We are live on ! Find out more
GI

Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-15.05%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$1.86B
AUM Growth
-$389M
Cap. Flow
+$12.4M
Cap. Flow %
0.67%
Top 10 Hldgs %
40.92%
Holding
1,333
New
150
Increased
345
Reduced
274
Closed
115

Top Buys

Rank Stock Value
1
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$35M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$20.8M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$14M
4
WM icon
Waste Management
WM
+$11.5M
5
SLB icon
SLB Ltd
SLB
+$10.7M

Top Sells

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$37.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.9M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$29.5M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.3M
5
MBB icon
iShares MBS ETF
MBB
+$15.7M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Technology 5.73%
3 Financials 5.61%
4 Consumer Discretionary 4.44%
5 Industrials 3.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILPT
1001
Industrial Logistics Properties Trust
ILPT
$565M
$1K ﹤0.01%
+44
New +$924
IMNN icon
1002
Imunon
IMNN
$6.72M
$1K ﹤0.01%
5
– –
INN
1003
Summit Hotel Properties
INN
$748M
$1K ﹤0.01%
220
– –
IPO icon
1004
Renaissance IPO ETF
IPO
$157M
$1K ﹤0.01%
30
– –
IRM icon
1005
Iron Mountain
IRM
$37.1B
$1K ﹤0.01%
24
– –
IXUS icon
1006
iShares Core MSCI Total International Stock ETF
IXUS
$58.4B
$1K ﹤0.01%
24
– –
JPST icon
1007
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$1K ﹤0.01%
+26
New +$1.31K
KIE icon
1008
State Street SPDR S&P Insurance ETF
KIE
$651M
$1K ﹤0.01%
39
– –
LAZ icon
1009
Lazard
LAZ
$4.09B
$1K ﹤0.01%
42
– –
LEG icon
1010
Leggett & Platt
LEG
$1.37B
$1K ﹤0.01%
19
– –
MAA icon
1011
Mid-America Apartment Communities
MAA
$15.5B
$1K ﹤0.01%
9
– –
MCO icon
1012
Moody's
MCO
$83.5B
$1K ﹤0.01%
5
– –
MINT icon
1013
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1K ﹤0.01%
7
-132
-95% -$13.3K
MKC icon
1014
McCormick & Company Non-Voting
MKC
$13.7B
$1K ﹤0.01%
8
-70
-90% -$5.43K
MOAT icon
1015
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$1K ﹤0.01%
22
– –
MTD icon
1016
Mettler-Toledo International
MTD
$27.9B
$1K ﹤0.01%
+1
New +$746
MTB icon
1017
M&T Bank
MTB
$35.8B
$1K ﹤0.01%
7
-4
-36% -$588
NEA icon
1018
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$1K ﹤0.01%
+37
New +$526
NGVC icon
1019
Vitamin Cottage Natural Grocers
NGVC
$741M
$1K ﹤0.01%
115
– –
NICE icon
1020
Nice
NICE
$5.79B
$1K ﹤0.01%
+6
New +$968
NRG icon
1021
NRG Energy
NRG
$28.3B
$1K ﹤0.01%
55
-29
-35% -$999
NRT
1022
North European Oil Royalty Trust
NRT
$81.5M
$1K ﹤0.01%
222
– –
OPI
1023
DELISTED
Office Properties Income Trust
OPI
$1K ﹤0.01%
+23
New +$711
PNR icon
1024
Pentair
PNR
$10.6B
$1K ﹤0.01%
40
+10
+33% +$402
PSP icon
1025
Invesco Global Listed Private Equity ETF
PSP
$233M
$1K ﹤0.01%
36
– –
39 40
41
42 43

Similar funds

DS
DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $7.19B AUM 23.93% 1-Year Est. Return
FPP
Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return
DKCM
Davidson Kempner Capital Management New York $7.33B AUM 56.47% 1-Year Est. Return
UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return
TSC
Two Seas Capital Rye, New York $7.15B AUM 169.27% 1-Year Est. Return

Gradient Investments's Q1 2020 Portfolio in Review

As of Q1 2020, Gradient Investments held 1,333 positions worth $1.86B, down 17% from $2.25B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Gradient Investments's Q1 2020 filing shows 150 new, 345 increased, 274 reduced and 115 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M. The largest sale was Innovator US Equity Power Buffer ETF August, an estimated $37.7M.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 5.9% a quarter earlier, followed by Technology and Financials.

  • Gradient Investments's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF February: 1,243,382 shares worth $34.2M.
  • Gradient Investments added most to State Street SPDR Portfolio Mortgage Backed Bond ETF in Q1 2020, an estimated $20.8M increase.
  • Gradient Investments's biggest Q1 2020 reduction was Innovator US Equity Power Buffer ETF August, cutting an estimated $37.7M.
  • Gradient Investments fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q1 2020, selling an estimated $251K.
  • Gradient Investments's ten largest holdings make up 41% of its $1.86B portfolio in Q1 2020.
  • Gradient Investments opened 150 new positions and closed 115 in Q1 2020.
  • Gradient Investments's portfolio value fell 17% quarter-over-quarter to $1.86B.

Based on Gradient Investments's 13F filing for Q1 2020, filed 7 Apr 2020.