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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-15.05%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$1.86B
AUM Growth
-$389M
Cap. Flow
+$12.4M
Cap. Flow %
0.67%
Top 10 Hldgs %
40.92%
Holding
1,333
New
150
Increased
345
Reduced
274
Closed
115

Top Buys

Rank Stock Value
1
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$35M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$20.8M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$14M
4
WM icon
Waste Management
WM
+$11.5M
5
SLB icon
SLB Ltd
SLB
+$10.7M

Top Sells

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$37.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.9M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$29.5M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.3M
5
MBB icon
iShares MBS ETF
MBB
+$15.7M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Technology 5.73%
3 Financials 5.61%
4 Consumer Discretionary 4.44%
5 Industrials 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARD
1301
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
– –
-280
Closed -$5K
PRSP
1302
DELISTED
Perspecta Inc. Common Stock
PRSP
$0 ﹤0.01%
14
+2
+17% +$48
FIT
1303
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-75
Closed –
AIG.WS
1304
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
6
– –
WPX
1305
DELISTED
WPX Energy, Inc.
WPX
$0 ﹤0.01%
+100
New +$943
TIF
1306
DELISTED
Tiffany & Co.
TIF
$0 ﹤0.01%
1
– –
GLIBA
1307
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$0 ﹤0.01%
+2
New +$136
DIVY
1308
DELISTED
Reality Shares DIVS ETF
DIVY
– –
-252
Closed -$7K
VAL
1309
DELISTED
Valaris plc Class A Ordinary Share
VAL
– –
-25
Closed –
RYCE
1310
DELISTED
Amira Nature Foods Ltd
RYCE
$0 ﹤0.01%
+5
New +$34
BGG
1311
DELISTED
Briggs & Stratton Corp.
BGG
– –
-2,000
Closed -$13K
CHK
1312
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
TIVO
1313
DELISTED
Tivo Inc
TIVO
$0 ﹤0.01%
1
– –
JCP
1314
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
1,000
– –
AYR
1315
DELISTED
Aircastle Ltd
AYR
– –
-36
Closed -$1K
HABT
1316
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
– –
-760
Closed -$8K
PEGI
1317
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-400
Closed -$11K
AKS
1318
DELISTED
AK Steel Holding Corp
AKS
– –
-200
Closed -$1K
DPLO
1319
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
– –
-500
Closed -$2K
WCG
1320
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-7
Closed -$2K
SRCI
1321
DELISTED
SRC Energy Inc
SRCI
– –
-513
Closed -$2K
JAG
1322
DELISTED
Jagged Peak Energy Inc.
JAG
– –
-1,300
Closed -$11K
AVP
1323
DELISTED
Avon Products, Inc.
AVP
– –
-11
Closed –
MFGP
1324
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
39
+4
+11% +$41
NAVB
1325
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
– –
-31
Closed –
50 51 52
53
54

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Gradient Investments's Q1 2020 Portfolio in Review

As of Q1 2020, Gradient Investments held 1,333 positions worth $1.86B, down 17% from $2.25B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments's Q1 2020 filing shows 150 new, 345 increased, 274 reduced and 115 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M. The largest sale was Innovator US Equity Power Buffer ETF August, an estimated $37.7M.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 5.9% a quarter earlier, followed by Technology and Financials.

  • Gradient Investments's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M.
  • Gradient Investments added most to State Street SPDR Portfolio Mortgage Backed Bond ETF in Q1 2020, an estimated $20.8M increase.
  • Gradient Investments's biggest Q1 2020 reduction was Innovator US Equity Power Buffer ETF August, cutting an estimated $37.7M.
  • Gradient Investments fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q1 2020, selling an estimated $251K.
  • Gradient Investments's ten largest holdings make up 41% of its $1.86B portfolio in Q1 2020.
  • Gradient Investments opened 150 new positions and closed 115 in Q1 2020.
  • Gradient Investments's portfolio value fell 17% quarter-over-quarter to $1.86B.

Based on Gradient Investments's 13F filing for Q1 2020, filed 7 Apr 2020.