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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$4.8B
AUM Growth
+$346M
Cap. Flow
+$111M
Cap. Flow %
2.31%
Top 10 Hldgs %
25.13%
Holding
1,373
New
8
Increased
129
Reduced
152
Closed
1,070

Top Buys

Rank Stock Value
1
SIXJ icon
AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF
SIXJ
+$141M
2
SPYI icon
NEOS S&P 500 High Income ETF
SPYI
+$71.6M
3
XBJL icon
Innovator US Equity Accelerated 9 Buffer ETF July
XBJL
+$69M
4
TJUL icon
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
+$49.9M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$35.2M

Top Sells

Rank Stock Value
1
BFEB icon
Innovator US Equity Buffer ETF February
BFEB
+$82.2M
2
MARW icon
AllianzIM U.S. Equity Buffer20 Mar ETF
MARW
+$59.3M
3
ADP icon
Automatic Data Processing
ADP
+$32.6M
4
CI icon
Cigna
CI
+$19.1M
5
DMBS icon
DoubleLine Mortgage ETF
DMBS
+$17.7M

Sector Composition

Rank Sector Weight
1 Technology 8.83%
2 Financials 6.93%
3 Healthcare 6.71%
4 Consumer Discretionary 5.2%
5 Consumer Staples 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PENN icon
1001
PENN Entertainment
PENN
$2.82B
– –
-10
Closed -$194
PETS icon
1002
PetMed Express
PETS
$43M
– –
-489
Closed -$1.98K
PFFV icon
1003
Global X Variable Rate Preferred ETF
PFFV
$304M
– –
-53
Closed -$1.25K
PFG icon
1004
Principal Financial Group
PFG
$24.6B
– –
-1,610
Closed -$126K
PFM icon
1005
Invesco Dividend Achievers ETF
PFM
$799M
– –
-1,512
Closed -$64.5K
PFXF icon
1006
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
– –
-125
Closed -$2.16K
PGR icon
1007
Progressive
PGR
$128B
– –
-97
Closed -$20.1K
PGX icon
1008
Invesco Preferred ETF
PGX
$3.81B
– –
-1,345
Closed -$15.5K
PH icon
1009
Parker-Hannifin
PH
$125B
– –
-122
Closed -$61.7K
IFLN
1010
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
– –
-108
Closed -$1.94K
PHD
1011
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-157
Closed -$1.51K
PHIN icon
1012
Phinia Inc
PHIN
$2.98B
– –
-19
Closed -$748
PHK
1013
PIMCO High Income Fund
PHK
$861M
– –
-1
Closed -$4
PHYS icon
1014
Sprott Physical Gold
PHYS
$14.5B
– –
-5,332
Closed -$96.3K
PKST
1015
DELISTED
Peakstone Realty Trust
PKST
– –
-2,655
Closed -$28.1K
PLCE icon
1016
Children's Place
PLCE
$55.8M
– –
-6
Closed -$49
PLD icon
1017
Prologis
PLD
$137B
– –
-1,019
Closed -$114K
PLTR icon
1018
Palantir
PLTR
$296B
– –
-2,306
Closed -$58.4K
PLUG icon
1019
Plug Power
PLUG
$2.73B
– –
-68
Closed -$158
PM icon
1020
Philip Morris
PM
$312B
– –
-2,187
Closed -$222K
PNC icon
1021
PNC Financial Services
PNC
$100B
– –
-67
Closed -$10.4K
PNR icon
1022
Pentair
PNR
$10.8B
– –
-18
Closed -$1.38K
POOL icon
1023
Pool Corp
POOL
$7B
– –
-1
Closed -$307
PPL
1024
PPL Corp
PPL
$27.3B
– –
-3,028
Closed -$83.7K
PRU icon
1025
Prudential Financial
PRU
$43B
– –
-1,563
Closed -$183K
39 40
41
42 43

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Gradient Investments's Q3 2024 Portfolio in Review

As of Q3 2024, Gradient Investments held 1,373 positions worth $4.8B, up 7.8% from $4.45B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Gradient Investments's Q3 2024 filing shows 8 new, 129 increased, 152 reduced and 1,070 closed positions. Its largest new stake was AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF: 4,914,084 shares worth $144M. The largest sale was Innovator US Equity Buffer ETF February, an estimated $82.2M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

  • Gradient Investments's largest Q3 2024 buy was AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF: 4,914,084 shares worth $144M.
  • Gradient Investments added most to NEOS S&P 500 High Income ETF in Q3 2024, an estimated $71.6M increase.
  • Gradient Investments's biggest Q3 2024 reduction was Innovator US Equity Buffer ETF February, cutting an estimated $82.2M.
  • Gradient Investments fully exited Arthur J. Gallagher & Co in Q3 2024, selling an estimated $16.1M.
  • Gradient Investments's ten largest holdings make up 25% of its $4.8B portfolio in Q3 2024.
  • Gradient Investments opened 8 new positions and closed 1,070 in Q3 2024.
  • Gradient Investments's portfolio value rose 7.8% quarter-over-quarter to $4.8B.

Based on Gradient Investments's 13F filing for Q3 2024, filed 15 Oct 2024.