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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-15.05%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$1.86B
AUM Growth
-$389M
Cap. Flow
+$12.4M
Cap. Flow %
0.67%
Top 10 Hldgs %
40.92%
Holding
1,333
New
150
Increased
345
Reduced
274
Closed
115

Top Buys

Rank Stock Value
1
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$35M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$20.8M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$14M
4
WM icon
Waste Management
WM
+$11.5M
5
SLB icon
SLB Ltd
SLB
+$10.7M

Top Sells

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$37.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.9M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$29.5M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.3M
5
MBB icon
iShares MBS ETF
MBB
+$15.7M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Technology 5.73%
3 Financials 5.61%
4 Consumer Discretionary 4.44%
5 Industrials 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRIG icon
1251
Invesco Variable Rate Investment Grade ETF
VRIG
$1.8B
– –
-596
Closed -$15K
VTGN icon
1252
VistaGen Therapeutics
VTGN
$9.89M
$0 ﹤0.01%
+3
New +$55
VTLE
1253
DELISTED
Vital Energy
VTLE
– –
0
– –
VUZI icon
1254
Vuzix
VUZI
$194M
$0 ﹤0.01%
+100
New +$166
WBD icon
1255
Warner Bros
WBD
$63.9B
$0 ﹤0.01%
+22
New +$604
WRB icon
1256
W.R. Berkley
WRB
$27.2B
$0 ﹤0.01%
+5
New +$149
WTMF icon
1257
WisdomTree Managed Futures Strategy Fund
WTMF
$245M
$0 ﹤0.01%
10
– –
WU icon
1258
Western Union
WU
$2.4B
$0 ﹤0.01%
+8
New +$196
XRAY icon
1259
Dentsply Sirona
XRAY
$2.75B
– –
-14
Closed -$1K
YOLO icon
1260
AdvisorShares Pure Cannabis ETF
YOLO
$30M
$0 ﹤0.01%
50
– –
TBRG
1261
DELISTED
TruBridge
TBRG
$0 ﹤0.01%
10
– –
TXNM
1262
TXNM Energy Inc
TXNM
$6.42B
– –
-374
Closed -$19K
QVCGA
1263
DELISTED
QVC Group Inc Series A
QVCGA
$0 ﹤0.01%
+1
New +$357
LGF.B
1264
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$0 ﹤0.01%
+13
New +$109
BERY
1265
DELISTED
Berry Global Group, Inc.
BERY
– –
-39
Closed -$2K
CDMO
1266
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$0 ﹤0.01%
3
– –
AKTS
1267
DELISTED
Akoustis Technologies Inc
AKTS
– –
-261
Closed -$2K
SWN
1268
DELISTED
Southwestern Energy Company
SWN
$0 ﹤0.01%
+155
New +$269
LSXMK
1269
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$0 ﹤0.01%
+16
New +$536
LSXMA
1270
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$0 ﹤0.01%
+8
New +$253
MMAT
1271
DELISTED
Meta Materials Inc. Common Stock
MMAT
$0 ﹤0.01%
+5
New +$611
EVBG
1272
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-30
Closed -$2K
ERF
1273
DELISTED
Enerplus Corporation
ERF
$0 ﹤0.01%
100
– –
FEI
1274
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$0 ﹤0.01%
75
– –
IMGN
1275
DELISTED
Immunogen Inc
IMGN
$0 ﹤0.01%
+31
New +$136
49 50
51
52 53

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Gradient Investments's Q1 2020 Portfolio in Review

As of Q1 2020, Gradient Investments held 1,333 positions worth $1.86B, down 17% from $2.25B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments's Q1 2020 filing shows 150 new, 345 increased, 274 reduced and 115 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M. The largest sale was Innovator US Equity Power Buffer ETF August, an estimated $37.7M.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 5.9% a quarter earlier, followed by Technology and Financials.

  • Gradient Investments's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M.
  • Gradient Investments added most to State Street SPDR Portfolio Mortgage Backed Bond ETF in Q1 2020, an estimated $20.8M increase.
  • Gradient Investments's biggest Q1 2020 reduction was Innovator US Equity Power Buffer ETF August, cutting an estimated $37.7M.
  • Gradient Investments fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q1 2020, selling an estimated $251K.
  • Gradient Investments's ten largest holdings make up 41% of its $1.86B portfolio in Q1 2020.
  • Gradient Investments opened 150 new positions and closed 115 in Q1 2020.
  • Gradient Investments's portfolio value fell 17% quarter-over-quarter to $1.86B.

Based on Gradient Investments's 13F filing for Q1 2020, filed 7 Apr 2020.