GI

Gradient Investments Portfolio holdings

AUM $5.47B
1-Year Return 14.48%
This Quarter Return
-0.17%
1 Year Return
+14.48%
3 Year Return
+46.2%
5 Year Return
+69.21%
10 Year Return
+105.29%
AUM
$3.57B
AUM Growth
+$152M
Cap. Flow
+$184M
Cap. Flow %
5.17%
Top 10 Hldgs %
36.92%
Holding
1,304
New
89
Increased
273
Reduced
293
Closed
88

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$379M
2
SPLG icon
SPDR Portfolio S&P 500 ETF
SPLG
$150M
3
FEZ icon
SPDR Euro Stoxx 50 ETF
FEZ
$89.7M
4
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
$70.1M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
$40.2M

Top Sells

1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
$472M
2
SPYV icon
SPDR Portfolio S&P 500 Value ETF
SPYV
$80.2M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$66.1M
4
SPEM icon
SPDR Portfolio Emerging Markets ETF
SPEM
$63.5M
5
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$39.9M

Sector Composition

1 Financials 8.03%
2 Technology 7.83%
3 Healthcare 5.28%
4 Industrials 4.91%
5 Consumer Discretionary 3.87%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JPS
1151
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$0 ﹤0.01%
48
– –
RAD
1152
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
16
– –
FFSG
1153
DELISTED
FormulaFolios Smart Growth ETF
FFSG
– –
-140
Closed -$5K
FFHG
1154
DELISTED
Formula Folios Hedged Growth ETF
FFHG
– –
-441
Closed -$16K
RTL
1155
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-220
Closed -$2K
ARNC
1156
DELISTED
Arconic Corporation
ARNC
$0 ﹤0.01%
8
– –
APPH
1157
DELISTED
AppHarvest, Inc. Common Stock
APPH
$0 ﹤0.01%
50
– –
HEXO
1158
DELISTED
HEXO Corp. Common Shares
HEXO
$0 ﹤0.01%
4
– –
MGI
1159
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
32
– –
ALR
1160
DELISTED
AlerisLife Inc. Common Stock
ALR
$0 ﹤0.01%
3
– –
DS
1161
DELISTED
Drive Shack Inc.
DS
$0 ﹤0.01%
127
– –
CLR
1162
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$0 ﹤0.01%
10
– –
TEN
1163
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-1,500
Closed -$29K
AXU
1164
DELISTED
Alexco Resource Corp.
AXU
$0 ﹤0.01%
+124
New –
ZNGA
1165
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-430
Closed -$5K
PVG
1166
DELISTED
PRETIUM RESOURCES INC.
PVG
$0 ﹤0.01%
+49
New –
RDS.B
1167
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$0 ﹤0.01%
2
– –
DRNA
1168
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$0 ﹤0.01%
14
– –
PCI
1169
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-2,000
Closed -$45K
KCAC
1170
DELISTED
Kensington Capital Acquisition Corp. II
KCAC
– –
-30
Closed -$1K
MXIM
1171
DELISTED
Maxim Integrated Products
MXIM
– –
-25
Closed -$3K
MIE
1172
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-250
Closed -$1K
CHPT.WS
1173
DELISTED
ChargePoint Holdings, Inc. Warrants, exercisable for one share of Common Stock
CHPT.WS
– –
-400
Closed -$9K
MFGP
1174
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
6
– –
WLL
1175
DELISTED
Whiting Petroleum Corporation
WLL
$0 ﹤0.01%
2
– –
45 46
47
48 49