GI

Gradient Investments Portfolio holdings

AUM $5.47B
1-Year Return 14.48%
This Quarter Return
+16.07%
1 Year Return
+14.48%
3 Year Return
+46.2%
5 Year Return
+69.21%
10 Year Return
+105.29%
AUM
$2.19B
AUM Growth
+$337M
Cap. Flow
+$87M
Cap. Flow %
3.97%
Top 10 Hldgs %
37.86%
Holding
1,291
New
72
Increased
226
Reduced
386
Closed
164

Top Buys

1
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$43.1M
2
ICVT icon
iShares Convertible Bond ETF
ICVT
$39.4M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$33.1M
4
SIVR icon
abrdn Physical Silver Shares ETF
SIVR
$29.8M
5
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$23.9M

Top Sells

1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$43.9M
2
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
$37.1M
3
GLDM icon
SPDR Gold MiniShares Trust
GLDM
$30.5M
4
PFFD icon
Global X US Preferred ETF
PFFD
$23.5M
5
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$13.9M

Sector Composition

1 Financials 7.18%
2 Healthcare 7.01%
3 Technology 5.55%
4 Consumer Discretionary 4.5%
5 Industrials 4.49%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CTXS
1126
DELISTED
Citrix Systems Inc
CTXS
– –
-14
Closed -$2K
CTT
1127
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
– –
-100
Closed -$1K
MNDT
1128
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-42
Closed –
NP
1129
DELISTED
Neenah, Inc. Common Stock
NP
$0 ﹤0.01%
5
– –
NUAN
1130
DELISTED
Nuance Communications, Inc.
NUAN
– –
-29
Closed –
INFO
1131
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-15
Closed -$1K
RDS.B
1132
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$0 ﹤0.01%
2
– –
PRSP
1133
DELISTED
Perspecta Inc. Common Stock
PRSP
$0 ﹤0.01%
12
-2
-14% –
NUM
1134
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
– –
-300
Closed -$4K
AIG.WS
1135
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
6
– –
WPX
1136
DELISTED
WPX Energy, Inc.
WPX
– –
-100
Closed –
TIF
1137
DELISTED
Tiffany & Co.
TIF
$0 ﹤0.01%
1
– –
GLIBA
1138
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-2
Closed –
LVGO
1139
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-300
Closed -$9K
NBL
1140
DELISTED
Noble Energy, Inc.
NBL
– –
-4,126
Closed -$25K
RYCE
1141
DELISTED
Amira Nature Foods Ltd
RYCE
$0 ﹤0.01%
5
– –
TMUSR
1142
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
$0 ﹤0.01%
+786
New –
MINI
1143
DELISTED
Mobile Mini Inc
MINI
– –
-108
Closed -$3K
CHK
1144
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
TIVO
1145
DELISTED
Tivo Inc
TIVO
– –
-1
Closed –
JCP
1146
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-1,000
Closed –
AGN
1147
DELISTED
Allergan plc
AGN
– –
-1,190
Closed -$211K
JMF
1148
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
-400
Closed -$1K
RTN
1149
DELISTED
Raytheon Company
RTN
– –
-64,363
Closed -$8.44M
S
1150
DELISTED
Sprint Corporation
S
– –
-7,230
Closed -$62K
44 45
46
47 48