
UAA icon
1457
Under Armour
UAA
$3.04B
$754 ﹤0.01%
110
– –
KRE icon
1458
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
$752 ﹤0.01%
18
– –
LII icon
1459
Lennox International
LII
$18.9B
$749 ﹤0.01%
2
– –
KEX icon
1460
Kirby Corp
KEX
$7.77B
$745 ﹤0.01%
9
– –
PARA
1461
DELISTED
Paramount Global Class B
PARA
$741 ﹤0.01%
57
– –
CMPS
1462
Compass Pathways
CMPS
$1.46B
$740 ﹤0.01%
100
– –
FMC icon
1463
FMC
FMC
$1.37B
$737 ﹤0.01%
11
+5
+83% +$433
JHX icon
1464
James Hardie Industries
JHX
$15.6B
$735 ﹤0.01%
28
– –
EFX icon
1465
Equifax
EFX
$22B
$733 ﹤0.01%
4
-7
-64% -$1.43K
RCI icon
1466
Rogers Communications
RCI
$18.8B
$729 ﹤0.01%
19
-500
-96% -$21K
CLPT icon
1467
ClearPoint Neuro
CLPT
$436M
$726 ﹤0.01%
145
– –
BIO icon
1468
Bio-Rad Laboratories Class A
BIO
$8.86B
$717 ﹤0.01%
2
– –
EVN
1469
Eaton Vance Municipal Income Trust
EVN
$421M
$713 ﹤0.01%
80
– –
LCID icon
1470
Lucid Motors
LCID
$3.08B
$710 ﹤0.01%
13
– –
ZBRA icon
1471
Zebra Technologies
ZBRA
$13.5B
$710 ﹤0.01%
3
– –
GTX icon
1472
Garrett Motion
GTX
$5.6B
$709 ﹤0.01%
90
– –
MSGS icon
1473
Madison Square Garden
MSGS
$9.58B
$705 ﹤0.01%
4
+1
+33% +$188
ESAB icon
1474
ESAB
ESAB
$5.54B
$702 ﹤0.01%
10
– –
RCKT icon
1475
Rocket Pharmaceuticals
RCKT
$343M
$697 ﹤0.01%
34
– –
57 58
59
60 61

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SIMG
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CFG
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FPP
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KWM
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DKCM
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UB
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Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.