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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.57B
AUM Growth
+$152M
Cap. Flow
+$202M
Cap. Flow %
5.67%
Top 10 Hldgs %
36.92%
Holding
1,304
New
89
Increased
273
Reduced
293
Closed
87

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$389M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$155M
3
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$93.4M
4
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$70.8M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$41.5M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$475M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$82.1M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$65.7M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$64.8M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$39.8M

Sector Composition

Rank Sector Weight
1 Financials 8.03%
2 Technology 7.83%
3 Healthcare 5.28%
4 Industrials 4.91%
5 Consumer Discretionary 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SABA
1101
Saba Capital Income & Opportunities Fund II
SABA
$220M
$1K ﹤0.01%
50
– –
SAM icon
1102
Boston Beer
SAM
$1.91B
$1K ﹤0.01%
2
– –
SCS
1103
DELISTED
Steelcase
SCS
$1K ﹤0.01%
+100
New +$1.38K
SPG icon
1104
Simon Property Group
SPG
$75.1B
$1K ﹤0.01%
5
-40
-89% -$5.21K
SPMD icon
1105
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$1K ﹤0.01%
18
-35
-66% -$1.65K
STPZ icon
1106
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$505M
$1K ﹤0.01%
10
– –
SWBI icon
1107
Smith & Wesson
SWBI
$666M
$1K ﹤0.01%
30
– –
SYF icon
1108
Synchrony
SYF
$24.5B
$1K ﹤0.01%
13
– –
TDG icon
1109
TransDigm Group
TDG
$71.9B
$1K ﹤0.01%
2
– –
TNXP icon
1110
Tonix Pharmaceuticals
TNXP
$165M
– –
0
– –
TTWO icon
1111
Take-Two Interactive
TTWO
$45.3B
$1K ﹤0.01%
5
– –
TWO
1112
Two Harbors Investment
TWO
$1.27B
$1K ﹤0.01%
38
– –
UNIT
1113
Uniti Group
UNIT
$2.62B
$1K ﹤0.01%
64
– –
UTF icon
1114
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$1K ﹤0.01%
24
– –
VIGI icon
1115
Vanguard International Dividend Appreciation ETF
VIGI
$8.98B
$1K ﹤0.01%
15
– –
VRTX icon
1116
Vertex Pharmaceuticals
VRTX
$122B
$1K ﹤0.01%
3
-18
-86% -$3.51K
YOLO icon
1117
AdvisorShares Pure Cannabis ETF
YOLO
$30.5M
$1K ﹤0.01%
50
– –
ZTS icon
1118
Zoetis
ZTS
$32.2B
$1K ﹤0.01%
6
– –
AY
1119
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$1K ﹤0.01%
30
– –
SPWR
1120
DELISTED
SunPower Corporation Common Stock
SPWR
$1K ﹤0.01%
27
– –
SIX
1121
DELISTED
Six Flags Entertainment Corp.
SIX
$1K ﹤0.01%
22
– –
ERF
1122
DELISTED
Enerplus Corporation
ERF
$1K ﹤0.01%
100
– –
FEI
1123
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$1K ﹤0.01%
75
– –
VINO
1124
DELISTED
Gaucho Group Holdings, Inc. Common Stock
VINO
– –
0
– –
MAAX
1125
DELISTED
VanEck Muni Allocation ETF
MAAX
$1K ﹤0.01%
40
– –
43 44
45
46 47

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Gradient Investments's Q3 2021 Portfolio in Review

As of Q3 2021, Gradient Investments held 1,304 positions worth $3.57B, up 4.4% from $3.42B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Gradient Investments deployed $202M of net new capital in Q3 2021, opening 89 new positions and adding to 273 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 6.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $475M trimmed.

  • Gradient Investments's largest Q3 2021 buy was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.
  • Gradient Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $389M increase.
  • Gradient Investments's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $475M.
  • Gradient Investments fully exited First Trust Technology AlphaDEX Fund in Q3 2021, selling an estimated $94K.
  • Gradient Investments's ten largest holdings make up 37% of its $3.57B portfolio in Q3 2021.
  • Gradient Investments opened 89 new positions and closed 87 in Q3 2021.
  • Gradient Investments's portfolio value rose 4.4% quarter-over-quarter to $3.57B.

Based on Gradient Investments's 13F filing for Q3 2021, filed 18 Oct 2021.