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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-15.05%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$1.86B
AUM Growth
-$389M
Cap. Flow
+$12.4M
Cap. Flow %
0.67%
Top 10 Hldgs %
40.92%
Holding
1,333
New
150
Increased
345
Reduced
274
Closed
115

Top Buys

Rank Stock Value
1
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$35M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$20.8M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$14M
4
WM icon
Waste Management
WM
+$11.5M
5
SLB icon
SLB Ltd
SLB
+$10.7M

Top Sells

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$37.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.9M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$29.5M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.3M
5
MBB icon
iShares MBS ETF
MBB
+$15.7M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Technology 5.73%
3 Financials 5.61%
4 Consumer Discretionary 4.44%
5 Industrials 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTCO
1276
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$0 ﹤0.01%
+3
New +$56
SRC
1277
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$0 ﹤0.01%
+1
New +$45
JPS
1278
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$0 ﹤0.01%
48
– –
RAD
1279
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
16
– –
FFTG
1280
DELISTED
FormulaFolios Tactical Growth ETF
FFTG
$0 ﹤0.01%
17
– –
NEX
1281
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$0 ﹤0.01%
204
– –
HEXO
1282
DELISTED
HEXO Corp. Common Shares
HEXO
$0 ﹤0.01%
4
+1
+33% +$67
CS
1283
DELISTED
Credit Suisse Group
CS
– –
-98
Closed -$1K
DBD
1284
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-40
Closed –
MGI
1285
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
32
– –
SJR
1286
DELISTED
Shaw Communications Inc.
SJR
$0 ﹤0.01%
24
– –
SIOX
1287
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
– –
-12
Closed –
ALR
1288
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
+3
New +$13
CAJ
1289
DELISTED
Canon, Inc.
CAJ
– –
-47
Closed -$1K
TTM
1290
DELISTED
Tata Motors Limited
TTM
– –
-22
Closed –
DS
1291
DELISTED
Drive Shack Inc.
DS
$0 ﹤0.01%
+127
New +$378
CLR
1292
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$0 ﹤0.01%
10
– –
MNDT
1293
DELISTED
Mandiant, Inc. Common Stock
MNDT
$0 ﹤0.01%
+42
New +$604
NP
1294
DELISTED
Neenah, Inc. Common Stock
NP
$0 ﹤0.01%
5
– –
NUAN
1295
DELISTED
Nuance Communications, Inc.
NUAN
$0 ﹤0.01%
+29
New +$567
RRD
1296
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-22
Closed –
RDS.B
1297
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$0 ﹤0.01%
2
-57
-97% -$2.67K
COR
1298
DELISTED
Coresite Realty Corporation
COR
– –
-19
Closed -$2K
KSU
1299
DELISTED
Kansas City Southern
KSU
– –
-4
Closed -$1K
HRC
1300
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-19
Closed -$2K
50 51
52
53 54

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Gradient Investments's Q1 2020 Portfolio in Review

As of Q1 2020, Gradient Investments held 1,333 positions worth $1.86B, down 17% from $2.25B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments's Q1 2020 filing shows 150 new, 345 increased, 274 reduced and 115 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M. The largest sale was Innovator US Equity Power Buffer ETF August, an estimated $37.7M.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 5.9% a quarter earlier, followed by Technology and Financials.

  • Gradient Investments's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M.
  • Gradient Investments added most to State Street SPDR Portfolio Mortgage Backed Bond ETF in Q1 2020, an estimated $20.8M increase.
  • Gradient Investments's biggest Q1 2020 reduction was Innovator US Equity Power Buffer ETF August, cutting an estimated $37.7M.
  • Gradient Investments fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q1 2020, selling an estimated $251K.
  • Gradient Investments's ten largest holdings make up 41% of its $1.86B portfolio in Q1 2020.
  • Gradient Investments opened 150 new positions and closed 115 in Q1 2020.
  • Gradient Investments's portfolio value fell 17% quarter-over-quarter to $1.86B.

Based on Gradient Investments's 13F filing for Q1 2020, filed 7 Apr 2020.