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Gradient Investments Portfolio holdings

AUM $7.25B
1-Year Est. Return 20.71%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+20.71%
3 Year Est. Return
+60.46%
5 Year Est. Return
+57.9%
10 Year Est. Return
+143.68%
AUM
$3.57B
AUM Growth
+$152M
Cap. Flow
+$202M
Cap. Flow %
5.67%
Top 10 Hldgs %
36.92%
Holding
1,304
New
89
Increased
273
Reduced
293
Closed
87

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$389M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$155M
3
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$93.4M
4
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$70.8M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$41.5M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$475M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$82.1M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$65.7M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$64.8M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$39.8M

Sector Composition

Rank Sector Weight
1 Financials 8.03%
2 Technology 7.83%
3 Healthcare 5.28%
4 Industrials 4.91%
5 Consumer Discretionary 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
76
Ameriprise Financial
AMP
$47.7B
$12.2M 0.34%
46,049
-2,016
-4% -$527K
DXCM icon
77
DexCom
DXCM
$28.6B
$12.1M 0.34%
88,548
-2,864
-3% -$361K
LHX icon
78
L3Harris
LHX
$56.9B
$12.1M 0.34%
54,884
-642
-1% -$146K
BIZD icon
79
VanEck BDC Income ETF
BIZD
$1.61B
$12M 0.34%
700,625
+29,360
+4% +$502K
ADI icon
80
Analog Devices
ADI
$179B
$12M 0.34%
71,551
-2,027
-3% -$340K
MRK icon
81
Merck
MRK
$326B
$12M 0.34%
159,200
+7,624
+5% +$580K
DOCU
82
DocuSign
DOCU
$10.1B
$11.9M 0.33%
46,405
+2,421
+6% +$698K
CE icon
83
Celanese
CE
$4.96B
$11.9M 0.33%
79,128
+1,468
+2% +$226K
AMGN icon
84
Amgen
AMGN
$205B
$11.9M 0.33%
55,838
+5,862
+12% +$1.35M
AVGO icon
85
Broadcom
AVGO
$1.81T
$11.9M 0.33%
244,570
+4,240
+2% +$206K
CMS icon
86
CMS Energy
CMS
$23.1B
$11.8M 0.33%
198,228
+7,019
+4% +$438K
TRU icon
87
TransUnion
TRU
$15.1B
$11.8M 0.33%
+105,416
New +$12.4M
LOW icon
88
Lowe's Companies
LOW
$118B
$11.8M 0.33%
58,060
+5,360
+10% +$1.07M
LUV icon
89
Southwest Airlines
LUV
$22.2B
$11.7M 0.33%
227,123
+64,486
+40% +$3.26M
FCT
90
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$11.7M 0.33%
953,403
+40,317
+4% +$500K
WTRG icon
91
Essential Utilities
WTRG
$11.3B
$11.7M 0.33%
252,897
+4,748
+2% +$230K
BAH icon
92
Booz Allen Hamilton
BAH
$8.75B
$11.7M 0.33%
146,833
+25,460
+21% +$2.13M
BX icon
93
Blackstone
BX
$106B
$11.6M 0.33%
99,761
-28,746
-22% -$3.34M
UPS icon
94
United Parcel Service
UPS
$97B
$11.5M 0.32%
63,257
+353
+0.6% +$69.7K
TGT icon
95
Target
TGT
$63.5B
$11.5M 0.32%
50,134
+542
+1% +$136K
SPYD icon
96
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.69B
$11.4M 0.32%
292,161
+14,164
+5% +$564K
CME icon
97
CME Group
CME
$92.4B
$11.4M 0.32%
59,040
+3,535
+6% +$716K
NNN icon
98
NNN REIT
NNN
$9.45B
$11.4M 0.32%
263,240
+4,762
+2% +$224K
NSC icon
99
Norfolk Southern
NSC
$78.2B
$11.4M 0.32%
47,470
+47,007
+10,153% +$12.1M
GSST icon
100
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.57B
$11.3M 0.32%
223,821
+15,774
+8% +$800K
2 3
4
5 6

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SIMG
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CFG
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FPP
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KWM
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UB
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Gradient Investments's Q3 2021 Portfolio in Review

As of Q3 2021, Gradient Investments held 1,304 positions worth $3.57B, up 4.4% from $3.42B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Gradient Investments deployed $202M of net new capital in Q3 2021, opening 89 new positions and adding to 273 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 6.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $475M trimmed.

  • Gradient Investments's largest Q3 2021 buy was Innovator US Equity Buffer ETF July: 2,220,920 shares worth $70.1M.
  • Gradient Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $389M increase.
  • Gradient Investments's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $475M.
  • Gradient Investments fully exited First Trust Technology AlphaDEX Fund in Q3 2021, selling an estimated $94K.
  • Gradient Investments's ten largest holdings make up 37% of its $3.57B portfolio in Q3 2021.
  • Gradient Investments opened 89 new positions and closed 87 in Q3 2021.
  • Gradient Investments's portfolio value rose 4.4% quarter-over-quarter to $3.57B.

Based on Gradient Investments's 13F filing for Q3 2021, filed 18 Oct 2021.