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GI

Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.79B
AUM Growth
-$94.7M
Cap. Flow
+$51.5M
Cap. Flow %
1.36%
Top 10 Hldgs %
28.54%
Holding
1,943
New
165
Increased
409
Reduced
407
Closed
129

Top Buys

Rank Stock Value
1
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$60.5M
2
SMOT icon
VanEck Morningstar SMID Moat ETF
SMOT
+$43.2M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$38.3M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$34.4M
5
TBJL icon
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
+$28.3M

Top Sells

Rank Stock Value
1
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$74.3M
2
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$69.7M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$61.4M
4
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$49.2M
5
IGTR
Innovator Gradient Tactical Rotation Strategy ETF
IGTR
+$29.5M

Sector Composition

Rank Sector Weight
1 Financials 10%
2 Technology 8.73%
3 Healthcare 7.22%
4 Consumer Discretionary 4.98%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OBDC icon
1076
Blue Owl Capital
OBDC
$5.35B
$2.94K ﹤0.01%
+212
New +$2.93K
AON icon
1077
Aon
AON
$80.6B
$2.92K ﹤0.01%
9
– –
RGR icon
1078
Sturm, Ruger & Co
RGR
$603M
$2.87K ﹤0.01%
55
+50
+1,000% +$2.63K
SSYS icon
1079
Stratasys
SSYS
$666M
$2.86K ﹤0.01%
210
– –
FLJP icon
1080
Franklin FTSE Japan ETF
FLJP
$3.86B
$2.86K ﹤0.01%
+108
New +$2.92K
JOF
1081
Japan Smaller Capitalization Fund
JOF
$316M
$2.84K ﹤0.01%
+400
New +$2.92K
CHD icon
1082
Church & Dwight Co
CHD
$23.7B
$2.84K ﹤0.01%
31
+13
+72% +$1.25K
CPRI icon
1083
Capri Holdings
CPRI
$1.82B
$2.84K ﹤0.01%
54
-7
-11% -$317
IYF icon
1084
iShares US Financials ETF
IYF
$4.65B
$2.84K ﹤0.01%
38
– –
PZA icon
1085
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
$2.84K ﹤0.01%
128
– –
CIVI
1086
DELISTED
Civitas Resources
CIVI
$2.83K ﹤0.01%
35
+30
+600% +$2.32K
CPAY icon
1087
Corpay
CPAY
$25.7B
$2.81K ﹤0.01%
11
– –
VRP icon
1088
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$2.8K ﹤0.01%
125
– –
SGI
1089
Somnigroup International
SGI
$14.4B
$2.77K ﹤0.01%
64
– –
CWI icon
1090
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.7B
$2.76K ﹤0.01%
111
– –
E icon
1091
ENI
E
$78.1B
$2.75K ﹤0.01%
86
+20
+30% +$617
NRG icon
1092
NRG Energy
NRG
$26.2B
$2.73K ﹤0.01%
71
– –
QSR icon
1093
Restaurant Brands International
QSR
$26.2B
$2.73K ﹤0.01%
41
– –
WES icon
1094
Western Midstream Partners
WES
$19.4B
$2.72K ﹤0.01%
+100
New +$2.71K
EMLP icon
1095
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$2.69K ﹤0.01%
102
– –
MAV
1096
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$2.69K ﹤0.01%
+400
New +$3.04K
XLC icon
1097
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$2.69K ﹤0.01%
41
– –
INFY icon
1098
Infosys
INFY
$51B
$2.69K ﹤0.01%
157
– –
CP icon
1099
Canadian Pacific Kansas City
CP
$81B
$2.68K ﹤0.01%
36
– –
JEQ
1100
DELISTED
abrdn Japan Equity Fund
JEQ
$2.67K ﹤0.01%
+500
New +$2.88K
42 43
44
45 46

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Gradient Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Gradient Investments held 1,943 positions worth $3.79B, down 2.4% from $3.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gradient Investments's Q3 2023 filing shows 165 new, 409 increased, 407 reduced and 129 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M. The largest sale was Invesco S&P 500 GARP ETF, an estimated $74.3M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.

  • Gradient Investments's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF July: 1,114,257 shares worth $37.6M.
  • Gradient Investments added most to Innovator US Equity Buffer ETF July in Q3 2023, an estimated $60.5M increase.
  • Gradient Investments's biggest Q3 2023 reduction was Invesco S&P 500 GARP ETF, cutting an estimated $74.3M.
  • Gradient Investments fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $1.55M.
  • Gradient Investments's ten largest holdings make up 29% of its $3.79B portfolio in Q3 2023.
  • Gradient Investments opened 165 new positions and closed 129 in Q3 2023.
  • Gradient Investments's portfolio value fell 2.4% quarter-over-quarter to $3.79B.

Based on Gradient Investments's 13F filing for Q3 2023, filed 27 Oct 2023.