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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-15.05%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$1.86B
AUM Growth
-$389M
Cap. Flow
+$12.4M
Cap. Flow %
0.67%
Top 10 Hldgs %
40.92%
Holding
1,333
New
150
Increased
345
Reduced
274
Closed
115

Top Buys

Rank Stock Value
1
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$35M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$20.8M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$14M
4
WM icon
Waste Management
WM
+$11.5M
5
SLB icon
SLB Ltd
SLB
+$10.7M

Top Sells

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$37.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.9M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$29.5M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.3M
5
MBB icon
iShares MBS ETF
MBB
+$15.7M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Technology 5.73%
3 Financials 5.61%
4 Consumer Discretionary 4.44%
5 Industrials 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WOLF icon
1051
Wolfspeed
WOLF
$1.24B
$1K ﹤0.01%
+17
New +$764
XLC icon
1052
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$1K ﹤0.01%
26
– –
ZBH icon
1053
Zimmer Biomet
ZBH
$18.4B
$1K ﹤0.01%
+7
New +$918
ZBRA icon
1054
Zebra Technologies
ZBRA
$13.7B
$1K ﹤0.01%
+3
New +$674
SMC
1055
Summit Midstream
SMC
$421M
$1K ﹤0.01%
145
– –
NBIS
1056
Nebius Group N.V.
NBIS
$47.8B
$1K ﹤0.01%
20
– –
VMW
1057
DELISTED
VMware, Inc
VMW
$1K ﹤0.01%
12
+9
+300% +$1.24K
UMPQ
1058
DELISTED
Umpqua Holdings Corp
UMPQ
$1K ﹤0.01%
109
– –
PRTY
1059
DELISTED
Party City Holdco Inc.
PRTY
$1K ﹤0.01%
+2,500
New +$5.14K
CTT
1060
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$1K ﹤0.01%
+100
New +$957
MBII
1061
DELISTED
Marrone Bio Innovations, Inc.
MBII
$1K ﹤0.01%
800
– –
CDK
1062
DELISTED
CDK Global, Inc.
CDK
$1K ﹤0.01%
39
– –
PBCT
1063
DELISTED
People's United Financial Inc
PBCT
$1K ﹤0.01%
75
– –
FMO
1064
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1K ﹤0.01%
100
– –
INFO
1065
DELISTED
IHS Markit Ltd. Common Shares
INFO
$1K ﹤0.01%
+15
New +$1.08K
GWPH
1066
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$1K ﹤0.01%
15
– –
APHA
1067
DELISTED
Aphria Inc. Common Shares
APHA
$1K ﹤0.01%
268
– –
BMY.RT
1068
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$1K ﹤0.01%
281
– –
JMF
1069
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$1K ﹤0.01%
400
– –
KOL
1070
DELISTED
VanEck Vectors Coal ETF
KOL
$1K ﹤0.01%
20
– –
ESTE
1071
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$1K ﹤0.01%
491
– –
WBK
1072
DELISTED
Westpac Banking Corporation
WBK
$1K ﹤0.01%
63
-66
-51% -$980
UN
1073
DELISTED
Unilever NV New York Registry Shares
UN
$1K ﹤0.01%
15
– –
SPN
1074
DELISTED
Superior Energy Services, Inc.
SPN
$1K ﹤0.01%
516
– –
AA icon
1075
Alcoa
AA
$11.9B
$0 ﹤0.01%
11
– –
41 42
43
44 45

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Gradient Investments's Q1 2020 Portfolio in Review

As of Q1 2020, Gradient Investments held 1,333 positions worth $1.86B, down 17% from $2.25B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments's Q1 2020 filing shows 150 new, 345 increased, 274 reduced and 115 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M. The largest sale was Innovator US Equity Power Buffer ETF August, an estimated $37.7M.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 5.9% a quarter earlier, followed by Technology and Financials.

  • Gradient Investments's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M.
  • Gradient Investments added most to State Street SPDR Portfolio Mortgage Backed Bond ETF in Q1 2020, an estimated $20.8M increase.
  • Gradient Investments's biggest Q1 2020 reduction was Innovator US Equity Power Buffer ETF August, cutting an estimated $37.7M.
  • Gradient Investments fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q1 2020, selling an estimated $251K.
  • Gradient Investments's ten largest holdings make up 41% of its $1.86B portfolio in Q1 2020.
  • Gradient Investments opened 150 new positions and closed 115 in Q1 2020.
  • Gradient Investments's portfolio value fell 17% quarter-over-quarter to $1.86B.

Based on Gradient Investments's 13F filing for Q1 2020, filed 7 Apr 2020.