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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.57B
AUM Growth
+$152M
Cap. Flow
+$202M
Cap. Flow %
5.67%
Top 10 Hldgs %
36.92%
Holding
1,304
New
89
Increased
273
Reduced
293
Closed
87

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$389M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$155M
3
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$93.4M
4
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$70.8M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$41.5M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$475M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$82.1M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$65.7M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$64.8M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$39.8M

Sector Composition

Rank Sector Weight
1 Financials 8.03%
2 Technology 7.83%
3 Healthcare 5.28%
4 Industrials 4.91%
5 Consumer Discretionary 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIE
1301
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-250
Closed -$1K
CHPT.WS
1302
DELISTED
ChargePoint Holdings, Inc. Warrants, exercisable for one share of Common Stock
CHPT.WS
– –
-400
Closed -$9K
MFGP
1303
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
6
– –
WLL
1304
DELISTED
Whiting Petroleum Corporation
WLL
$0 ﹤0.01%
2
– –
49 50 51 52
53

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CFG
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FPP
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KWM
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UB
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Gradient Investments's Q3 2021 Portfolio in Review

As of Q3 2021, Gradient Investments held 1,304 positions worth $3.57B, up 4.4% from $3.42B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Gradient Investments deployed $202M of net new capital in Q3 2021, opening 89 new positions and adding to 273 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 6.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $475M trimmed.

  • Gradient Investments's largest Q3 2021 buy was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.
  • Gradient Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $389M increase.
  • Gradient Investments's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $475M.
  • Gradient Investments fully exited First Trust Technology AlphaDEX Fund in Q3 2021, selling an estimated $94K.
  • Gradient Investments's ten largest holdings make up 37% of its $3.57B portfolio in Q3 2021.
  • Gradient Investments opened 89 new positions and closed 87 in Q3 2021.
  • Gradient Investments's portfolio value rose 4.4% quarter-over-quarter to $3.57B.

Based on Gradient Investments's 13F filing for Q3 2021, filed 18 Oct 2021.