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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.17B
AUM Growth
-$96.8M
Cap. Flow
-$259M
Cap. Flow %
-8.16%
Top 10 Hldgs %
27.88%
Holding
1,708
New
198
Increased
334
Reduced
429
Closed
211

Top Buys

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$31.4M
2
ARE icon
Alexandria Real Estate Equities
ARE
+$27.8M
3
EXR icon
Extra Space Storage
EXR
+$27.3M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$25.3M
5
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$24.9M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$310M
2
GEMD icon
Goldman Sachs Access Emerging Markets USD Bond ETF
GEMD
+$23.2M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$22.9M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$21.2M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$18.9M

Sector Composition

Rank Sector Weight
1 Financials 8.97%
2 Technology 7.65%
3 Healthcare 6.15%
4 Consumer Discretionary 4.94%
5 Industrials 4.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTGC icon
1126
Hercules Capital
HTGC
$2.99B
$1.63K ﹤0.01%
+123
New +$1.67K
CC icon
1127
Chemours
CC
$2.48B
$1.59K ﹤0.01%
52
-10
-16% -$300
NVEI
1128
DELISTED
Nuvei Corporation Subordinate Voting Shares
NVEI
$1.57K ﹤0.01%
62
– –
LCII icon
1129
LCI Industries
LCII
$2.59B
$1.57K ﹤0.01%
17
-15
-47% -$1.47K
UHS icon
1130
Universal Health Services
UHS
$10.2B
$1.55K ﹤0.01%
+11
New +$1.3K
ZBRA icon
1131
Zebra Technologies
ZBRA
$13.5B
$1.54K ﹤0.01%
6
– –
PFLT icon
1132
PennantPark Floating Rate Capital
PFLT
$698M
$1.53K ﹤0.01%
+139
New +$1.52K
DAN icon
1133
Dana Inc
DAN
$2.88B
$1.51K ﹤0.01%
100
– –
MQ icon
1134
Marqeta
MQ
$1.93B
$1.49K ﹤0.01%
61
– –
LAZR
1135
DELISTED
Luminar Technologies
LAZR
$1.49K ﹤0.01%
20
– –
CF icon
1136
CF Industries
CF
$19.6B
$1.45K ﹤0.01%
+17
New +$1.73K
SLYG icon
1137
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$1.45K ﹤0.01%
20
– –
SUP
1138
DELISTED
Superior Industries International
SUP
$1.43K ﹤0.01%
338
– –
PNR icon
1139
Pentair
PNR
$10.8B
$1.41K ﹤0.01%
31
– –
TSLX icon
1140
Sixth Street Specialty
TSLX
$1.67B
$1.41K ﹤0.01%
+79
New +$1.42K
HE icon
1141
Hawaiian Electric Industries
HE
$2.26B
$1.38K ﹤0.01%
33
– –
PHD
1142
DELISTED
Pioneer Floating Rate Fund
PHD
$1.37K ﹤0.01%
157
– –
UYG icon
1143
ProShares Ultra Financials
UYG
$819M
$1.37K ﹤0.01%
+30
New +$1.36K
SBRA icon
1144
Sabra Healthcare REIT
SBRA
$5.56B
$1.37K ﹤0.01%
110
– –
FNDA icon
1145
Schwab Fundamental US Small Company Index ETF
FNDA
$9.1B
$1.35K ﹤0.01%
+58
New +$1.36K
KARS icon
1146
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$75.1M
$1.35K ﹤0.01%
48
– –
BL icon
1147
BlackLine
BL
$1.9B
$1.34K ﹤0.01%
20
-28
-58% -$1.74K
WDAY icon
1148
Workday
WDAY
$41.5B
$1.34K ﹤0.01%
8
+2
+33% +$312
OI icon
1149
O-I Glass
OI
$1.18B
$1.33K ﹤0.01%
80
– –
TMAT icon
1150
Main Thematic Innovation ETF
TMAT
$220M
$1.31K ﹤0.01%
+106
New +$1.34K
44 45
46
47 48

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FPP
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Gradient Investments's Q4 2022 Portfolio in Review

As of Q4 2022, Gradient Investments held 1,708 positions worth $3.17B, down 3% from $3.27B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gradient Investments withdrew a net $259M in Q4 2022, closing 211 positions and reducing 429 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $17.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Gradient Investments opened a new position in Alexandria Real Estate Equities worth $28M.

  • Gradient Investments's largest Q4 2022 buy was Alexandria Real Estate Equities: 192,165 shares worth $28M.
  • Gradient Investments added most to iShares 5-10 Year Investment Grade Corporate Bond ETF in Q4 2022, an estimated $31.4M increase.
  • Gradient Investments's biggest Q4 2022 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $310M.
  • Gradient Investments fully exited Innovator US Equity Power Buffer ETF September in Q4 2022, selling an estimated $17.1M.
  • Gradient Investments's ten largest holdings make up 28% of its $3.17B portfolio in Q4 2022.
  • Gradient Investments opened 198 new positions and closed 211 in Q4 2022.
  • Gradient Investments's portfolio value fell 3% quarter-over-quarter to $3.17B.

Based on Gradient Investments's 13F filing for Q4 2022, filed 10 Jan 2023.