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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$2.38B
AUM Growth
+$188M
Cap. Flow
+$75.9M
Cap. Flow %
3.19%
Top 10 Hldgs %
37.99%
Holding
1,272
New
149
Increased
312
Reduced
225
Closed
59

Top Buys

Rank Stock Value
1
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$47.8M
2
LVHD icon
Franklin US Low Volatility High Dividend Index ETF
LVHD
+$41.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$34.1M
4
RJA
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
+$24.9M
5
SAIC icon
Saic
SAIC
+$13.4M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$43M
2
SIVR icon
abrdn Physical Silver Shares ETF
SIVR
+$42.9M
3
TOLZ icon
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
+$23.8M
4
FBIN icon
Fortune Brands Innovations
FBIN
+$15.5M
5
LOW icon
Lowe's Companies
LOW
+$12.9M

Sector Composition

Rank Sector Weight
1 Healthcare 6.86%
2 Financials 6.8%
3 Technology 5.48%
4 Industrials 4.04%
5 Consumer Discretionary 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNIT
1101
Uniti Group
UNIT
$2.52B
$1K ﹤0.01%
60
– –
UTF icon
1102
Cohen & Steers Infrastructure Fund
UTF
$3.09B
$1K ﹤0.01%
24
– –
VIGI icon
1103
Vanguard International Dividend Appreciation ETF
VIGI
$9.01B
$1K ﹤0.01%
15
– –
VSS icon
1104
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11B
$1K ﹤0.01%
+11
New +$1.15K
WU icon
1105
Western Union
WU
$2.53B
$1K ﹤0.01%
+52
New +$1.18K
YOLO icon
1106
AdvisorShares Pure Cannabis ETF
YOLO
$28.8M
$1K ﹤0.01%
50
– –
SMC
1107
Summit Midstream
SMC
$420M
$1K ﹤0.01%
145
– –
NBIS
1108
Nebius Group N.V.
NBIS
$37.6B
$1K ﹤0.01%
20
– –
SNAXW
1109
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$1K ﹤0.01%
+2,000
New +$750
AY
1110
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$1K ﹤0.01%
+30
New +$877
SIX
1111
DELISTED
Six Flags Entertainment Corp.
SIX
$1K ﹤0.01%
59
-13
-18% -$267
MAAX
1112
DELISTED
VanEck Muni Allocation ETF
MAAX
$1K ﹤0.01%
40
+20
+100% +$490
UMPQ
1113
DELISTED
Umpqua Holdings Corp
UMPQ
$1K ﹤0.01%
109
– –
MBII
1114
DELISTED
Marrone Bio Innovations, Inc.
MBII
$1K ﹤0.01%
800
– –
PBCT
1115
DELISTED
People's United Financial Inc
PBCT
$1K ﹤0.01%
75
– –
ALXN
1116
DELISTED
Alexion Pharmaceuticals
ALXN
$1K ﹤0.01%
5
-19
-79% -$2.05K
FLIR
1117
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$1K ﹤0.01%
14
– –
GWPH
1118
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$1K ﹤0.01%
15
– –
APHA
1119
DELISTED
Aphria Inc. Common Shares
APHA
$1K ﹤0.01%
268
– –
BMY.RT
1120
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$1K ﹤0.01%
281
+100
+55% +$286
TRNE.WS
1121
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
$1K ﹤0.01%
+500
New +$942
ETFC
1122
DELISTED
E*Trade Financial Corporation
ETFC
$1K ﹤0.01%
18
– –
ESTE
1123
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$1K ﹤0.01%
491
– –
PEI
1124
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$1K ﹤0.01%
+133
New +$2.09K
NHLD
1125
DELISTED
National Holdings Corporation
NHLD
$1K ﹤0.01%
250
– –
43 44
45
46 47

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Gradient Investments's Q3 2020 Portfolio in Review

As of Q3 2020, Gradient Investments held 1,272 positions worth $2.38B, up 8.6% from $2.19B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Gradient Investments deployed $75.9M of net new capital in Q3 2020, opening 149 new positions and adding to 312 existing holdings. Its largest new stake was AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return: 4,747,425 shares worth $26.2M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Convertible Bond ETF, an estimated $43M trimmed.

  • Gradient Investments's largest Q3 2020 buy was AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return: 4,747,425 shares worth $26.2M.
  • Gradient Investments added most to SPDR Gold MiniShares Trust in Q3 2020, an estimated $47.8M increase.
  • Gradient Investments's biggest Q3 2020 reduction was iShares Convertible Bond ETF, cutting an estimated $43M.
  • Gradient Investments fully exited Nuveen ESG US Aggregate Bond ETF in Q3 2020, selling an estimated $575K.
  • Gradient Investments's ten largest holdings make up 38% of its $2.38B portfolio in Q3 2020.
  • Gradient Investments opened 149 new positions and closed 59 in Q3 2020.
  • Gradient Investments's portfolio value rose 8.6% quarter-over-quarter to $2.38B.

Based on Gradient Investments's 13F filing for Q3 2020, filed 6 Oct 2020.